Regulation Tomorrow Podcast
NRF Regulation Tomorrow Podcast
If you want to stay up to date on the latest developments in the world of financial services risk and regulation, the Regulation Tomorrow podcast is for you. Each month, Norton Rose Fulbright's team of lawyers, risk consultants and government relations and public policy strategists will discuss recent news and emerging trends to help you keep track of the evolving and increasingly complex global financial services regulatory environment.
Claim token: 88161000-eb00-11f0-90b1-918c2901f3c9
Claim token: 88161000-eb00-11f0-90b1-918c2901f3c9
Episodes
Mentioned books
Dec 18, 2023 • 17min
Regulation Tomorrow Plus – FCA CP23/27 on commodity derivatives regulatory reform
In this episode of Regulation Tomorrow Plus, Jonathan Herbst, Hannah Meakin, Georgia Karamani and Anita Edwards discuss the FCA's recent consultation on reforming the commodity derivatives regulatory framework.
Nov 30, 2023 • 18min
Regulation Tomorrow Plus: DE&I series “Data protection”
Hannah McAslan-Schaaf and Lara White discuss the data protection aspects of the FCA's recent consultation paper on diversity and inclusion. Topics include complying with data protection obligations, debunking the myth of consent under GDPR, implications of disclosing more data than necessary, and balancing new obligations with data protection.
Nov 23, 2023 • 10min
Decisions Decoded: Lessons from enforcement in relation to cyber incidents
Last month the FCA announced that it had fined Equifax Limited £11,164,400 for failing to manage and monitor the security of UK consumer data it had transferred to its parent company based in the US, Equifax Inc, for processing. In our latest podcast in this series, Catherine Pluck discusses with Katie Stephen and Rosie Nance the lessons from this case, and regulatory enforcement concerning IT issues more broadly, for the various phases in a firm’s lifecycle regarding a cyber incident.
Nov 22, 2023 • 16min
Regulation Tomorrow Plus: EMEA regulatory insights series – Australia
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this third episode James Morris from our Sydney office discuss what they are seeing in the Australian market touching on reforms to payment systems regulation, buy now pay later, ASIC’s Corporate Plan for 2023–2027 and reforms introduced to the Australian Consumer Law.
Nov 9, 2023 • 14min
Decisions Decoded: Key takeaways from the latest AML enforcement decision
In this episode, they discuss the recent AML enforcement case against ADM Investor Services International Limited. They highlight key aspects of the decision, including AML issues, account opening failings, and inadequacy of the MLRO report. They also explore how the AML failings were discovered and the use of interventionist supervision. Additionally, they discuss the penalty process in the partly contested case and the determination of the final fine.
Nov 8, 2023 • 23min
Regulation Tomorrow Plus: HMT final proposals for UK cryptoasset regulation
On 30 October 2023, HM Treasury (HMT) published its final proposals for the future financial services regulatory regime for cryptoassets in the UK, comprising two responses to consultations and a policy paper. In this latest Regulation Tomorrow Plus podcast (recorded on 2 November), Jonathan Herbst, Hannah Meakin and Anita Edwards discuss HMT’s proposals and the next steps for firms.
Oct 27, 2023 • 10min
Regulation Tomorrow Plus: Consumer Duty and ESG
The podcast discusses the proposed anti-greenwashing rule, new rules for open and closed products, and the importance of considering the consumer duty and sustainable disclosure rules. It explores duty and rules for sustainable disclosures, the importance of clear and not misleading communications, and the significance of monitoring, governance, and assessment in delivering good customer outcomes.
Oct 25, 2023 • 21min
Regulation Tomorrow Plus: EMEA regulatory insights series – UAE
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this second episode Matthew Shanahan and Hasanali Pirbhai from our Dubai office discuss what they are seeing in the UAE market touching on enforcement, anti-money laundering, ESG, funds promotion, cryptoassets, and senior manager reporting.
Oct 24, 2023 • 11min
Regulation Tomorrow Plus: DE&I series ‘D&I and individual accountability’
In the third podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf cover the interplay between the regulatory focus on diversity and inclusion and individual accountability.
Oct 20, 2023 • 13min
Regulation Tomorrow Plus: DE&I series ‘What should firms be doing now?’
Discussion on the importance of regularly updating and maintaining a Diversity and Inclusion strategy. Rising costs of data disclosure and reporting. Transitional regime for the first reporting cycle. Importance of tailored training sessions and incorporating diversity, equity, and inclusion into non-financial risk considerations and DNI strategy.
