Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the SEC enforcement involving Pearson. Some of the issues we consider are:

How can a failure to disclose lead to a SEC violation?
What were the disclosure controls and procedures failures?
How is patch management a critical part of cybersecurity?
What were the misleading statements made by Pearson?
What are the lessons learned?
What is the role of compliance?

Resources

Matt in Radical Compliance

SEC Schools Pearson on Cyber Disclosure Failures

Learn more about your ad choices. Visit megaphone.fm/adchoices

Pearson SEC Enforcement Action