The Ethics Experts

In this episode of The Ethics Experts, Nick welcomes Noreen Fierro.Noreen Fierro is Senior Vice President, Enterprise Chief Ethics and Compliance Officer, Principal Financial Group She joined Principal in 2022. Prior to joining Principal, Noreen has had a 30- year career in the financial services industry both in-house in legal and compliance roles and as outside counsel. Most recently, Noreen served as the Chief Ethics & Compliance Officer at Guardian Life (2016-2021). Prior to her time at Guardian, Noreen spent 10 years at Prudential Financial in various senior compliance/legal roles. She started her career in private legal practice doing defense and regulatory work for large broker-dealers and insurance companies.Connect with Noreen on LinkedIn: http://www.linkedin.com/in/noreen-fierro-09a5228

In this episode of The Ethics Experts, Nick welcomes Norm Ashkenas.Norm Ashkenas is Chief Compliance Officer of Robinhood Markets, joining in 2020. He has been in the financial services industry for 30 years in a variety of legal and compliance roles, including as Chief Compliance Officer for large retail brokerage and investment advisory firms. Norm is a leader, committee member and frequent speaker for a number of industry and regulatory groups including SIFMA, FINRA, NSCP, FSDA and FMA. He holds a B.A. in European History & American Culture from Northwestern University, a J.D. from Fordham Law School, and FINRA Series 7, 14, 24, and 63 licenses.

In this episode of The Ethics Experts, Nick welcomes Daniel Montenaro.Dan has been an effective business partner for leading BPO firms for nearly 15 years and has expertise in transactions, complex litigation, real estate, human resources, international legal matters, compliance and corporate governance. As Alorica’s Chief Legal Officer Dan is a member of the Operating Committee and leads the Transactions, Compliance, Corporate Governance, Dispute Resolution, and Intellectual Property functions for Alorica as well as its corporate secretary. Dan has been with Alorica for nearly seven years, previously serving as Deputy General Counsel.Connect with Daniel on LinkedIn: https://www.linkedin.com/in/dan-montenaro/

James "Jim" Downing is a seasoned compliance professional with over 25 years of experience in the broker-dealer and investment advisory industry. Currently serving as the Chief Compliance Officer of JLL Securities, Jim has held similar roles at esteemed organizations such as Morningstar, Aon, BMO, and JP Morgan. Prior to his corporate positions, Jim worked as a FINRA examiner at the Chicago District Office for 5 years, gaining valuable insights into regulatory compliance. Jim has his Juris Doctorate with honors from Taft Law School and a Masters of Accounting with honors from Roosevelt University.Connect with James: https://www.linkedin.com/in/jamesrdowning/

In this episode of The Ethics Experts, Nick welcomes Bill Ryan.Bill Ryan is responsible for leading AT&T’s compliance’s organization and supporting AT&T’s compliance with legal and regulatory requirements of the countries and jurisdictions where AT&T operates. Bill also leads legal support for AT&T’s Operations organization under Jeff McElfresh and for AT&T Latin America and Global Marketing organization led by Lori Lee, including support for AT&T Mexico.Before taking his current position, Bill provided legal support for the Consumer organization, including sales, products, marketing, advertising, digital, retail and care operations. Prior to that role, Bill was vice president and associate general counsel responsible for providing legal support for Content strategy and execution, including negotiating programming agreements entered into by DIRECTV and U-verse, acquiring rights necessary to develop new technologies and providing legal support for key strategic transactions.

Jason Lesandrini, PhD, FACHE, LPEC, HEC-C is a distinguished ethicist and leader with over two decades of experience in clinical, research, and organizational ethics. He is the founder and principal of The Ethics Architect: an outcomes-driven consulting firm specializing in the assessment and execution of ethics programming, the creation of ethical cultures and developing ethical leaders. In addition, he leads the departments of ethics, advance care planning, spiritual health, and language access for a large health system in Georgia. As a certified Healthcare Ethics Consultant (HEC-C) and a Leadership Professional in Ethics and Compliance (LPEC), Dr. Lesandrini brings a unique blend of theoretical knowledge and practical experience to his work. He has developed innovative programs in ethical leadership, ethical climate, and organizational ethics that have significantly improved organizational culture.Connect with Jason on LinkedIn: https://www.linkedin.com/in/jason-lesandrini-phd-fache-lpec-hec-c-8a75658/

In this episode of The Ethics Experts, Nick welcomes Fabiana Klajner Leschziner.Fabiana is the Embraer Chief Compliance and Governance Officer since January 2025. From June 2016 to December 2024, she was the Executive Vice President, General Counsel & Chief Compliance Officer of the Company. Prior to joining Embraer, she worked at DuPont in Brazil from September 2002 to June 2016 as Legal Director for Brazil and the Andean Region, responsible for the legal aspects of all businesses of DuPont in Brazil and Colombia, Venezuela, Peru, Ecuador and Bolivia. From June 1998 to December 2001, Fabiana was an associate at Davis Polk & Wardwell in New York.Fabiana graduated from the University of São Paulo School of Law in 1993 and has an LL.M degree from Cornell Law School, Ithaca, USA, 1998. She specialized in corporate law, corporate finance, capital markets, antitrust, international trade and compliance.

In this episode of The Ethics Experts, Nick welcomes Jacqui Pruet.Jacquelyn Pruet - Driving change in challenging environments to achieve desired outcomes. Your solution to corporate content strategy, creation, program implementation, and oversight.A corporate "McGyver" that gets your organization to the moon with scotch tape, bubble gum, and a toothpick.A change management specialist, legal expert, and strategist that helps organizations achieve measurable outcomes for behavioral modification goals by creating award-winning programs which are cost effective and impactful.Connect with Jaqcui on LinkedIn: linkedin.com/in/jacquelynsgpruet

In this episode of The Ethics Experts, Nick welcomes Elena Kohn.  After graduating from University College London and Stetson University College of Law (both with honors), Elena has been focusing her legal career in the healthcare space. She understands the challenges businesses face when navigating the ever-changing healthcare regulatory landscape. At AdventHealth, Elena is responsible for advice and counsel to several hospitals in the West Florida Division of the company in connection with healthcare legal issues, including medical staff issues, patient issues, physician contracts, practice acquisitions, Board advising, corporate matters, and federal and state laws. She has two children and loves fine-tuning her debate skills with her young daughter.For an extra challenge, she takes on her teenage son – and sometimes wins.  Connect with Elena on LinkedIn: https://www.linkedin.com/in/elenakohn/

In this episode of The Ethics Experts, Nick welcomes Anitha Vittal.Anitha is recognised as a global ethics, risk, compliance and internal audit leader with proven experience and expertise in establishing Centres of Excellence at GCCs across industry verticals.A passionate professional, she has over 23 years of service in leading and developing high performing teams across India, Europe and US markets. Her engagements include - internal audit, risk management, compliance, business process and financial compliance, data privacy, SoX, GRC program management, digitisation.