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Explore the regulatory landscape for businesses and trends in technology adoption in the financial services industry. Delve into the intersection of AI and finance, the impact of technology on compliance, and the future of compliance. Discover insights on transparency in financial systems, cyber risk, cloud adoption, AI advancements, regulatory compliance challenges, and risks in data and fraud for financial institutions.
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Quick takeaways
- Financial firms face compliance challenges due to the proliferation of communication platforms.
- AI technology aids in managing communication volume to ensure compliance in financial institutions.
Deep dives
Evolution of Communication for Compliance in Financial Services
The podcast discusses the significant evolution in communication channels over the last two decades within the financial services industry, from dealing primarily with email to currently managing over 100 different communication platforms, including messaging apps like WhatsApp, Slack, Zoom, and more. This proliferation of communication channels has presented challenges and opportunities for firms like Smarsh to develop new products and solutions to assist customers in compliance.
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Discover
highlights
Listen to the best highlights from the podcasts you love and dive into the full episode