Compliance and AI

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this insightful episode, Tom Fox interviews Jason Somrak, Chief of Product & Strategy - Financial Crime & Compliance at Oracle Financial Services Software Limited. They delve into Jason's professional journey, the evolving role of AI in combating financial crimes, and the proactive potential of AI in compliance investigations. Highlighting the transformative power of AI, Jason explains its applications, ranging from detection to investigation, and its impact on regulatory practices. They also discuss future emerging challenges in risk management and the collaboration between humans and AI in enhancing financial crime detection and compliance. Key highlights: AI's Role in Financial Crime Prevention Proactive and Preventive Measures AI in Investigations and Triage Automating the Noise Away Regulatory Interactions and Challenges Emerging Challenges in Risk Management Future of AI in Compliance Corporate Culture and AI Adoption Resources: Jason Somrak on LinkedIn Oracle Financial Services Tom Fox Instagram Facebook YouTube Twitter LinkedIn

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom Fox interviews Jack Yu, Director of Product Management - Generative AI at Experian. Jack shares his journey from exploring AI on his own to playing a pivotal role in Experian’s adoption of AI as an enterprise solution. The discussion delves into Experian's strategic deployment of AI agents, their approach to responsible AI, and their efforts in fraud prevention using advanced AI technologies. Jack emphasizes the importance of transparency, collaboration, and continuous improvement in AI governance. The episode concludes with Jack's enthusiasm for the future of AI and Experian’s commitment to combining innovation with responsibility. Key highlights: Jack Yu's Professional Background Journey into Generative AI Experian's Approach to AI Agents Responsible AI and Governance Fraud Prevention with AI Future of AI at Experian Resources: Explore Experian Experian on LinkedIn Jack Yu on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom Fox speaks with Sheila Slick, an entrepreneur and founder of PodtoBook.ai, a groundbreaking tool that repurposes podcast content into books. Sheila shares her professional journey, from teaching math to founding a mobile application company, and her passion for sharing stories. She explains how her frustration with manual transcription and content creation led her to develop PodtoBook.AI. Sheila discusses the simplicity of the tool, which converts podcast episodes into first-draft manuscripts in just a few hours. She explores various innovative applications, including creating pitch books, event summaries, and preserving family stories. The conversation highlights the vast opportunities that AI offers in content repurposing and encourages listeners to embrace technological shifts to explore new business opportunities. Key highlights: Sheila’s Professional Journey Founding PodtoBook.AI The Power of AI in Content Creation Using Pod to Book for Business and Personal Stories Resources: PodtoBook.ai Sheila Slick on LinkedIn | Instagram Milestone Moments in Business & Leadership Podcast Five Milestones Tom Fox Instagram Facebook YouTube Twitter LinkedIn

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom Fox interviews Robert Meyers, a cybersecurity and privacy expert with over 30 years of experience. Meyers shares his professional journey, emphasizing the evolution of IT and cybersecurity practices. He discusses significant privacy challenges, including data breaches and the philosophical divide between US and European privacy laws. The conversation also covers the integration of privacy principles and cybersecurity tools, the importance of cross-functional collaboration, and the role of agentic AI in reshaping security models. Additionally, Meyers highlights his ongoing work, including his book 'Privacy Snippets for the Cybersecurity Professional,' and his dedication to volunteer work at San Diego Comic-Con. Key highlights: Robert Meyers' Professional Background Early Cybersecurity Challenges Evolution of Privacy and Security Privacy Perspectives: US vs Europe Role of Executives in Cybersecurity Cross-Functional Collaboration Innovative Cybersecurity Tools Agentic AI and Privacy Comic-Con and Professional Insights Career Advice for Aspiring Professionals Resources: Privacy Snippets for the Cybersecurity Professional on Amazon Robert Meyers' Profile on Amazon Robert Meyers' on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom Fox speaks with Gaurav Kapoor, Vice Chairman, Co-Founder, and Board Member of MetricStream. Kapoor shares his extensive professional background and the evolving landscape of risk management and compliance, emphasizing the growing importance of cybersecurity, geopolitical risks, climate impacts, and regulatory changes, all within the context of AI advancements. He also discusses how AI can streamline GRC processes, enhance decision-making capabilities, and transform traditional compliance frameworks into more strategic risk management approaches. The conversation also explores the evolving role of Chief Risk Officers and the need for a resilient, risk-aware corporate culture. Key highlights: ·       Gaurav Kapoor's Professional Journey ·       The Importance of July in Risk Management ·       AI's Role in GRC ·       Emerging Risks and AI Applications ·       Counseling Boards on Risk Management ·       Top Concerns for the Rest of 2025 ·       Shifting from Compliance to Risk Resilience Resources: MetricStream Website and on LinkedIn Gaurav Kapoor on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn

Vinay Goel, co-founder of Wald.ai and former engineering leader at Google, dives into the intersection of AI and data security. He discusses the challenges businesses face in compliance with emerging technologies, emphasizing the need for ethical AI usage to prevent data breaches. Goel highlights how AI can democratize workplace data, making it more accessible while ensuring privacy. He shares practical strategies for companies to responsibly integrate AI into their operations, ultimately shaping the future of compliance.

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These are but three questions we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom welcomes John Byrne, founder and CEO at Corlytics, to discuss the company’s groundbreaking ISO 42001 certification and its significance for RegTech. They delve into the evolving role of compliance, emphasizing the transition from reactive to proactive problem-solving. John highlights the shift towards AI-centric operations at Corlytics, aiming for enhanced accuracy, consistency, and traceability in compliance processes. The conversation explores the benefits and risks of AI, including data poisoning and the practical differences between large and small language models. They also touch upon integrating compliance into core business operations, aiming for better client outcomes and speeding up processes like account opening. John envisions RegTech becoming widely accessible, benefiting even the smallest regulated players by enabling proactive business solutions and reducing bottlenecks. Key highlights: ISO 42001 Certification and Its Importance AI in Compliance and Security AI as an Everyday Tool in Banking Large Language Models vs. Small Language Models Data Poisoning and Its Risks Dynamic Traceability and Policy Lifecycle Compliance as a Strategic Risk Management Tool Resources: John Byrne on LinkedIn Corlytics Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book, Upping Your Game: How Compliance and Risk Management Move to 2030 and Beyond, available from Amazon.com.

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are but three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined by Allison Lagosh, Head of Compliance at Saifr.ai, to discuss the current and future landscape of regulatory compliance. Lagosh discusses key regulatory focus areas for 2025, including AI and its intersection with compliance, the expansion of AML rules to investment advisors, and the importance of accurate AI representation. She also touches on the challenges of an ever-changing regulatory environment, providing strategies for future-proofing compliance programs and managing uncertainty. Lagosh offers practical advice for compliance officers, emphasizing continuous education, reliance on sound vendor management, and integrating AI governance within firms. Key highlights: What are the key regulatory focus areas for 2025, particularly from the SEC and FINRA? How are firms adjusting their compliance strategies to align with these expectations? What are the new AML rules for investment advisors? How are compliance functions currently leveraging AI technologies? What are the practical challenges and benefits of integrating AI into a firm’s compliance infrastructure?  What can compliance officers do now to future-proof their programs for upcoming regulatory changes? Resources: Allison Lagosh on Linkedin Saifr.ai Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2030 and Beyond, available from Amazon.com.

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are but three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined by Marcelo Erthal, CEO of ClickCompliance, to discuss the transformative role of AI in driving compliance.Marcelo shares his professional background in computer science and the journey that led to the founding of ClickCompliance. He highlights the unique challenges faced by the compliance industry in Brazil and how AI can be leveraged to address these issues effectively. Marcelo delves into the innovative applications of AI by ClickCompliance, including their AI-powered whistleblower channel, and emphasizes the importance of integrating technology with human decision-making to enhance ethical practices and compliance culture within organizations. Tune in to gain insights into the future of compliance and how AI shapes the industry.Key highlights: AI’s Impact on Compliance in Brazil The AI-Powered Whistleblower Channel The Future of AI in Compliance User Experience and Ethical Considerations Resources:Marcelo Erthal on LinkedinClickComplianceEmail Marcelo – marcelo.erthal@clickcompliance.com Tom FoxInstagramFacebookYouTubeTwitterLinkedInCheck out my latest book, Upping Your Game: How Compliance and Risk Management Move to 2030 and Beyond, available from Amazon.com.

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These are but three questions we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined by Jag Lamba for a discussion on the intersection of innovation and disruption.Jag frames his thoughts on disruption through theories from Clayton Christensen and practical examples from ventures like Tesla. They explore how these concepts translate to the compliance world, particularly through the lens of artificial intelligence. Jag elaborates on the role of generative AI in streamlining third-party risk management, from data gathering to ongoing monitoring. He shares insights on embedding compliance into core business processes, reducing friction, and creating commercial value, highlighting success stories and future potential. They look into the use of RegTech for policy management and regulatory updates, emphasizing the importance of automation for modern compliance frameworks. The podcast showcases how AI can transform compliance from a costly necessity to a strategic asset that drives business efficiency and growth.Key highlights: Understanding Disruption and Innovation Elon Musk’s Approach to Innovation AI in Third Party Risk Management The Value of AI in Compliance RegTech for Automated Compliance Embedding Compliance into Business Processes Resources:Jag Lamba on LinkedInCerta AI Tom FoxInstagramFacebookYouTubeTwitterLinkedIn