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SEC Moves to Revamp Retail Trading
Mar 29, 2023
15:49
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Episode notes
1
Introduction
00:00 • 3min
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2
The SEC's Concerns About Wholesalers
02:32 • 4min
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3
The SEC's Proposed Rules on Retail Order Flow
06:57 • 3min
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4
The SEC's Proposed Rules for Auctions for Retail Orders
10:22 • 2min
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5
The SEC's Proposed Rulemaking on Stock Market Overhaul
12:15 • 4min
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Securities and Exchange Commission leadership seems to believe that some big changes to how trades get executed will better protect retail traders. Jennifer Schulp says it's not clear retail traders are currently poorly served.
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