Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I go into the weeds to explore the recent changes at the PCAOB made by SEC Chairman Jay Clayton.
Some of the highlights include:
Ø Why were the changes announced in a manner to hide them?
Ø Why were they such unusual personnel moves?
Ø Why would the SEC put someone on the PCAOB with no discernible qualifications for the role?
Ø Is the goal of Jay Clayton to do away with SOX 404 protection for investors?
Ø Does going public under SOX mandate investor protection?
Ø What else will Clayton pull to ram through his changes at the PCAOB and SEC?
Ø Why is WeWork such a power example right now?
For additional reading see the following:
Matt’s blog post, PCAOB Shakeup-What it Means for You, on Radical Compliance.
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