Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deeper dive into the recent Credit Suisse enforcement action. Some of the issues we consider are:
- Is a broader view of risk needed?
- If so, who would perform that review?
- Too many silos?
- Public companies v. investment banks?
- What is under escalated risk?
- What is conduct risk?
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