Happy Holidays from the SEC

1

Introduction

00:00 • 2min

2

Is This a Good Faith in Elections Meeting?

01:59 • 2min

3

TD Ameritrade's Rule 605

03:54 • 2min

4

What's the Difference Between a Dollar and a Penny?

06:07 • 4min

5

The SEC Proposed a Tick Constrained Spread

09:39 • 2min

6

The SEC's Plan to Allow Exchanges to Compete

11:14 • 2min

7

What Do You Think?

12:53 • 2min

8

The SEC Proposed a Half Cent Rule for Exchanges

14:26 • 2min

9

What Do You Think of Price Transparency?

16:47 • 2min

10

Retail Order Competition - Is This the Most Controversial?

18:26 • 2min

11

Wholesalers Can't Execute Orders to an Auction

20:16 • 3min

12

Is There a Future for Wholesale Retail Brokers?

22:47 • 2min

13

Is the SEC Proposing to Adopt a Best Execution Rule?

24:18 • 2min

14

Is PFOP Going to Be More Prescriptive?

26:18 • 3min

15

Retail Brokers Will Have a Reverse Adverse Reaction to PFOP Rule

29:31 • 2min

16

CCS - Is There a Comment Period?

31:21 • 2min

17

Is the SEC Going to Adopt a Rule?

32:53 • 2min

18

Boxes and Lines Podcast

34:55 • 2min