Regulation Tomorrow Podcast Split the Difference: Regulatory approach to branches
16 snips
Jul 28, 2023 Chapters
Transcript
Episode notes
1 2 3 4 5 6 7 8 9
Introduction
00:00 • 4min
The EU's Approach to Regulation of Third Country Investment Firms
03:34 • 2min
The Role of Head Office in the UK Regulations
05:32 • 3min
The Pressure Points on Booking Model Practices
08:33 • 5min
The Role of Head Office in Branch Compliance
13:25 • 3min
The Risks of Having a UK Branch
16:12 • 2min
The Challenges of Reauthorizing UK Branch Regulation
18:35 • 2min
The Mixed Activity Problem
20:57 • 2min
How to Manage Regulatory Diversion in the EU and UK
22:48 • 3min