A Reform Agenda for the Securities and Exchange Commission

Apr 8, 2024

Financial regulation expert Jennifer Schulp discusses ways to reform the Securities and Exchange Commission, focusing on increasing regulatory comments, aligning actions with statutes, and following proper procedures. Topics include shortcomings of the SEC, public comments on rule proposals, transparency concerns in rulemaking activities, bias in ALJ process, and the importance of oversight and reform efforts.

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Introduction

00:00 • 2min

Analyzing the SEC's Approach to Public Comments on Rule Proposals

02:06 • 2min

SEC's Rulemaking Activities and Transparency Concerns

04:15 • 4min

Analyzing Bias in the ALJ Process and the Lack of SEC Accountability

08:10 • 2min

Discussion on Oversight and Reform Efforts at the SEC

10:19 • 3min