Regulation Tomorrow Podcast
NRF Regulation Tomorrow Podcast
If you want to stay up to date on the latest developments in the world of financial services risk and regulation, the Regulation Tomorrow podcast is for you. Each month, Norton Rose Fulbright's team of lawyers, risk consultants and government relations and public policy strategists will discuss recent news and emerging trends to help you keep track of the evolving and increasingly complex global financial services regulatory environment.
Claim token: 88161000-eb00-11f0-90b1-918c2901f3c9
Claim token: 88161000-eb00-11f0-90b1-918c2901f3c9
Episodes
Mentioned books
Dec 9, 2022 • 6min
RT Plus – Edinburgh Reforms: Initial takeaways
Experts discuss the proposed amendments to the financial services regulatory framework in the UK, including divergence from EU law, proportionate changes to regulation, and impact on fintech. Specific proposals such as a new trading regime, changes to the SMCR, and a financial market infrastructure sandbox are dissected. They also analyze recent regulatory reforms and their impact, highlighting that the overall framework remains unchanged.
Nov 23, 2022 • 6min
Regulation Tomorrow Plus - FS&M Bill sound bytes
This podcast episode discusses the Financial Services and Markets Bill, including intervention power, regulator perspectives, industry views, and the debate on regulator independence. They also cover current topics such as regulation of service providers, financial exclusion, and digital assets.
Nov 23, 2022 • 11min
Regulation Tomorrow Plus – The importance of terminology and the “S” and “G” parts of ESG
In this episode of RT Plus on ESG, Haney Saadah touches on the FCA’s recent consultation paper on sustainability disclosure requirements. He also looks the importance of terminology and why the “S” and “G” parts of ESG are as important as the “E” part. He also provides his views on how firms will approach their ESG commitments next year.
Nov 3, 2022 • 13min
RT Plus: The Consumer Duty Series: Post-Implementation Plan approval: Key issues for firms
In this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where firm’s should be now, and the key things they need to consider in taking forward their implementation plans for the new Consumer Duty. The discussion includes the steps that firms need to take over the next few months and the challenges that they will face throughout the implementation period.
Oct 6, 2022 • 34min
Regulation Around The World - Operational Resilience
This podcast discusses the importance of operational resilience in the financial services sector, the impact of the COVID-19 pandemic on firms' operational resilience, the progress of EU legislative process on Dora, European legislation for crypto assets called Mika, recent developments in operational resilience in the United States, and the role of governance in cyber risk management.
Sep 21, 2022 • 45min
Global regulation and conduct series- Rising costs of living, vulnerable customers and consumer duty
In the first in our global series of regulatory podcasts focusing on conduct issues, financial services partners from Australia, United Kingdom and the United States cover the rising cost of living, vulnerable customers and consumer duty.
Sep 2, 2022 • 13min
RT Plus - Politics Of The Bill
This episode discusses the politics behind the Financial Services and Markets Bill, including its alignment with government themes of innovation and international competitiveness, the dynamics of power and politics, and the challenges and outcomes politicians face in enforcing financial services regulations.
Aug 26, 2022 • 13min
RT Plus - The Consumer Duty Series: Implementation planning
In this episode, Jonathan Herbst, Matthew Gregory and Iain Hawthorn focus on the fast-approaching 31st October deadline for firms’ management bodies to have approved the implementation plan for the new Consumer Duty. We discuss how firms can prepare for the challenging deadline and how we can help with our Implementation Toolkit. For more resources on the Consumer Duty, visit: https://www.nortonrosefulbright.com/en/knowledge/publications/b0936dc1/consumer-duty
Aug 25, 2022 • 11min
RT Plus – 2022 UK Financial Services and Markets Bill – EU retained law
This podcast explores the UK Financial Services and Markets Bill, focusing on the provisions on EU retained law, revoking retained EU law in UK financial services, the timing and repeal process, the power of HM Treasury, and potential divergence in financial services regulation between the UK and the EU after Brexit.
Aug 22, 2022 • 21min
RT Plus – ESG: Key regulatory risks in the UK and US and practical steps to manage them
Katie Stephen and Celia Cohen discuss key regulatory risks in the UK and US regarding ESG issues, emphasizing the risks of greenwashing, individual accountability, reputational concerns, and the importance of practical steps to manage these risks, including staying informed, risk management, training, and effective response to ESG issues.
