DOJ Expectations for Compliance & CCOs

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take a deep dive into the recent speech by Kenneth Polite, the Assistant Attorney General for the Criminal Division. Every compliance professional needs to read his remarks in depth as they give significant insight into what the DOJ expects in compliance programs and CCOs involved in enforcement actions. Highlights include:

·      It all starts with a risk assessment.

·      The importance of culture.

·      Continuous testing and continuous improvement.

·      The role of monitors.

·      CCO certification going forward.   

Resources

Matt in Radical Compliance

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