Regulation Tomorrow Podcast

NRF Regulation Tomorrow Podcast
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Nov 19, 2024 • 20min

Let’s talk asset management: Episode 10 – UK FCA’s recent work on non-financial misconduct

In this latest episode of our podcast series, Let’s talk asset management, Hannah Meakin, Lucy Dodson, Rebecca Dulieu and Simon Lovegrove discuss the UK Financial Conduct Authority’s recent work on non-financial misconduct and its impact on the UK asset management sector.
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Nov 13, 2024 • 32min

Regulation Around the World: Issue 13 – UK Consumer Duty: a new global standard, or an outlier?

In our latest edition of Regulation Around the World, we consider the UK Financial Conduct Authority’s Consumer Duty and see if the United States and Australia have already got similar concepts in their frameworks.
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Nov 12, 2024 • 13min

Let’s talk asset management: Episode 9 – ELTIFs

In this latest episode of our podcast series, Let’s talk asset management, Claire Guilbert and Simon Lovegrove discuss European Long Term Investment Funds and the recent European Commission Delegated Regulation containing regulatory technical standards providing further guidance on the regime.
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Nov 11, 2024 • 12min

Global Regulation Tomorrow Plus: FCA survey results on non-financial misconduct

In February this year the FCA sent a survey to over 1,000 regulated wholesale financial services firms asking a series of questions about incidents of non-financial misconduct recorded by the firms in the years 2021, 2022 and 2023. In this latest Global Regulation Tomorrow Plus episode, Katie Stephen, Hannah Meakin, Simon Lovegrove and Catherine Pluck discuss the results of the FCA’s survey which were published on 25 October 2024.
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Nov 11, 2024 • 17min

Global Regulation Tomorrow Plus: HMT consultation on BNPL

In the latest Global Regulation Tomorrow Plus episode, Matthew Gregory, Joe Bamford and Simon Lovegrove discuss some of the key issues concerning HM Treasury’s recent consultation on regulating the buy now pay later sector.
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Nov 8, 2024 • 10min

Let’s talk asset management Episode 8 – ESMA’s guidelines on funds’ names using ESG or sustainability related terms

In this latest episode of our podcast series, Let’s talk asset management, Cyril Clugnac and Simon Lovegrove discuss the European Securities and Markets Authority’s final guidelines on funds’ names using ESG or sustainability-related terms. The guidelines apply from 21 November 2024.
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Nov 5, 2024 • 10min

Global Regulation Tomorrow Plus: EMEA insights series: Episode 17 – EU PFOF

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Floortje Nagelkerke from our Amsterdam office discusses payment for order flow.
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Nov 1, 2024 • 21min

Navigating Communications - Part 2: Promotional messages on social media platforms

In our latest podcast, our global Financial Services team discusses promotional messages on social media platforms, covering recent regulatory and enforcement developments in the UK, US and Dubai, as well as practical steps that global firms can be taking now in this area to manage their risk. This is a two-part podcast series on Navigating Communications – the first of our podcasts covered navigating off-channel communications and is also available now via our Global Regulation Tomorrow podcast page.
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Oct 31, 2024 • 19min

Global Regulation Tomorrow Plus: EMEA insights series: Episode 16 – REMIT 2

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Anna Carrier from our Brussels office discusses the recent changes to the European Regulation on wholesale energy market integrity and transparency (REMIT 2). In particular we cover: • The key changes to the Regulation. • Cross-border impact. • Algorithmic trading in wholesale energy markets. • Data reporting.
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Oct 28, 2024 • 11min

Global Regulation Tomorrow Plus: UK PFOF

In the latest Global Regulation Tomorrow Plus episode, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss some of the key issues concerning the UK regime for payment for order flow.

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