The AI in Business Podcast Streamlining Fund Compliance with AI-Ready Data - Sandro Venturini of UBS
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Oct 14, 2025 Sandro Venturini, Executive Director at UBS, dives into the intersection of AI and fund compliance. He highlights how AI can streamline data fragmentation, enhance stakeholder alignment, and preemptively identify regulatory issues. Venturini discusses the importance of a single source of truth in decision-making and the necessary data inputs for AI-driven fund structuring. He also emphasizes the role of human oversight in drafting legal documents, advocating for higher-value tasks over manual processes in the evolving financial landscape.
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Fragmented Data Causes Business Risk
- Fragmented spreadsheets across legal, operations, and distribution create timeline delays and reactive firefighting.
- These data silos erode investor trust and increase regulatory exposure for cross-border fund launches.
Term Sheet As The Golden Data Source
- Sandro describes building a term sheet as the golden data source that collects stakeholder inputs and constraints.
- He explains stakeholders provide concerns that shape investment policy, liquidity, fees, structure, and regulatory language.
Use AI To Anticipate Issues Early
- Use AI to anticipate regulatory and operational issues early in the structuring process.
- Leverage AI to draft prospectus versions from prior templates to cut external legal fees and formation costs.