Age of Conquest: A Kings and Generals Podcast

"You must know that, as we shall tell you later on, the Great Kaan has entrusted to twelve men the task of attending, as seems best to them, to all territories, governments, and everything else. Among these twelve men, there was a Saracen, [Ahmad] by name, a shrewd and capable man, who above all others enjoyed great power and influence with the Great [Khan], who loved him so much that he gave him every liberty, for, as was found after his death, this [Ahmad] laid such a spell over the Kaan with his sorceries that the latter placed absolute faith in his words, paying them the closest attention. Thus he was able to do all that he wished. He it was who distributed all governments and offices, and punished all offenders. And every time he wished to encompass the death of someone he hated, whether justly or unjustly, he would go to the [Khan], and say, “Sire, such a man is worthy of death, for he has offended your Majesty in such a way.” Then the [Khan] would say, “Do what thou thinkest most fitting.” And straightway he would have the man put to death. Hence, seeing the complete liberty he enjoyed, and that the Lord placed absolute trust in his words, no one dared cross [Ahmad] in anything whatsoever.”   So the Venetian traveller Marco Polo, in the Benedetto translation, introduces Ahmad Fanakati, the famous “evil finance minister” of Khubilai Khan. Ahmad, the first of Khubilai’s “Three Villianous Ministers,” as they’re termed in the Chinese sources, is often used to symbolize the decay and corruption of Khubilai Khan’s final years. Where Khubilai had once been a vigourous monarch attending to every detail of state, by the 1280s  his interest and energy for governing declined with every year. Having taken you through the inconclusive, expensive and disastrous foreign miltiary expeditions of Khubilai’s last years, we shall now take you to the political and personal failings of Khubilai’s twilight, beginning with the Three Villianous ministers- Ahmad Fanakati, Lu Shih-Jing and Sangha. I’m your host David, and this is Kings and Generals, Ages of Conquest.   Ahmad, the first of the “Three Villianous Ministers,” was a Muslim from Central Asia who had been a favourite of Khubilai’s wife Chabi. Appointed to Khubilai’s Central Secretariat in 1262, Ahmad’s power and influence rapidly rose through his canny ability. For  a refresher on the secretariats and government structure of Khubilai, you can check back to episode 37, “Kublai Khan’s Reign.” By 1264, Ahmad was Vice-Chancellor of the Central Secretariat, and in 1271 was even briefly appointed as head of  the newly made Supreme Secretariat. His primary responsibility in Khubilai’s service was as a finance minister, tasked with providing the Great Khan more and more revenues. In this position he promoted trade, particularly with Central Asia and sought to increase the number of taxable households in the empire- usually by tracking down those who had escaped prior registration. Ahmad also oversaw further progress on implemention of regular land taxation, one of those ever-present problems of the Mongol administration in China, as well as new taxes on merchants. One of his most noteworthy efforts was the expansion of government monopolies; iron producing regions would have to provide yearly quotas of iron to the government, which would be turned into tools and farm implements to be sold back to farmers. After 1276 Ahmad forbade the private production of copper tools, making it a privilege of the government to produce and sell these, usually in exchange for grain. The yearly revenue from the strictly enforced salt monopoly increased dramatically over the 1270s and early 1280s, and monopolies on tea, liquor, vinegar, gold, silver - all traditional monopolies of the Chinese state- were enforced under Ahmad’s supervision.        None of Ahmad’s financial policies in and of themselves indicated an expectional cruelty on his part or hatred towards the Chinese. Rather, he was enacting the will of Khubilai, who was making ever increasing demands for income. Ahmad had to choose between more state revenues or looking to fail the Great Khan, and judged, rather wisely, it was better to come up with more revenue. Ahmad carried out his mandate thoroughly, and for this earned as much love as any thorough tax collector will- i.e, not very much. If we are to believe the sources, the Chinese at large hated and cursed him for his policies, and the fact that he was a foreignor. Khubilai, as Ahmad’s backer, thus found his own standing harmed in their eyes. However, whatever “public opinion” was regarding Ahmad does not particularly matter: the Mongols never showed themselves really concerned with how the masses viewed their ministers. The fact that Ahmad was bringing in the revenue streams and trying to handle the tricky task of incorporating the former Song territories into the Yuan Empire mattered more to Khubilai than the cursings of merchants.       The reason that Ahmad has become so infamous comes not from his taxation policy and treatment of the lower classes, but his treatment of the elite and other members of government: the ones who wrote the sources we use for learning of Ahmad’s career. Khubilai over the 1270s seems to have given minimal oversight to Ahmad, trusting him to get results and engaging less and less often in meetings. Left to run things how he desired, Ahmad sought to secure his position, placing  his friends, allies and family in government positions. One of his sons was placed into the lucrative position as darughachi of Hangzhou, the capital of the late Song Dynasty. He also sought to run his political foes out of the bureaucracy; in at least one case, a political enemy was hounded into execution. Often he butted heads with Khubilai’s other advisers, especially Confucians and Buddhists. The Chancellor of the Right, Antung, blocked an attempt by Ahmad to place a son in prominent position in Khubilai’s capital of Dadu; respected advisers like Shi Tienzi fought Ahmad’s tax policies. Their resistance brought the dissolution of Ahmad’s brief post as Administer of the Supreme Secretariat, and their collective complaints about a lack of oversight over Ahmad forced Khubilai to grant his son Jinggim authority over Ahmad’s actions. But as many of these most stalwart adivsers died off in the 1270s, Ahmad’s  power increased, and fewer voices were there to whisper against him. His influence grew so great that Rashid al-Din, a contemporary who served as vizier of the Ilkhanate, described Ahmad as the vizier of Khubilai’s Yuan Dynasty.       . Ahmad accused his remaining foes of embezzlement, adultery and “unbecoming personal conduct,” which succeeded in driving a number from office. Similar accusations were hurled back at Ahmad himself, pointing to cronyism, personal enrichment, taking bribes and manipulating gold and silver rates for his own gain. Detractors accused him of allowing and even promoting abuses in the system, and that his continued issuing of paper money was causing inflation and therefore encouraging the subjects to hoard their own gold and silver. The most famous accusation against Ahmad, repeated in the Yuan Shi, by Marco Polo and Rashid al-Din, is that he was a lechourous pervert, stealing wives, daughters and mothers for his insatiable sexual desires. To quote Marco Polo,    “There was no fair lady whom if [Ahmad] wanted her, he did not have at his will, taking her for wife if she was not married, or otherwise making her consent. And when he knew that anyone had some pretty daughter, he had his ruffians who went to the father of the girl saying to him, What wilt thou do? Thou hast this daughter of thine. Give her for wife to [Ahmad]  and we will make him give thee such a governorship or such an office for three years.”   Rashid al-Din for his part, is hardly more subdued in his description of Ahmad’s  “female interests,” stating simply that Ahmad had some forty-one wives and four hundred concubines. There was likely a bit of truth in these accusations: it seems Ahmad was engaging in cronyism, personal enrichment and a bit of adultery on the side, but the  scale of the issue was almost certainly overstated by his unsympathetic chroniclers. Further, none of these would be vices unique to Ahmad’s service in government. Regardless, it’s clear that there was a  lengthy conflict going on in the upper uchelons of the Yuan bureaucracy over the 1270s and 1280s, one which Khubilai seemed content to turn his gaze away from.       Notably, Ahmad had an openly poor relationship with the crown prince, Khubilai’s son Jinggim. According to Rashid al-Din, Jinggim’s dislike was so open for the finance minister that one day Jinggim struck Ahmad on the head with his bow, causing him to bleed profusely. Ahmad went before Khubilai, who inquired as to what had happened. Attempting to be diplomatic, Ahmad answered that he had been kicked by a horse, to which Jinggim, standing nearby, shouted “art thou ashamed to say that Jinggim hit thee?”, and then proceeded to punch Ahmad a number of times, right infront of Khubilai. Rashid al-Din and Marco Polo both agree that Ahmad lived in fear of Jinggim, which seems rather reasonable.   Interesting for this anecdote, Rashid al-Din is silent on Khubilai’s response to Jinggim’s assault, surprising given his usually pro-Khubilai stance. Rashid may have been uninterested in commenting on Khubilai allowing mistreatment of a long serving Muslim servant, or  it may have been that Khubilai, characteristic of this period, offered no response. Khubilai was either ignoring the open disputes rocking the top levels of his government, or completely oblivious to them, and remained content to focus on the revenue Ahmad was bringing in. Either option speaks to Khubilai’s growing disinterest in governance and dereliciton of his duties. Marco Polo, who adored Khubilai, sought to explain away his hero’s inaction by stating that Ahmad had bewitched the Khaan.        The tension with Ahmad and his foes reached a breaking point in April 1282. Every year, Khubilai and most of the royal court, including Jinggim, made the trek to the steppe to spend the summer in his secondary capital, Shangdu, the famous Xanadu of Marco Polo. It’s likely the Venetian accompanied them on the trip this year. While the Khan and crown prince were absent from the imperial capital of Dadu, Ahmad’s foes made their move- possibly with the tacit approval of Crown Prince Jinggim. The conspiracy was led by a Chinese fellow named Wang Zhu, who, if we are to believe Polo, had his mother, wife and daughter all fall prey to Ahmad’s urgings. One night the conspirators sent a messenger to Ahmad, telling him that Jinggim had returned unexpectedly and demanded to see him. The worried Ahmad came forth at once to the palace, where he found the conspirators sitting in a dark room lit by sparse candlelight. Bowing before whom he assumed to be Jinggim, the conspirators swung their swords and removed Ahmad’s head. The guards were quick to the scene and killed the perpators, sending a message at once to Khubilai of what had happened. A furious Khubilai returned quickly to Dadu and unleashed hell upon the conspirators still alive and buried Ahmad with full honours. But the survivors in time finally convinced the Khan of Ahmad’s digressions and lechery, though it seems the defining moment came when one of the “lost” jewels from one of Khubilai’s crowns miraculously turned up in the late Ahmad’s private residence. Marco Polo, who writes that he was at Khubilai’s attendance on his return to Dadu, vividly describes the Khan’s reaction. Roaring with anger, Khubilai had Ahmad’s sons and wives rounded up; those found guilty were flayed alive and their fortune confiscated. Ahmad’s body was exhumed and placed on display, it’s head removed and crushed by a cart; and the rest fed to Khubilai’s dogs.        So ended Ahmad’s tenure as finance minister and a purging of a number of his associates. Ahmad’s actions seem to have furthered an anti-Muslim policy Khubilai had been developing since 1279. The original incident which brought this on, according to Rashid al-Din, was a refusal of Muslim merchants to eat non-halal meat offered to them in Khubilai’s court, an offense which Khubilai took personally. Khubilai ordered that whosoever slaughtered animals in the Muslim fashion would in turn be killed and their family and property given over to whoever informed on them. Circumcisions were likewise forbidden, on pain of death. It also may have been an effort by Khubilai to placate some of the Chinese or even Mongols by making an appearance to restrict the privileges of Muslims in the government, and further encouraged by his anger at Ahmad Fanakati. Regardless of the cause, it resulted in a number of greedy individuals using Khubilai’s decree to kill Muslims and seize their property. Rashid al-Din indicates that a number of powerful and wealthy Muslim merchants in the 1280s chose to flee the Yuan realm, or refused to travel there in the first place, rather than face the Khan’s scruple-less enforcers. This reflects Khubilai’s inability to handle any religious matters carefully in these years. The man who had once headed a famed Buddhist-Taoist debate in the 1250s, now  responded to perceived abuses by Taoists in the 1270s and 80s with violence. A conflict between Taoists and Buddhists turned bloody in the streets of the imperial capital, and a group of Taoists attempted to frame Buddhists for a fire attack on a Taoist temple in Dadu. When the plot was discovered, Khubilai had the Taoists involved variously executed, their noses and ears chopped off, and others exiled. Continued circulation of certain Taoist texts banned after the earlier debate resulted, in 1281, with Khubilai ordering all Taoists texts other than Lao Tzu’s Tao Teo Ching to be burned and their printing blocks destroyed.  Restrictions were imposed on Taoist charms, incantations, and magic, while some Taoist monks were forcibly converted to Buddhism.        After Ahmad’s death in 1282, Khubilai promoted one of his associates, a Chinese named Lu Shih-Jung, to the post of Chancellor of the Left. In this position, he took over many of Ahmad’s former financial responsibilities, and subsequently earned himself the place as the Second of the Three Villianous Ministers. One may have assumed placing a Chinese in this position was intended to placate some of the anger felt at the Yuan financial system, though it did little good. While vitriol could be hurled at Ahmad for his actions, Ahmad himself  was not the source of the problems. The immense revenue demands of Khubilai and the Yuan government were not abating as more military expeditions were launched; the second invasion of Japan was undertaken in 1281, in 1282 Sogetu’s army landed in Champa and in 1283 an attack was launched on the kingdom of Pagan, in addition to the expenses of the court, the government and public works. It was  a thankless task to try and cover this, and Lu Shih-Jung found himself no better off than Ahmad. More monopolies were enforced, salt licenses were made more expensive, and rich households that were avoiding monopolies were cracked down on. He increased the issuance of paper money and tried to increase government control of the copper coinage and silver, which only contributed to the inflation. In an attempt to secure his position and actually carry out his policies, Lu Shih-jung sought to place his allies in power and run his enemies out of office. All this succeeded in doing was stiffening resistance against him, until finally Jinggim himself grew frustrated with him. Khubilai was finally forced to interact, having likewise turned a blind eye to the minister and court conflicts as long as the money kept coming in. On Jinggim’s urging, in early 1285 Khubilai dismissed Lu Shih-jung from office, had him arrested and by the end of the year, executed.       The last of the so-called Three Villianous Ministers was a Buddhist named Sangha, either a Uighur or Tibetan. Having supported Lu Shih-Jung and been in the staff of the ‘Phags-Pa Lama, Khubilai had long taken a liking to the experienced and capable Sangha. By 1275 he was placed in charge of the Office of Buddhist and Tibetan Affairs, and in 1280 successfully crushed a revolt in Tibet. After the deaths of Ahmad and Lu Shih-Jung his importance increased dramatically, culminating in his appointment as Chancellor of the Right in 1287 and expansion of his influence across the entire government. Like Ahmad and Lu Shih-Jung, Sangha also had the undesirable task of paying for Khubilai’s expenses, and likewise enforced monopolies and new taxes, to the ire of many. He tried to tackle the matter of inflation head on via currency reform instead of just printing more money. In 1287 he persuaded Khubilai to replace the existing paper money with a new unit, which the subjects were to exchange their current paper money for on a five-to-one basis. To put another way, Sangha was seeking to reduce the amount of money in circulation, and thereby reduce inflation. No matter how well meaning it was, it succeeded in angering many who felt they were devaluing themselves for notes of lesser value.        Perhaps the most notable project Sangha oversaw was the expansion of the Grand Canal to the capital of Dadu. Canals had long been a part of Chinese trade networks; as China’s many rivers generally flow west to east, speedier movement could be attained by digging north-south canals to connect them. Under the Sui and Tang Dynasties, when most of China’s north and south were unified, came the first great connections of these canals, tying the Yellow and Yangzi Rivers- China’s two great arteries- together in what  came to be called the Grand Canal. After the fall of the Tang, the division of China between Liao, Song and Jin had left little reason for the maintenance of these north-south canals, and the route was largely left to silt up. With unification under the Mongols, there was once again an impetus to restore it. While Khubilai had been quite  forward thinking in many respects to the requirements of his great capital of Dadu, he found that supplying it with its necessary grain was proving difficult. Khubilai wanted to use the great production regions of southern China and the former Song territory to supply Dadu, and initially hoped to rely on the coastal route, with ships making the long journey bearing the foodstuffs. While there was some successes here, the route was perilous. Shallow waters and storms off the Shandong Peninsula and Gulf of Bohai brought many of these shipments to the bottom of the sea. Such was the fate of over a quarter of the fleet bearing the grain in 1286. With the sea route too unreliable, it was decided to dig a proper canal to connect north and south- not only better supplying Khubilai’s capital, but tying his empire closer together as well. Some canal projects had started as early as 1283, but it was Sangha who suggested a massive, 217 kilometre, or 135 mile, expansion of a vast Canal to bring supplies right into Dadu. By February 1289 the bulk of the work was completed, with expansions over the 1290s which allowed ships to sail from Hangzhou right into the heart of Dadu. The Canal was an impressive structure- much of the Yuan canal system, with upgrades and expansion, remained in use until the 1850s when flooding irreparably damaged much of it. But it was a massive expense; some three million labourers had to be mobilized for the construction, and it required even further expenditure for basic maintenance to prevent it from silting up. Though it served its purpose in providing for the supply of Dadu, it was another cost that men like Sangha had to try and cover.       Another area Sangha found to help bring in further resources was to try to revitalize the Central Asia trade and increase taxes on merchants. In order to do this, Sangha needed to encourage the travel of Muslims to China, something hamphered by Khubilai’s anti-islamic promulgations. It took until 1287 for Sangha to succeed in getting Khubilai to rescind his bans on halal slaughter and the like- convincing Khubilai not on the basis of compassion, but on the revenues they would provide. In the following years Sangha did receive Khubilai’s support for schools for educating on Muslim languages and scripts to assist in trade contacts. This was rather typical of Sangha, who on a whole favoured many of the men from the ‘western regions,’ of China, what we today would deem ‘non-Han’ peoples. Muslims, Tibetans, Uighurs, all found protection and patronage from Sangha. All of his major-apointees to positions of power came from these non-Chinese groups, which of course did little to endear him to his Chinese enemies. Like his predeceassors, he forced his enemies from their offices and appointed his friends and allies. In the increasingly faction divided Yuan government, with little direct interference from an ever-more out-of-touch Khubilai, removing enemy voices and appointing friendly ones was one of the best means to not just stay in office, but actually enact some policies before they became bound up in intrigues and infighting. Of course, Sangha therefore suffered from the standard accusations of cronyism, enriching himself as well as intense sexual perversions. A particular offence which Sangha was said to have given support to, was when a Buddhist monk in his service descrecated and looted tombs of the former Song Emperors, and turned former Song palaces into Buddhist temples. Here was an issue which angered former Song subjects and literati combined and did little to endear the new Yuan masters in south China. With mounting pressure building against him, Sangha’s enemies conveniently “found” stolen pearls in his private residence. Khubilai had him removed from office, stripped of rank and title and executed over the course of 1291.       So ended the period of the “Three Villianous Ministers.” As the histories of these men were largely written by parties antagonistic to them, we should take many of the accusations with a grain of salt. Ahmad, Lu Shih-Jung and Sangha certainly had a little issue making the same accusations towards their political foes. What these episodes highlight is the ever widening divide between Khubilai Khan had the demands of government and the start of issues which would plague all of Khubilai’s Yuan successors: the seemingly impossible task to govern China while dealing with the costs of a top heavy court and military expenditure. None of them would be up to the task, and it is no wonder that Ahmad, Lu Shih-Jung and Sangha could not find the balance between meeting Khubilai’s demands and placating court opinions, particularly when Khubilai refused to intervene. The Three ministers became scape-goats for the issues of Khubilai’s government and served to illustrate the failures of the last years of Khubilai Khan. Our final episode on Khubilai looks at these years, so be sure to subscribe to the Kings and Generals Podcast to follow. If you’d like to help us continue bringing you great content, pelase cosnider supporting us on Patreon at www.patreon.com/kingsangenerals. This episode was researched and written by our series historian, Jack wilson. I’m your host David, and we’ll catch you on the next one. 

Qaidu was raised in Chinggis Khan’s camp, and after Ogedai Khaan he served in Mongke Khaan’s retinue. After him, he was with Ariq Boke, conspiring and amking efforts to elevate him to the khanate. When Ariq Boke went before Kublai Khaan and submitted to him, Qaidu was wary of Kublai Khaan because it was the law that no creature should change the Khaan’s command or decree, and any who did would be branded as criminals. He had transgressed the law and rebelled, and from that time until present, ona account of his rebellion, many Mongols and Tajiks have been annhilated, and flourishing land has been devastated.”       So our oft-cited friend Rashid al-Din describes, rather negatively, his contemporary Qaidu, Khan of the house of Ogedai and master of Central Asia in the late thirteenth century. Qaidu is best known for his daughter Qutulun, the wrestler-princess, his long resistance against his cousin Kublai, Great Khan of the Yuan Dynasty, and enjoys a popular image as a spirited defender of traditional Mongolian culture- or, for writers like Rashid al-Din, an image of little more than a brigand harassing settled regions. To explore Kublai’s failed attempts to exert power over the western half of the Mongol Empire, we will look at the long life of Qaidu, master of the uluses of Ogedai and Chagatai. I’m your host David, and this is Kings and Generals: Ages of Conquest.   While Kublai Khan overcame his brother Ariq Boke to become Khan of Khans in 1264, that was not the end of his troubles from his Mongolian kinsmen. Many refused to recognize Kublai’s authority, or actively took up arms against him, most famously Qaidu, a grandson of Ogedai Khan who led a 40 year campaign of resistance against Kublai Khan. While most famous for stories of his warrior daughter Qutulun and for his own personal sternness and military ability, Qaidu’s reign has often been misportrayed as an effort to seize the title of the Great Khan. His main focus however, was securing the position of the descendants of Ogedai within a fragmenting Mongol Empire.       Chinggis Khan had granted parts of eastern Kazakhstan, Xinjiang and western Mongolia as personal ulus, or territory, to his son Ogedai, serving as a base for Ogedai’s family until the 1250s. The Toluid Revolution, which by now you should know very well, saw the seizure of the throne by the sons of Tolui, away from the line of Ogedai following the death of the final Ogedeid Great Khan, Guyuk, in 1248. After Tolui’s eldest son Mongke became Khan in 1251, he discovered an alleged conspiracy against him by Ogedai’s family. This served as pretext for a purge of the Ogedaids, killing many and confiscating their lands and armies, effectively dissolving the Ogedaid ulus, as explained back in episode 21 of this series. Those few who survived, such as the young Qaidu, were granted distant lands to appease them but which were too poor to serve as a base for resistance. Born only around 1235 or 6, Qaidu was only just entering manhood when Mongke carried out his purges, deemed too young to be a threat. In proper Ogedeid fashion Qaidu’s father, Ogedai’s fifth son Qashi, drank himself to an early death shortly before Qaidu’s birth, leaving Qaidu’s early years to quietly rule over what little people, herds, pastures and towns Mongke Khaan had allotted him around Qayaliq, in what is now southern Kazakhstan. We can only imagine Qaidu’s frustration and anger, a sense that everything that was his by right had been taken from him, anger at the theft by the house of Tolui- not of the Great Khanate, which Qaidu was unlikely to have ever inherited, but of the ulus of Ogedai itself, the personal territory Chinggis Khan had granted that line of the family. One tradition from Qaidu’s earliest youth that survives, recorded by Jamal al-Qarshi, is that Ogedai Khaan once held the young boy and was so impressed with the 5 year old, that he stated Qaidu would one day succeed him and ordered his every need to be provided for. Even if the story were true, it must be remembered that Ogedai indicated about half of his sons and grandsons should have succeeded him at various points, and anyways, Qaidu was no mroe than six years old at the time of Ogedai’s death. No, the young Qaidu was not ever destined, nor likely ever considered himself to be, for the throne of the Great Khan.       Qayaliq was too poor to offer a base of resistance on its own, but it did not stop Qaidu from pushing his boundaries. In 1256, Mongke Khaan sent a judge to Qaidu’s territory as an official imperial representative- the exact mission unclear in the sources- and the 20 year old Qaidu promptly captured him, holding him captive for the next two decades. No reaction is recorded from Mongke, who may have been preoccupied with his forthcoming assault on the Song Dynasty to divert attention to an annoying Ogedeid boy. Perhaps Mongke had been planning to deal with him upon his return from campaign, but as we know, he never got the opprotunity: Mongke died on campaign in August 1259, precipitating the conflict between two of his brothers, Ariq Boke and Kublai, for the imperial throne.        Qaidu was initially neutral in the war between Ariq Boke and Kublai, supporting Ariq only when his appointed ruler to the Chagatai Khanate, Alghu, revolted and attacked Qaidu’s territory. It seems Alghu attacked Qaidu for supporting Ariq Boke, which forms the only real evidence for Qaidu’s  actual support of Ariq. With Ariq’s surrender to Kublai in 1264, Qaidu turned to the Khan of the Golden Horde, Berke, for support against Alghu. Supposedly Berke found Qaidu’s horoscope favourable, and provided him an army and resources, and a promise for rule over the ulus of Chagatai if he was successful. Winning his first encounter against Alghu, Qaidu suffered a serious defeat in the second  and seemed to be placed on the backfoot. But Heaven showed Qaidu its favour when Alghu, Berke, and the Il-Khan Hulegu all died over 1265-1267 and Kublai was focused on the Song Dynasty. This created a sudden power vacuum all across Central Asia; while his neighbours sorted out matters of succession, Qaidu expanded his territory from Almaliq to Taraz to Beshbaliq; in rapid succession, Qaidu successfully reclaimed much of the former territory of Ogedai’s ulus. Many of Ariq Boke and Alghu’s former supporters joined Qaidu, including the brilliant finance minister Ma’sud Beg, whose skills helped with the economic rejuvenation of Qaidu’s ulus. Many of these men were dispossed by the changes in power over these years, and were happy to throw their lot in with a bright-eyed, up and coming warlord showing he had some favour from Heaven. When Kublai summoned Qaidu to him in order to affirm his vassalage, Qaidu refused, claiming the distance was too great to travel. Though Kublai tried to encourage him by sending him revenues from conquered Chinese territory, Qaidu was intent on preserving his independence and fragile ulus. Kublai’s capital was moved from Karakorum in central Mongolia to Shangdu on the border with China, and then into China proper at Khanbaliq, greatly limited his ability to control his kinsmen deep in the steppe. In the next years, Qaidu’s pretensions would increased dramatically.        In the Chagatai Khanate power was taken by Baraq, who ruled with Kublai’s approval and was almost immediately at war with Qaidu. With the aid of the new Khan of the Golden Horde, Mongke-Temur, Qaidu defeated Baraq near Khojand in 1267, after which Qaidu proposed a joint peace between the Central Asian Khanates. Likely on the Qatwan Steppe, just south of Samarkand, in 1267 or 69, Qaidu, Baraq, and Mongke-Temur’s representatives made agreements to divide the territory of Transoxania between them,  Qaidu and Baraq became anda (blood brothers) and agreed to a joint-attack the Ilkhanate in Khurasan. Notable about this meeting was a total disregard for Kublai’s authority. Though Kublai was nominally Great Khan, by the end of the 1260s each Khanate was now an independent state, the Khans all now meeting without his consultation. Recorded in the Yuan shi, the assembled Khans apparently sent a jointly written letter, of questionable veracity, to Kublai decrying his sinicization and ‘adoption of Han laws.’ As mentioned by historian Michal Biran, this is the only direct textual evidence of Mongolian, and specifically Qaidu’s, opposition to Kublai’s adoption of Chinese policy and custom. While often presented as a “defender of the old ways,” Qaidu’s agreements on the Qatwan Steppe and actions over his life were always directed at his own power and independence in the Ogedeid ulus, rather than  whatever laws the fat Khan in Khanbaliq tried to pass.     Qaidu did provide forces for Baraq’s assault on the Ilkhanate, but they were instructed to abandon Baraq before battle was met. Baraq’s army was crushed by the Il-Khan Abaqa at Herat in 1270, and his death shortly afterwards was Qaidu’s most important opportunity. Many of Baraq’s commanders and armies fled to Qaidu, and only a month after Baraq’s death Qaidu was declared Khan of the Ogedeid ulus. We must emphasize this: he was declared Khan of the territory belonging to the House of Ogedai. He was never declared Great Khan of the Mongol Empire, or Khan of the Chagatayid ulus. He never made pretensiosn to claim either of those thrones, and his conflict with Kublai was not over who should be the Great Khan, but over Qaidu’s personal autonomy- and his right to appoint the Chagatai Khan after Baraq’s demise. When Qaidu’s first appointee rebelled alongside the sons of Alghu and Baraq, Qaidu overcame them and chose Baraq’s son Du’a as Chagatai Khan in 1282. Du’a would be Qaidu’s right hand man for the next twenty years, and as co-rulers they dominated Central Asia from the Yenisei River to the borders of India, and from Transoxania to the Mongolian Altai, a border keeping Kublai’s control confined to the east.   Kublai’s campaign against the Song Dynasty kept him from interfering with Qaidu’s domination of the Chagatai Khanate, instead relying on defence. As early as the mid 1260s, Qaidu was raiding Kublai’s frontier: in 1268 Kublai’s armies had to push Qaidu’s forces from Beshbaliq and the Uighur lands. By the end of the 1260s, Kublai was posting a large garrison in Mongolia under his son Nomukhan. Nomukhan was not terribly successful: he was betrayed by his subordinates and sent over to the Golden Horde in 1276, and Karakorum fell into the hands of these rebellious princes. Qaidu played no role in this, distracted as he was at that time by trying to exert control over the ulus of Chagatai. In an effort to make the local garrisons self sufficient, Kublai spent considerable amounts attempting to expand agriculture and set up military colonies in the Tarim Basin, Gansu corridor and Mongolia, but only in Mongolia did he see limited success. Qaidu’s raids were too successful and the regions too arid, and Kublai only succeeded in throwing away huge sums of money and resources.   By the 1280s, Qaidu had a firm hold on Central Asia and loyal ally in his appointed Chagatai Khan, Du’a. Finally, they could take advantage of rebellions across Kublai’s frontier, such as that in Tibet in 1285 and of Nayan in Manchuria in 1287, with whom Qaidu tried to coordinate with. Kublai, realizing Mongolia itself was now threatened, took to the field himself. Sending an army west to counter Qaidu and an army into southern Manchuria to distract the other local Mongol dissident, Khadan, the aging Kublai led the third army from a platform mounted on the backs of four elephants. Nayan was swiftly caught and executed. Qaidu had advanced on the old Mongol capital of Qaraqorum as per the suggestion of Ariq Boke’s sons, but the threat of facing Kublai himself led to Qaidu’s withdrawal. This was the closest the two ever came to fighting one another in person. While Karakorum may have held symbolic value, strategically it would be nearly impossible for Qaidu to hold it, and as he was making no claim to the title of Great Khan, its symbolism was useless to him. Karakorum was but a brief flirtation for him, egged on by his allies to take advantage of Kublai’s perceived weakenss, rather than a long awaited goal. The aging Kublai had shown he still had teeth, and Qaidu would not make such an attempt again for the remainder of Kublai’s life.       Qaidu does not seem to have taken advantage of Kublai’s death in 1294, and Kublai’s successor, Temur Oljeitu, abandoned his grandfather’s foreign adventures, focusing greater resources on combating Qaidu along the northwestern frontier. In winter 1298, Qaidu’s Chagatai Khan Du’a attacked the Yuan frontier and captured Temur Oljeitu Khan’s brother-in-law Korguz, who died before he could be rescued. This was an embarrassment and insult for the new Khan of Khans, and Temur Oljeitu sprung into action, ordering his nephew Qaishan to Mongolia, where he assembled a great army and marched west to crush Qaidu in 1300.       In spring 1300, east of the Altai mountains at Kuobielie, Qaishan’s army overtook Qaidu. In a furious assault, they forced Qaidu to retreat west into the Altai mountains in western Mongolia. Qaishan was a cautious commander, only proceeding once he acquired sufficient provisions, which gave Qaidu time to call to Du’a for aid. Du’a initially refused, but did send two armies later that summer, a first to reinforce Qaidu while Du’a himself led a second. The onset of winter halted the campaign, and for most of 1301 Qaishan struggled to locate Qaidu’s smaller, highly mobile force in the Altai. Qaidu needed to hold out for the arrival of Du’a reinforcements, but couldn’t retreat lest he allow Qaishan to overrun his hard won ulus.       Finally in August 1301, Qaishan’s scouts informed him that Qaidu’s army was encamped at Mount Tiejiangu, and that Du’a’s reinforcements were close at hand. On the 3rd of September the Yuan army attacked. The Yuan assault was devastating: Qaidu’s smaller force was overrun, Qaidu himself wounded in the battle. Only nightfall forced the two armies apart, and Qaidu employed a tool of his great-grandfather. He ordered his men to each light several fires, and to the Yuan forces, it appeared that Du’a’s enforcements had suddenly arrived and lit their own campfires. Their enemy refusing to advance, Qaidu used this distraction to pull his forces back. When morning revealed the truth, Qaishan was hesitant to immediately pursue, fearing Qaidu would employ a feigned retreat. This provided Qaidu time to meet with forces sent by Du’a two days later at Qara Qada, along the Irtysh River. Learning of Du’a’s reinforcements, Qaishan split his force: one section would intercept Du’a and his army, while Qaishan took the rest of the Yuan forces to catch Qaidu.   When Qaishan arrived at Qara Qada, Qaidu was prepared. This time, the Yuan army was not as successful, though Qaishan himself broke through Qaidu’s lines, seizing his military supplies, rescuing captive princes and turning about to lead a rear assault on a section of Qaidu’s line. But Qaidu held firm, and his horse archers kept the Yuan back until nightfall once again split them apart. Not far away at an unidentified location called Wuertu, Yuan forces defeated and wounded Du’a, who then seems to have retreated back to his own territory.       The following day was the final confrontation. Qaidu, now approaching 70 years old, held his vetetan forces together against the Yuan’s superior numbers. Arrows filled the air, and the Yuan army was in an inconclusive engagement. An effort to pull the Yuan forces back and redeploy was foiled by a full charge by Qaidu, and the Yuan retreat now threatened to turn into a rout. Qaishan fought bravely as rearguard, and once more broke through Qaidu’s line, forcing them back and allowing the Yuan army to undertake an orderly retreat back to Qaraqorum, Qaishan burning the steppe behind them to hamper Qaidu’s pursuit. But Qaidu did not follow, instead falling back, given pause by his losses and his own injuries sustained, which were likely his cause of death a few weeks after the battle.       The Ogedeid ulus did not long survive Qaidu’s death. Qaidu’s lifetime of carving out a restored Ogedeid state within the Mongol Empire was undermined by his own longtime ally. Almost immediately, Du’a sabotaged Qaidu’s successors. Du’a, it seems, had had enough of war with the Yuan Dynasty, and desired peace in order to resume the Central Asian trade, as well as focus resources on the border with India. To do this though, he would need to break the ability of the house of Ogedai to control the Chagatayids. Qaidu had wanted his youngest son Orus to succeed him, but Du’a maneuvered Qaidu’s ineffective and unhealthy older son Chapar to become Khan, forming rifts within the ulus. Du’a furthered the division of the Ogedeid ulus into appanages, and infighting broke out among Qaidu’s heirs. A brief attempt  to unite the Ogedeyid princes against Du’a was crushed in 1306 by Chagatayid troops with Yuan backing, and many of the top princes and generals of the Ogedeyid ulus surrendered to Du’a or to the Yuan. Du’a unleashed his horsemen to track down those Ogedeyids who remained independent, and one such Chagatayid raid even resulted in the death of Qaidu’s famed daughter Qutulun.        Ah yes, Qutulun! She is worth a short digression, as she is most famous among Mongolian princesses of this period, and many of you have likely wondered why we have not yet mentioned her role in her father’s battles. Qutulun is usually most well known as the famed ‘wrestler-princess.’ In the version popularized in Marco Polo’s account, wherein she is called Ay Yaruq, moonshine in Turkic, she refused to marry any man who couldn’t best her in a wrestling match. In fact, she claimed the herds of every man she was able to throw to the ground. She was such a good wrestler that, according to Polo, she had a herd of 10,000 animals she had claimed over her career. To carry on the fable-like nature of his version, Polo has an unnamed prince of quite some wealth attempt to win her hand. Qaidu, having agreed to let Qutulun marry who she wanted but recognizing it was a powerful match, encouraged his daughter to let the man win. Qutulun instead threw the prince to the ground and claimed his horses. Polo also asserts that she would fight beside her father, riding into enemy formations to grab and steal men. It’s a bebrudging respect for evidently a highly skilled and dangeorus woman! What’s more, it’s a depiction of a woman of physical prowess and military capability which is actually backed up by some contemporary writers, such as the Ilkhanid author Rashid al-Din and ‘Abd Allah Qashani. The Ilkhanid vizer Rashid al-Din was less impressed than Marco Polo regarding Qutulun, writing the following:       “Qaidu had a daughter named Qutulun… he loved her the most of all his children. She went around like a boy and often went on military campaigns, where she performed valiant deeds. She was listened to by her father, and she handled the administration for him. Her father refused to marry her off, and people accused him of having relations with her… a few years ago, because of shame and the accusations people were making, he was forced to marry her off to a man named Aitqun of the Qorolas clan.”       Rashid al-Din, as we said at the start of the episode, had no fondness for Qaidu. Rashid’s employers, the Toluid Ilkhans, were often at war with him after all. Rashid al-din is too refined to openly say he agreed with such horrendous rumours about father and daughter, but was not above mentioning the fact people were spreading them. Qutulun in the end, but likely of her own choice, married a member of his father’s  keshig, one of his royal cooks. That the fellow’s name and lineage differs in the accounts, and Qutulun is still described leading her minghaans, units of a thousand, indicates that her new husband did little to overawe her military ability.   After Qaidu’s death, Qutulun staunchly supported her father’s chosen heir, Orus. She recognized early  Du’a effort to undermine the Ogedeyid ulus and spoke out against him at an assembly. Du’a dismissed her concerns thus, saying “Women’s opinions and talk should be about the spindle and spinning wheel, not on the crown and the khanate’s throne. What do you have to do with rulership and government?” The frustrated Qutulun found no support from her brothers and withdrew with her family and followers to the Tien Shan mountains, in what is now Kyrgyzstan, where she guarded her father’s tomb. Though she largely removed herself from the affairs of the Ogedeyid Khanate, when her brothers sought to make a stand against Du’a in 1306, the contemporary author Qashani mentions that Qutulun showed up to assist them, leading her 1,000 men beside them. Even with her assistance, a combined Chagatayid-Yuan army under Du’a defeated the Ogedeyid army. Generals and even her brothers began deserting to the Chagatayids or to the Yuan realm, and as mentioned Du’a sent raiding parties to track down those who escaped. Qutulun returned to her encampment near her father’s tomb, where she held out until 1307. That year, Qashani records, Chagatayid forces found them, drowning her husband and two sons.Qutulun’s final fate is unmentioned, but it is presumed she was killed sometime around then. The Ogedeyid Khanate did not long outlive her. By 1310 when Chapar submitted to the new Yuan Emperor, Qaishan, the Ogedeyid ulus ceased to exist, only some 60 years after Qaidu had restored it.        Du’a died in 1307, but his sons continued to dominate the Chagatayid ulus for the next 30 years, incorporating much of the former Ogedeid territory. After the death of the last of Du’a’s sons, the Chagatai Khanate entered a period of great instability, gradually breaking into two halves, a western based in Transoxania, and another east of the Syr Darya River, which came to be known as Moghulistan. In the western half, the authority of the Chagatai Khan weakened sooner, a power vacuum which led to the eventual rise of Amir Temur in Transoxania, better known in the west as Tamerlane. But that’s a topic for another day, so please consider subscribing to our podcast to follow for future episodes. If you’d like to help us continue bringign you great content, please consider supporting on patreon at www.patreon.com/kingsandgenerals. This episode was researched and written by our series historian, Jack Wilson. I’m your host David, and we’ll catch you on the next one.

The Mongols were far from the only nomadic peoples to interact with Europe, even in the thirteenth century. Of these, the Cumans are perhaps the most well-known and have left us a considerable legacy in the archaeological record. Today, our series researcher Jack Wilson talks with Dr. Michal Holeščák regarding the archaeological presence of the Cumans and Mongols in 12th and 13th century Eastern Europe.  Michal Holeščák is an archaeologist dealing with the material culture of late nomadic peoples, namely the Mongols and Cumans, from Mongolia to the westernmost fringes of the Great Eurasian Steppe in Hungary.

The Mongols were far from the only nomadic peoples to interact with Europe, even in the thirteenth century. Of these, the Cumans are perhaps the most well-known and have left us a considerable legacy in the archaeological record. Today, our series researcher Jack Wilson talks with Dr. Michal Holeščák regarding the archaeological presence of the Cumans and Mongols in 12th and 13th century Eastern Europe.  Michal Holeščák is an archaeologist dealing with the material culture of late nomadic peoples, namely the Mongols and Cumans, from Mongolia to the westernmost fringes of the Great Eurasian Steppe in Hungary.

  Around 40 episodes ago, we discussed Chinggis Khan fighting for control of the Mongolian steppe. Now, some 90 years later in our chronology, we will discuss his grandson sending Mongol armies across the sea to lands beyond Chinggis’ imagination. While Japan, Vietnam and Burma were all subjects of invasions towards the end of Kublai Khan’s life, all of these were regions relatively close to Yuan China, directly bordering its subject territories. Our discussion today focuses on a much less obvious target: the island of Java in modern Indonesia. The expedition against Java was one of the last military campaigns ordered by Kublai in his long life, and like many of these later invasions, cost the Yuan heavily in men and resources for little gain. I’m your host David, and this is Kings and Generals: Ages of Conquest.   In the 13th century, Eastern Java and parts of the neighbouring islands of Sumatra and Borneo came under the influence of the Kingdom of Tumapel, named for the city of the same name on the island of Java- or atleast it was the same name until the reign of King Jaya Wisnuhardhana, who changed it to Singhasari. You’ll find this state therefore referred either as the Kingdom of Tumapel, or Singahsari.The Tumapel kings were not absolute rulers, with much of their kingdom made up of loosely controlled vassal kings and chiefs. Rather, their significance for our purposes came from their place on a  lucrative position along the maritime trade routes going through Indonesia and across the southern coastline of the Eurasian landmass. By the 12th century, the island of Java was one of China’s chief suppliers of pepper and safflower dye, along with Bali. The island exported rice, and held trade contacts from China to India. In turn, they imported gold, silver, lacquerware, iron goods and ceramics from China. The southeast Asian sea trade was a valuable market which had been expanding considerably since the ninth century- and one which now attracted the attention of a man hungry for conquest and with less and less patience for, well, patience.   By the 1280s, Kublai Khan had completed his conquest of China proper, but good, overwhelming victories were frustraingly eluding him in Central Asia, Japan, Vietnam and Myanmar, and as he advanced in years, the knowledge that he was failing to bring the world under Mongol authority must have weighed heavily on him. Now in his seventies, with his poor health, depression, deaths of his friends and family, increasing removal from affairs of state and awareness of his own impending mortality, Kublai must have been desperate for victories to console his aching spirit. In addition, the economic aspects must not be overlooked -though they were not separate, from Kublai’s point of view, but merely a component of universal rule. Kublai’s Yuan dynasty, while obviously influenced by China’s Confucian norms and traditions, felt no need to bind themselves to it, and kept for instance, the Mongolian practicality regarding merchants. Rather than treat them as inherently lower class, they were invited and rewarded, and trade as a whole encouraged. This took a notable form on the recent completion of the conquest of the southern Chinese coastline. Soon after the imposition of Mongol rule at the end of the 1270s, a new Bureau of Maritime Trade was established as the major port of Quanzhou. The Bureau not only oversaw and taxed the trade in and out of Quanzhou, but sought to actively encourage it as well as the settlement of foreign traders there. Contacts were made across the region- the Southeast Asian coastline of course, but also the Phillipines, Indonesia including Java and Sumatra and to India and Iran’s southern coastline. We, have for instance, south Indian style Hindu temples with Tamil transcriptions in Quanzhou from this period, and knowledge of a significant Muslim population and resettled Persian. To the Islamic world Quanzhou was known as Zayton, by which Marco Polo recorded the name. The Yuan Dynasty had a keen interest in trade, and sought to extend their control over it throughout the region- at the same time extending the Mongols’ heavenly Mandate to rule the whole of the world.   On these considerations, Kublai Khan increased diplomatic missions across the seas of southern Asia, from Malabar to Sri Lanka, ordering the monarchs and peoples across the sea to submit to the Great Khan, as per the wish of Eternal Blue Heaven- something it should be noted, many of these states did do. In fact, for the privilege of  trading with China, most regional states already undertook a sort of yearly tribute to whichever Chinese dynasty ruled the requisite ports they wanted access to. The Chinese dynasties were generally content to accept the trade and maintain the image of themselves as the Sons of Heavens, the centre of the world in name even if it wasn’t  quite so in practice, and the Son of Heaven did not exercise actual authority in these states. The Mongols, as many a state in eastern Asia rudely learned, generally did not share the same view; to be a vassal to the Great Khan was a complete submission, which required making your resources and peoples available to the Khan’s desires, measured through censuses to catalogue them and make the necessary demands. When Kublai sent his diplomatic missions over the seas, they often were sent to not just reaffirm or increase the tribute, but increase the extent to which these overseas monarchs needed to comply to the will of the house of Chinggis Khan.   One such mission, led by one Meng Qi, arrived in the court of the king of Tumapel, Kertanagara, sometime in the 1280s. Kertanagara had been the King of Tumapel since the 1260s, and had shown himself a haughty individual and firm convert to Tantric Buddhism. Since his ascension he had expanded his kingdom, over the 1270s  subduring parts of eastern Sumatra and by the 1280s, most of the island of Java itslf. By all accounts, Kertanagara was quite keen to solidify his control of the local trade and spice routes, and very, very keen on not having to share it with the distant ruler of China. In the various sources, after feeling insulted by the envoy Meng Qi or his demands, Kertanagara’s either insulted him, branded his face with a hot iron, cut his nose off or outright killed him. In either case, he had committed a grievous insult on an envoy of the Great Khan, which you may remember, was not something the Mongols took lightly.    Kertanagara’s calculation was likely a simple one. He did not want to increase the share of tribute sent to China for the privilege of trading. However, in order to maintain that wealth he very much needed to keep trading with China, and it's unclear to what extent trade may have been disrupted during the long war between the Mongols and the late Song Dynasty. It was a reasonable assumption that the island of Java was well outside the range of an actual attack from China, leaving him physically secure from a Chinese repercussion. Once tensions had cooled, Kertanagara could send an apology mission and resume trade, without having provided a greater portion of it to China.    These were reasonable assumptions, but rather incorrect, as they relied on an assumption of reasonable retaliation by the opposing party. By the later 1280s, the deaths of Kublai’s closest confidant, his wife Chabi, chosen heir Jingim and his most important advisers, as well as alcoholism and depression had clouded his judgement, and he was quite beyond being reasonable. Kublai’s earliest campaigns against the Dali Kingdom and Song Dynasty were marked by thorough preparation and intelligence gathering, taking advantage of weaknesses within the enemy to bring the final victory. Now isolated and depressed, surrendered by yes-men who lacked the ability to stand up to him and desperate for victory after the continuous news of defeat across his frontiers, Kublai had come to rely on throwing manpower at a problem, hoping now tactical successes would automatically lead to strategic victories. Kublai’s knowledge of Java must have been minimal, but he was well past the point of caring. The ruler of a puny island somewhere in the sea had no right to insult the Master of the World. And so, Kublai ordered an attack upon the island of Java and Kingdom of Tumapel, to bring its king Kertanagara to heel and resume the tribute payments.   Briefly, we can comment on the rather different version of events which appears in the Javanese sources. In the medieval Javanese and Balinese sources, the incident with Meng Qi the envoy is unmentioned. Instead, Kublai was a friend of the minister Madura Wiraraja, who requested Kublai come provide military assistance to the royal family of Tumapel. In this verison, the throne was usurped by Jayakatwang, whom we shall meet shortly, and Kublai’s forces quite respectfully came, defeated the usurper, placed the rightful heir, Kertanagara’s son-in-law Raden Vijaya, on the throne and took in exchange only a beautiful princess for Kublai to marry. Generally speaking, most reconstructions rely on the Chinese sources instead, though the Javanese sources are interesting for how they justify and depict the Yuan presence.   Regardless of the cause, an invasion fleet and army were prepared in 1292. 20,000 men, mainly from southern China, were mobilizied aboard 1,000 vessels. The army was led by the former Song commander Gao Xing, the navy by the Uighur Yiqmis, and all were under the overall command of the Mongol Shi Bi. Having learned from the disastrous naval assaults on Japan and Dai Viet, onboard they had a year’s supply of grain and 40,000 ounces of silver to purchase more supplies. The commanders met with Kublai himself before their departure: the Khan told Shi Bi to leave naval matters to Yiqmis’ expertise, and that they must proclaim on their arrival they were not an invasion force, but merely there to punish Kertanagara for harming a Yuan envoy. Whether Kublai was serious, or hoping this ruse would allow his forces to snatch victory, we cannot say.  Departing in winter 1292-93, they made a short stopover in Champa, now paying tribute and at peace with the Mongols. There, officers were dispatched on diplomatic missions to Lamuri, Samudra, Perlak and Mulayu in Sumatra, seeking tribute and submission. By March 1293 the fleet was off the coast of Java, and preparing to make landfall. It was decided to send a diplomatic force ahead of the main fleet, as by now the Yuan commanders were under no pretensions their army was inherently invincible, particularly as it had only a minor Mongolian component. It was hoped that by diplomacy, and with a good  threat of violence, they  would convince Kertanagara to submit and avoid having to make landfall in an foreign country with little gathered intelligence. If there was no progress on the diplomatic front in a week, the fleet was to follow up as a show of force.   The diplomatic mission found no success, for matters had changed considerably in Java by the time of their arrival. The haughty king of Tumapel, Kertanagara, was dead. He had been killed by his vassal, Jayakatong of Gelang, based in Kediri. Kertanagara’s son-in-law, Raden Vijaya, based in Majapahit, was resisting him, and the Yuan fleet had arrived in the midst of a civil war. A week after the envoys were sent, the armada landed at Tuban, where part of the army under Gao Xing and Yiqmis disembarked and began to march to Pachekan. The rest of the army was to follow aboard the ships under the command of Tuqudege, sailing through the Straits of Madura to meet the land force in March. At Pachekan, Jayakatong’s navy blocked the Brantas River, but made no move against the Yuan. There, the Yuan commanders landed and set up a banquet, inviting the Javanese to come over and discuss terms. No response was made by the Javanese, and after a while the Yuan fleet and army advanced. Jayakatong’s navy retreated before them and after garrisoning Pachekan, the Yuan forces made their way inland along the Brantas.    As they moved inland, they were greeted by envoys of Raden Vijaya, begging Yuan help: the young prince had only a small force, and  Jayakatong’s army was now on its way to attack Vijaya’s base at Majapahit. In exchange, Vijaya would submit happily to the Great Khan. Seeing that this could be the key to gaining the submission of Java by supporting Vijaya, Yiqmis ordered Gao Xing to take a part of the army and intercept Jayakatong, while Yiqmis took the rest of the force to reinforce Majapahit. Jayakatong managed to evade Gao Xing, reaching Majapahit. There, Yiqmis had already assembled his forces to meet the tired forces of Jayakatong. Standing off for the night, when Gao Xing arrived the next day with the rest of the Yuan troops, together they drove off Jayakatong’s army. Raden Vijaya once again promised his total submission to the Great Khan if the Yuan forces helped him secure Java against Jayakatong, and after providing them maps, a week later they set off for Jayakatong’s capital of Kediri.    The Yuan moved in three columns: the fleet on the Brantas River under Tuqudege, with Gao Xing and Yiqmis taking their forces up either bank, while behind them traveled a large force from Majapahit under Raden Vijaya. The army made good time, and only a few days later had reached Kediri, where Jayakatong had a large army prepared for them. The next day, from the morning until early afternoon, Jayakatong’s force advanced three times, and three times they were repulsed with heavy losses by the arms of the Yuan Dynasty and Majapahit. By the end of the day, Jayakatong’s army broke, fleeing across the river or into Kediri itself, where Jayakatong too retreated. The Yuan immediately assaulted the city, and by nightfall Jayakatong had come forward to surrender.    For the next week, the Yuan were the masters of Java. Raden Vijaya’s promised submission now had to come: for this, he desired to return to Majapahit with a small, unarmed Yuan escort to properly witness his formal submission. While that force departed for Majapahit, Shi Bi sent most of the army back to Pachekan, while he stayed in Kediri with a small force, thinking he had handily conquered Java for his Khan.   Unfortunately for Shi Bi, he was not so lucky. Once he saw that the Yuan troops had let their guard down, at the end of the day Raden Vijaya killed the Yuan escorts who followed him back to Majapahit, rallied his armies and urged the people of Java to repel the foreign invaders. Only narrowly did Shi Bi escape the trap for him at Kediri. He fought his way back to Pachekan, losing in one account up to 3,000 men. Back aboard the ships the commanders argued over whether to counter attack Raden, or to retreat, ultimately choosing the latter. Not knowing the country, outnumbered and unlikely to find local support, realistically they choose the best option to secure the lives of the rest of their men.    While they did bring back some trophies, maps of Java, population registers, spices, gold, silver, rhino horn and prisoners, this did little to offset the costs of the campaign. Not as disastrous as the invasions of Japan or Vietnam, the Yuan had been unable to turn a tactically well executed campaign into a strategic victory, and paid for it with a humiliating retreat. Kublai was furious, punishing Shi Bi, Yiqmis and Gao Xing, stripping them of a third of their property and rewarding them with 50 blows from the rod. Once Kublai Khan died in early 1294, there was no stomach to avenge that defeat, or those others suffered in Southeast Asia.  By contrast, Raden Vijaya was able to found a new empire based in Majapahit, which would come to dominate much of modern Indonesia and Malaysia and was perhaps the most powerful empire to ever be based in the region, a Golden Age founded in large part due to Mongol assistance. By the end of the 1290s, after Kublai’s death, Vijaya sent missions to the Yuan Dynasty to resume the valuable trade contacts. Despite their reputation for destruction across much of Eurasia, in the Javanese chronicle there is but a single reference to the Mongols destroying towns and sending people running in flight- perhaps due to the mainly Chinese origin of the army. Consider how the memory of the invasion was that of Kublai coming to assist his friends in exchange for a beautiful princess; to excuse, perhaps, their attack on their erstwhile allies or Kertanagara’s murder of the envoy, always a heinous act, the Yuan troops turned into a helpful, legitimizing force, in a way. A rather different view than their forces earned in many other places.   The Java campaign marked the end of the Yuan Dynasty’s overseas expansion, capping off Kublai’s life with one last failed campaign. The campaigns of the 1280s and 90s served as stark reminders for Kublai’s successors, whose attention would mostly turn inwards with rare exceptions. The huge costs of all these campaigns served to burden the Yuan economy, filling its offices with corruption and mismanagement that would never be shed. Further, these campaigns did little to endear the recently taken former Song territories, who provided much of the manpower for these invasions, to their new masters, laying seeds for later troubles for the Yuan, to be discussed in future episode, so be sure to subscribe to the Kings and Generals Podcast for more. If you’d like to help us keep bringing you great content, please consider supporting us on patreon at www.patreon.com/kingsandgenerals. This episode was researched and written by our series historian, Jack Wilson. I’m your host David, and we’ll catch you on the next one.   

On a thickly humid day, flanked by dense forest of a deep green, rows of archers astride skittish horses struggle to control their mounts. Their local allies, armed with bows and tightly clutched spears, have their eyes focusing on a mass of men surging forward towards them. Infront comes a vanguard of the beast terrifying the Mongol horses; elephants, adorned in gold, armour and broacde, their tusks spiked and decorated, tall towers on their backs housing archers and spear throwers. The Mongol commander is afraid but refuses to show it; it would do no good to show fear before the men and the vassal troops. As calm as he can, he orders the cavalry to retreat to the treeline and dismount; they would stand before the oncoming host of the King of Pagan, modern Myanmar onfoot, armed with nothing but their bows and the will of Eternal Blue Heaven. I’m your host David, and this is Kings and Generals: Ages of Conquest.   Of all the foreign ventures ordered by Kublai Khan in his later years, it was the invasions of Burma, or rather,, Myanmar, which are among the most poorly known in the west. While not as overtly disastrous as the more famous campaigns against Japan or Vietnam, which we have previously covered, the fighting in Myanmar still showcased the limits of the Mongol military, where tactical victories could not always translate into strategic success.       By the 13th Century, the Kingdom of Pagan [pronounced somewhere between Bagan, Pakam, Pokam] had dominated Myanmar since the mid 9th century. Considered a golden age, from its strategic position on the Irrawadday River, the city of Pagan was the capital of a multi-ethnic, multi-religious and multi-linguistic kingdom straddling both upper and lower Myanmar. Military conquests backed by expanding infrastructure, irrigation and administrative systems laid the groundwork for a stable and regionally dominating empire. Population growth and infrastructure led to the increased development of Lower Myanmar, coupled with the expansion of arable lands to support it. To legitimize themselves, the Kings of Pagans patronized Thereavdic Buddhism and built monumental architecture to celebrate themselves. Huge donations of arable land to the Buddhist monasteries gradually put more and more of the kingdom’s wealth and resources in the hands of the monks; by the thirteenth century, the Pagan kings found themselves in a more and more desperate economic situation, struggling to reclaim lands from the entrenched powers but continually needing to build monuments to legitimize themselves and maintain Buddhist support for their power. Skillful kings  like Kalancacsa, reigning 1084-1111 were able to balance all the elements of the Pagan kingdom, its various ethnic groups and traditions and the Buddhist clergy, but the kings of the thirteenth century lacked this ability- particularly Narathihapade, who took the throne in 1254. By then, long held tensions were bubbling beneath the surface, and the once un-developed Lower Myanmar was becoming a major population and political centre that the king in Pagan struggled to control.  And with so many kingdoms of the thirteenth century, this crockpot of troubles was aggravated by the addition of an extremely potent ingredient;  the Mongol Empire.       Pagan, separated from China and the Song Dynasty by the Kingdom of Dali in Yunnan and Dai Viet in Northern Vietnam, had escaped the attention of the Mongols during their first forays into these kingdoms in the 1250s, as we have covered in previous episodes. With the initial submission of these regions in that decade, the Mongol Empire now shared a border uncomfortably close to Pagan’s northeastern-most outposts. It was in 1271 that the Great Khan Kublai’s first envoys reached the Kingdom of Pagan, requesting the submission of its monarch, King Narathihapade, as well as the necessary trade and tribute demanded upon all subjects of the Mongol Emperor. History has not been kind to Narathihpate, often presented as a vain and greedy ruler. Usually, you’ll be pointed to this incrisiption he place on the Mingalar Zedi Pagoda in 1274, “King Narathiha Pati, supreme commander of 36 million soldiers and who is the consumer of 300 dishes of curry daily, enshrined fifty-one gold and silver figurines of kings, queens, nobles and maids of honour, and over these a solid silver image of Lord Buddha Gautama one cubic high, on Thursday the Full Moon of Kason of the year 636.”   Of course, Narathihapade did not command 36 million soldiers, though his ability to consume curry in prodigious amounts is outside the realm of our discussion today. This is however an example of the earlier mentioned needed for Narathihapade and the Burmese kings to legitimize themselves through large monuments and inscriptions. His kingdom facing an economic problem undermining the very power of its monarchy and his own ancestry and position on shaky ground, Narathihapade had to shore up  his position with boasts and monuments, wasting valuable resources but lacking options. The political system he inherited demanded he put on a show of nearly supernatural power regardless of the reality- a problem hardly unique to the Pagan kingdom, mind you- but one which contributed to the spurning of Kublai’s envoys. The next year Narathihapade followed this up by attacking one of Kublai’s vassal tribes in Yunnan, the Jin Chi, who Marco Polo calls the Cardanan, meaning ‘gold teeth.’ In 1273, Narathihapade completed his trifecta of antagonizing the single most powerful man on earth by killing Kublai’s envoys sent to demand recomponense. By doing so, Narathihapade ensured Kublai, in order to maintain the requisite show of supernatural power and invincibility around the Chinggisid monarchy, would need to react with miltiary force. Kublai’s miltiary response was delayed by the final push against the Song Dynasty and the first invasion of Japan in 1274. Troops could not be deployed to the frontier with Myanmar for some time, and perhaps in recognition of, Narathihapade struck first.       The King of Pagan sent an army into Yunnan in early 1277, though this was probably more of a raid than a full scale invasion. The local Mongol garrison was relatively small, as low as 700 or as many as 12,000, depending on the source. Under their commander,  a fellow named Qutuq, the garrison was enlarged by rallying a number of local Achang and Jin Chi tribesmen. It should be noted in general when we discuss the conflicts with the Mongol-Yuan troops and regional powers in this period, we are mainly talking about forces like this: a small Turkic and Mongolian core around a commander, sometimes a Mongolian, sometimes a Central Asian Muslim or Turk, and the majority of the forces between locally raised troops or perhaps even southern Chinese. The reasons for this were manifest. Firstly, truly Mongolian troops were rarely assigned for garrison duty, being at their greatest use on actual campaign or protecting Kublai’s steppe frontiers. The climate, generally hot and humid, was extremely difficult on both the Mongols and their horses, and the often rugged, densely forested or riverine terrain itself made the preferred wide-ranging horseback warfare less effective, while also minimizing available pasturelands to feed the horses in the first place. A small Mongolian garrison would be maintained in Yunnan’s highlands and small pasture for the remainder of Mongol rule in China, and indeed, there are people of Yunnan today who claim descent from the Mongols- the Khatso, who in the last decades have sought to make contact with Mongolians to “reclaim” some of their “ancient customs.”       Anyways, it was a small body of Mongols and many more locally raised troops under the command of Qutuq who set out to repel the army of Narathihapade in 1277. One of the main descriptions of the ensuing engaement comes from that famous Venetian traveller, Marco Polo, who at the time of the battle was a new arrival in Kublai’s distant court at Khanbaliq. In Polo’s account, command of the Yuan forces is given to the general Nasir al-Din, the son of Yunnan’s governor, a Central Asian Muslim named Sayyid Ajall Shams ad-Din. Polo’s mis-attribution to Nasir al-Din is an easy enough mistake to understand; it’s likely Polo never had in his notes or memory the name of a minor commander like Qutuq, but did recall an association between the well known Nasir al-Din and an exciting battle again the King of Mien, as Polo refers to Narathihapade. For our reconstruction today, we will agree with the scholarship and place Qutuq in command of the Mongol troops.   The site where Qutuq and the Pagan King met is contradicted in the sources, either in the Vochang Valley in Baoshan, or at a site the called by the Burmese  Nga-caung-khyam [Ngasaynggyan- sorry David] in modern Yingjiang. The two sites are approximately 100 kilometres apart, though Nga-caung-khyam is the more commonly given location. It seems that Narathihapate led the invasion force himself, a mixed force of infantry and cavalry spearheaded by a contingent of elephants: on their wide backs were towers built to house archers.       Qutuq was worried and outnumbered, but chose the site of battle carefully. Entering on a level plain early in the morning, he ensured the Yuan flanks and rear were protected by trees, while the ground before them was bare. Qutuq likely arranged his forces in a standard formation for steppe armies, a center and two wings, while Narathihapade’s force advanced in two large, extended wings of cavalry and infantry, staggered behind the line of elephants in the vanguard- 2,000 of them, if we blindly accept Polo’s numbers, along with 60,000 men on foot and horse.  It would be shocking if Narathihapade brought even half as many as this.       According to Marco Polo, the Yuan commander rallied his seemingly outnumbered men through a short speech:       “And calling to him all his hrosemen, he exhorted them with most eloquent words that they would not be of less might than they had been in the past, and that strength did not consist in numbers but in the valour of brave and tried horsemen; and that the people of Mien were inexperienced and not practised in war, in which they had not been engaged as they themselves had been so many times. And therefore they must not fear the multitude of the enemy but trust in their own skill which had already been long tried in many place in so many enterprises that their name was feared and dreaded -not only by the enemy but by all the world; so that they must be of that same valour as they had been. And he promised them certain and undoubted victory.”       After loudly playing their instruments, Narathihapde’s army advanced. The Mongols tried to hold firm, but the scent and sight of the elephants frightened their horses. Once he saw this, Qutuq acted quickly. He ordered his men into the forest beind them, dismounting and tying the horses’ reins to trees, then advancing on foot back onto the plain. Once in the open, the Mongols- and their local allies- began firing volley after volley of arrows into the elephants. The Burmese archers shot back, but clumped as they were in their towers they could not compete with the powerful Mongol bows. Though the elephants’ thick hides could not be penetrated, they panicked under the concentrated barrage of arrows. Before the elephants could meet the Yuan line, they became uncontrollable, and tried to escape: either through the trees, destroying the towers on their backs, or through the Burmese lines.        With this break in Narathihapade’s advance, sections of the Mongols began remounting their horses while the remainder provided covering fire, until the whole force was once more on horseback. Further details of troops movements are scarcer, but the lines finally met and fighting continued until noon. King Narathihapade worked his way up and down his lines encouraging his men, ordering fresh forces from his reserve, but, as per Marco Polo’s account, they were frustrated by the superior armour of the Mongols and their skills with the bow. Finally, Narathihapade and his men began to withdraw, but the Mongols pushed the advantage and it turned into a rout. Losses on both sides were heavy, but the smaller Yuan force had had the better of the day.    The sudden attack and flight of its King made Pagan a more pressing matter to the Yuan court, which finally ordered Nasir al-Din bin Sayyid Ajall against the kingdom in winter 1277. Provided a force of 3,800 Mongols, Cuan and Musuo peoples, Nasir al-Din reached the important fort of Kaung Sin along the Irrawaddy River. Nasir’s force was however too small to progress far into the country, and the onset of hotter weather encouraged him to withdraw back to Yunnan early in 1278. Before he did so, a seemingly humbled Narathihapade agreed to pay tribute to the Great Khan and allowed 100,000 households along the Yunnanese-Burmese border to be placed under Yuan control. When Narathihpate was slow providing tribute, Nasir al-Din returned later in 1278 to enforce the treaty terms. Little is revealed about this expedition, but in July 1279 Nasir returned to the Yuan capital of Dadu with captured Burmese elephants in tow.    By 1279 the Song Dynasty had been destroyed, yet Kublai Khan’s appetite for conquest was not sated, and his attention was increasingly drawn to the kingdoms across southeast Asia where Song loyalists could flee: Dai Viet, Champa, and Pagan. Once Narathihapade again lapsed on the treaty terms, Kublai had little difficulty ordering a proper invasion of Pagan while an invasion of Vietnam was already under way. The Great Khan must have imagined his rule would soon extend right into the Indian ocean. In December 1283, a full invasion of Pagan was launched, with 10,000 soldiers from Sichuan and Miao tribal auxiliaries under the command of Mongol prince Sang’udar.  Sang’udar’s army travelled jointly by land and on vessels on the Irrawaddy, taking Kaung Sin, Biao-dian and even the ancient Burmese capital of Tagaung in 1284, before withdrawing around May before the onset of the summer heat.   So quick was the Mongol movements that Narathihpate fled the capital of Pagan in a panic: it was for this flight that he earned the epithet Taruppye [also written Tarukpliy], “he who fled from the Chinese.” Tarup is the Burmese term for the Chinese, but was at this time used to refer to the Mongols- as such, some have argued it’s possibly a corruption of tujue, or Turk, in reference to Turks among the Mongol army, although the etymology is too difficult to pin down precrisely.    Narathihapade sent one of his top ministers to Khanbaliq to talk terms, and discuss making Pagan into a Mongol protectorate, but these were protracted and went nowhere- or atleast, nowhere fast enough to improve Narathihapade’s position. His flight from the Mongols following his earlier defeat and the sudden overrunning of much of Upper Myanmar greatly diminished his authority, augmenting the existing crises his kingdom was facing- particularly a revolt among the Mon in Lower Myanmar, ongoing since 1273.    Perhaps realizing the opportunity provided by the erosion in Narathihpate’s power, the Yuan rapidly ordered another march into Burma, this time under Kublai’s grandson and the Prince of Yunnan, Esen-Temur- not to be confused with another of Kublai’s  grandsons, Yesun-Temur, who reigned as Great khan from 1323-1328. With 6,000 Yuan troops and 1,000 Jin Chi auxiliaries, Esen-Temur forced his way through Burma in late 1286, taking Taguang again and Mong-Nai-Dian before possibly reaching the city of Pagan itself in spring 1287- it should be noted that some historians like Michael Aung-Thwin are not convinced the Mongols ever reached Pagan itself. Compounding the chaos, the broken and humiliated Narathihapade was murdered by his own son in 1287.    In this breakdown, the Yuan seemed poised to finally bring Pagan under Chinggisid authority. Yet for all the Mongols’ military might, there was little they could do to stop disease from ravaging many of their troops and summer heat punishing the rest. Kublai’s grandson Prince Esen-Temur was forced to abandon Myanmar by 1289 with considerable losses. For troops used to less tropical climates, the rigours of campaign in Myanmar’s hot, humid summers and the quick spread of disease made them particularly deadly.   Diplomacy was sought as alternative; in the aftermath of the fighting after King Narathihapade’s death, one of his sons, the 16 year old Klawcwa, managed to claim the throne with the aid of the famous “Three Shan Brothers.” These brothers were members of the Pagan elite with military backgrounds, rising in stature for valiant efforts against the Mongols. It should be noted that, despite the popular description of the brothers as members of the Shan people, a Thai-speaking people in the region, there is no evidence whatsoever for what their background was; as noted by Michael Aung-Thwin, the description of them as Shans does not appear until the first English language comprehensive history of Burma, written by Sir Arthur Phayrie in 1883! The contemporary sources simply describe them as princes and a part of Pagan’s elite. Yet this single, perhaps accidental, description of them as Shans in a single secondary source from the nineteenth century has become part of their image in the literature ever since- an interesting example of why we should not blindly keep citing and reciting secondary literature, but revisit the primary sources as much as possible, and how modern boundaries of ethnicity are not useful or applicable when discussing events centuries in the past.  What is more significant for our purposes today than their ethnic origins is that by the time of Klawcwa’s ascension, they were among the most powerful men in the kingdom.   King Klawcwa managed sought to reverse the disastrous policy of his father with diplomatic appeasement of the Yuan. In order to regain control over the lower reaches of Pagan and increasingly powerful vassals like the Three Brothers, Klawcwa needed to not fear another disruptive Mongol attack. In 1297 he sent his son-in-law, Kumārakassapa to Khanbaliq, a clear sign of submission- one wasted as the Three Brothers revolted the next year, killed Klawcwa and placed his 13 year old son Sawnit on the throne as a puppet. This was the casus belli for the final Mongol attack on Pagan. On the order of the new Great Khan, Kublai’s grandson Temur Oljeitu Khan, Klawcwa’s son-in-law Prince Kumārakassapa was sent with a Mongol army to avenge the fallen king.  Over winter 1300-1301, the Yuan army besieged the heavily fortified Myin-saing, defended by the Three Royal Brothers,  which held out and ultimately bribed the Mongols into withdrawing,  taking Prince Kumārakassapa with them- an anti-climactic end to the final attempt to extend Mongol authority over Myanmar.   For the Three Brothers, their prestige after another successful repulsing of the Yuan was immense. The King in Pagan was a puppet as the three brothers essentially divided the old kingdom among themselves, each ruling as a de facto monarch in their own rite, until the last surviving brother, Sihasura, declared himself the King of Pagan in 1309. The descendants of one of Sihasura’s brothers would found the Ava Dynasty in 1364. While the Mongols failed to conquer Pagan, they did for a few years collect tribute from its monarchs; while they did not destroy the kingdom themselves, their attacks ruined irrigations systems and paddyfields, undermined the power of the Pagan kings and helped bring about the dissolution of the kingdom by the fourteenth century. Despite winning most of the field engagements, climate forced Mongol withdrawals and tactical successes could not be turned into strategic victories. With the retreat of the army in 1301, Myanmar essentially left the attention of the Yuan, though many of its princes would continue to pay tribute to the Great Khans for decades to come.    Our next episode will take us to one of the least known of all Kublai’s failed expeditions, the attacks on Java, so be sure to subscribe to the Kings and Generals podcast to follow. If you’d like to help us continue bringing you great content, then consider supporting us on patreon at www.patreon.com/kingsandgenerals. This episode was researched and written by our series historian, Jack Wilson. I’m your host David, and we’ll catch you on the next one. 

“In the West there is a province called Kafje-Guh, in which there are forests and other places of difficult access. It adjoins Qara-Jang and parts of India and the coast. There are two towns there, Lochak and Hainam and it has its own ruler, who is in rebellion against [Kublai Khaan]. Toghan, the son of the [Khaan], who is stationed with an army in Lukin-fu in the [south of China], is defending [China] and also keeping an eye on those rebels. On one occasion, he penetrated with an army to those towns on the coast, captured them, and sat for a week upon the throne there. Then all at once their army sprang out from ambush in the sea[shore], the forest, and the mountains and attacked Toghan’s army while they were busy plundering. Toghan got away safely and is still in the Lukin-fu area.”       So the Ilkhanid historian and vizier Rashid al-Din, writing in the first years of the 1300s, describes events less than twenty years prior but very far away. Rashid al-Din transcribed a very brief, but recognizable sketch, of the Mongol invasions of Vietnam in the 1280s. Having covered for you the first half of Kublai’s reign up until the end of the 1270s and his conquest of China, we will now take you to the beginnings of his failures. Back in July we already presented the Mongol invasions of Japan in 1274 and 1281, so now we’ll turn our gaze southwards, to the efforts to extend Mongol suzerainty over the kingdoms of what is now Vietnam. I’m your host David, and this is Kings and Generals: Ages of Conquest.       Before we discuss the military operations, it’s useful to set the scene and establish Vietnam’s 13th century status. As has been so often over this series, for context we must go back to the fall of China’s Tang Dynasty in 907. For roughly a thousand years, starting from the Han Dynasty in 111 BCE, the northern half of what is now Vietnam was under Chinese dominion, broken up by a few decades of revolts and brief independence here and there. Of course, the Chinese Dynasties were not dominating a ‘Vietnam’ in any modern sense. Rather, they were exerting control or tributary relationships with the Viet, or Kinh, peoples around the Red River, or Hong River, Delta. This delta is usually described as the cradle of Vietnamese civilization, the most densely populated and fertile part of the country even today. Vietnam’s capital, Hanoi, sits in this region. The long period  of Chinese rule and influence left an undeniable mark upon Vietnamese conceptions of state, and every succeeding Viet dynasty has born obvious echoes of it.       With the collapse of the Tang in 907, the Chinese presence in the north of Vietnam weakened, and local groups began to exert independence. Some of the Tang’s successors in Southern China invaded and briefly brought the Red River Delta back under Chinese rule. But by the middle of the tenth century, the first fully independent Vietnamese Dynasty in centuries, the Ngô Dynasty, was established… and collapsed into feuding warlords by 965. It was not until the Lý Dynasty, founded in 1009, was stability reached. Under the Lý Emperors- though only Kings, if you asked the Chinese- the recognizable aspects of medieval northern Vietnam were built. The capital was moved to Thăng Long, modern day Hanoi. Buddhism was adopted as the state religion, and in 1054 a new emperor declared a new name for their state; Đại Việt,, meaning ‘great Viet,’ by which we most commonly know the medieval and early modern state. Administrative and military reforms made it the most stable and powerful Vietnamese kingdom yet, and the state expanded both north and south. Agricultural expansion and land reclamation fueled population growth and a steady Viet colonization southwards.       Good times for the Lý Kings did not last. By the start of the thirteenth century their rule had weakened, local warlords exerted their independence and the monarchs were generally inept with few heirs. In a series of political alliances and marriages, the Trần family gathered power and began to try to force the Lý Kings to be their puppets. Warfare broke out. The Lý Kings maintaned the throne, but with the Trầns the power behind it. The final ailing Lý King abdicated the throne in 1224 with only two daughters. His 7 year old daughter, Lý Chiêu Thánh, was enthroned as the only queen-regent in Vietnam’s history. Throught the machinations of the Trần “mayor of the palace,”  Trần Thủ Độ married the young queen to his nephew, Trần Cảnh. The queen soon abdicated the throne, making Trần Cảnh the reigning monarch- the first ruler of Vietnam’s prestigious Trần Dynasty, known by his temple name Thái Tông, the Vietnamese rendition of that classic Chinese temple name, Taizong. His father was posthumously made Taizu, and the scheming uncle Thủ Độ became the chancellor and the major powerbroker within Đại Việt until his death in 1264.       The powerful new Trần Dynasty of Đại Việt centralized power and continued the expansion begun the Lý  Dynasty. Further reclamation efforts and dykes to control the flooding of the Red River continued to increase the agricultrual production of the north. Adminsitration, territories, taxes, the army, the law code, all were reorganized under the Trần. Confucianism influenced the government but did not replace Buddhism, and Chinese was the official language of the court. Relations were stabilized with their most important neighbours; the Song Dynasty to the northeast, to which Đại Việt paid tribute and nominal allegiance in exchange for expensive gifts and lucrative trade; to the northwest, trade flowed with the Dali Kings in Yunnan; to the south, a cordial period began with the Chams.    The Chams are a part of the far flung Austronesian people, inhabiting central and southern Vietnam for millenia. For most of their history they were a collection of small, competing Hindu and Muslim kingdoms, but in the 12th century entered a new period of unity in the face of an invasion by the Khmer Empire of Cambodia, the builders of the famed Angkor Wat. United under a ‘king of kings,’ the Chams repulsed both the Khmer and Đại Việt when it attempted to take advantage of perceived Cham weakness. Though not unified or centralized in the manner of Đại Việt, from the mid-12th century onwards there was a King of Kings based out of Vijaya who wielded more influence over the other Cham kings and princes- the kingdom of Champa, as it’s sometimes called. And hence, by the 13th century we can say that Vietnam was divided into two states; Đại Việt in the north, ruled by the Trần Dynasy and known as Annam to the Chinese, and Champa in the south. You can get your references to twentieth century North and South Vietnam out of the way now.    Đại Việt was the first of the two to encounter Mongol armies in the 1250s. As we’ve discussed a few times before, in 1253, on the orders of his brother the Grand Khan Mongke, prince Kublai marched into Yunnan and conquered the Dali Kingdom. Though Kublai quickly returned north, his general Uriyangqadai stayed in the region and continued to subdue the local peoples. Uriyangqadai, the son of the illustrious Sube’edei, led a series of wide ranging campaigns across Yunnan, the edges of Tibet to the small kingdoms on the western edge of the Song Dynasty. In this process, Uriyangqadai came right to the northern border of Đại Việt. At this point Mongol imperial ideology was well entrenched: of course Đại Việt would become subject to the Grand Khan. The more immediate strategic concern though was to prevent the Trần kings offering any sort of support to the Song Dynasty, against which Mongke was planning a massive assault upon for 1258. With Đại Việt’s trade and tribute contacts with the Song, the Mongols were not willing to allow a possible enemy in their rear. With his envoys to the Trần court at Thăng Long illicting no response, in the winter of 1257 Uriyangqadai and his son, Aju, led the army over the border, some 10-30,000 men, Mongols supported by locally raised troops from Yunnan.   Splitting his forces into two, Uriyangqdai ordered the vanguard to cross the Thao River, north of Thăng Long, but not engage the Việt forces; Uriyangqadai knew of the river fleets used by Đại Việt, and desired to draw them into an ambush and thus neutralize their mobility. The vanguard commander did not listen and immediately engaged with the enemy, and a frustrated Uriyangqadai then advanced to support him. Despite the insubordination and the Vietnamese fielding war elephants, the Mongols had the better of the battle; Aju is said to have ordered archers to shoot into the eyes of the elephants. However, a defiant rear guard allowed the Trần leadership to escape the battle on the ships, and the always strict Uriyangqadai ensured the foolish vanguard commander paid for this with his life.   The Trần forces again attempted to stop the Mongol advance, occuping a bank of the Phù Lỗ river at the start of 1258 and cutting down the bridge. The Mongols cleverly found a ford; shooting arrows into the sky, when they fell and disappeared -meaning they had sunk into the mud- that indicated an area shallow enough to cross. They met and routed the Trần army, and now they rushed onto the capital, Thăng Long- only to find it abandoned. The Trần King, government and most of its population had evacuated before the Mongol arrival, taking most of the foodstuffs with them.   Vietnamese and the Chinese sources differ on the precise details of what followed, but generally it can be said that Uriyangqadai withdrew, and was harassed by local forces as went, and the Trần King offered tribute to keep the Mongols at bay. It may have been that the heat, humidity and tropical disease wreaked havoc on Mongolian men, bows and horses and he wanted out of there as quickly as possible, only escaping with heavy losses. It may have been that due to the timetable Mongke had set for the assault on the Song, Uriyangqadai simply did not have time to stay in Đại Việt any longer. Indeed, upon his return to Mongol occupied Yunnan, he was almost immediately leading forces into the Song Dynasty’s southwestern border.   The Trần Kings now sent tribute to the Mongols, expecting it would be a continuation of the relationship they had had with the Song: tribute once every three years, a nominal submission to keep the peace. For almost two decades, this was essentially what followed, as the Mongols were too preoccupied with the succession struggle after Mongke’s death and Kublai’s ensuing war with the Song Dynasty to press the matter further. Likewise, Champa began to send tribute to the Khan. With the Song still a buffer between them, the kingdoms of Vietnam felt some security from the Mongols.       However, Kublai began asking for both monarchs to submit to him in person and confirm their allegiance, which both put off in favour of continued tribute missions. Other demands had to be met as Mongol vassals, such as censuses, allowing daruqachi to be posted in their cities and demands for labour and materials- all were requirments neither kingdom had yet to meet.  The end of Song resistance at Yaishan by 1279 to Kublai’s Yuan Empire removed  the buffer between them, and now the excuses of the Trần and Cham kings was far less acceptable, as was their housing of fleeing Song officials. In 1280 Kublai demanded that if the Trần king could not come in person, then he must send a massive golden likeness of himself with pearls for eyes, as well as increased amounts of tributes, as well as demanding the kingdom’s most skilled doctors and artisans, most virtuous scholars and most beautiful women every three years. The Great Khan’s demands grew ever greater, the intention clear: the submission of Đại Việt and Champa must be total.   Kublai’s eyes were also going further afield. Dreaming of completing the conquest of the world, the fall of the Song, the greatest single independent power not subject to the Mongols, seemed to open up access to valuable maritime trade routes.  It has been speculated that Kublai saw Champa as key to controlling the south-east Asian trade, essentially a landing strip jutting out into the trade routes darting from India, Indonesia and China. After years of perceived insubordination, once the Chams imprisoned Yuan envoys in 1282, Kublai had his pretext for war and a chance to seize the sea trade. Striking at Champa first had the added benefit of putting Đại Việt in a vice grip between Yuan China and an occupied Champa, and hopefully bring it to heel as well. Having overcome the formidable Song Dynasty, the often politically fragmented Champa would have seemed an easy target in comparison. Officials in Guangxi province had sent encouraging messages to the court, saying less than 3,000 men would be needed to overrun the Chams. After the failure of the second invasion of Japan in 1281, Kublai was also hungry for a quick and easy victory. Though the 1270s had been successful, they had worn Kublai out; by the 1280s, he was no longer the patient man he had been in the 1250s, planning out every detail of the Dali campaign with his experienced generals and advisers. His most loyal and critical advisers had died over the 1270s, and Kublai had outlived the most veteran commanders. Having come to expect total victory regardless, Kublai now demanded it immediately.       In December 1282, Sogetu, a hero of the final war against the Song Dynasty and governor of Fujian, departed with 5,000 men drawn from former Song territory aboard a hundred transport ships, arriving near the Cham capital of Vijaya in February 1283. After brief resistance, Vijaya fell to Sogetu, who found that the Cham leadership, its King Indravarman V and Prince Harijit, had fled into the mountains. After wasting a month in fruitless negotiation with Cham envoys, once Indravarman executed his envoys, in March 1283 Sogetu set out on the attack.  In the jungle his men were ambushed and driven back, and Sogetu retreated to the coast where he cleared land to plant rice to feed his men. There, he sent envoys to the Khmer Empire (who were detained) and sent messages to the Yuan court for aid.        Initially, the court’s response was slow, still planning for a third invasion of Japan. Ariq Khaya, the Uighur commander who had helped crush the last of Song resistance, was ordered to raise thousands of Jurchen, Northern Chinese and former Song troops to aid Sogetu, but failed to do so. It was not until March 1284, after plans for the third Japanese invasion were finally abandoned, when an army of 20,000 was dispatched to aid Sogetu. Setting out by sea and delayed by a brief mutiny, they arrived the next month to link up with a campaigning Sogetu, who had begun sacking Cham cities along the coast. The Cham King Indravarman sent word he was willing to submit, but would be unable to offer tribute due to the plundering. Such concerns did not really bother the Mongols.       By August 1284 the Yuan court had received maps showing the land routes through Đại Việt to Champa, and it was declared that Kublai’s eleventh son Toghon would lead a force overland to assist Sogetu. Đại Việt was ordered to help supply this army, but they refused: it was immediately apparent in the Trần court that this was almost certainly a pretext for a Yuan conquest of Đại Việt. At that time, the reigning Trần King was Trần Khâm, temple name Trần Nhân Tông. His father, the previous king Trần Thánh Tông, was still alive: the Vietnamese had a similar institution to the Japanese, wherein the previous monarch would ‘retire,’ abdicating the throne for their heir and as ‘emperor-emeritus,’ tutor their successor while stepping out of all that strict court protocol. So it was in 1284 that the 15th century chronicle the Complete Book of the Historical Records of Đại Việt, records a famous episode. The ‘emperor-emeritus’ Trần Thánh Tông, once it was apparent that the Mongol attack was forthcoming, summoned elders and advisers from across Đại Việt to discuss the best course of action and strategy. Supposedly, they all shouted in unison, “Fight!”   So the Trầns began to prepare for the assault, readying officers and men. Of these, one man is the most famous for his preparations, Trần Quốc Tuấn, though you may know him better by his later title, Prince Hưng Đạo. Part of Hưng Đạo’s long standing popularity in Vietnamese history was his character, worth a small digression. Hưng Đạo’s rise to prominence was an unexpected thing. He was the nephew of the first Trần King, the son of his rebellious older brother. While his father died disgraced and as a traitor, Hưng Đạo made himself a shining beacon of loyalty and filial piety- two very good traits to have if you want to have Confucian inspired historians write nice things about you. Hưng Đạo actively made himself appear the most loyal of all the Trần King’s servants, perhaps to overcompensate for his father’s actions. His charisma, natural talent and skill made his life an exemplary subject for chroniclers to fawn over,  with one notable exception: when he was around 20 years old, Hưng Đạo had an affair with an imperial princess already engaged to another man. It was a scandal resolved by marrying the two, but was nonetheless an embarrassment. When it became apparent that war was coming, Hưng Đạo marked himself out by preparing and training men and officers, before taking a leading role in the strategy himself.    In January 1285, Prince Toghon and Ariq Khaya led some eight tumens over the border from Yunnan into Đại Việt. He had with him an ousted member of the Trần royal family, Trần Ích Tầc, who the Yuan had declared the new King of Đại Việt and were going to place onto the throne. In addition, another column came further west, led by Nasir ad-Din, the Khwarezmian appointed by the Mongols to govern Yunnan; he was the son of the first Mongol appointed governor of the province, a skilled figure named Sayyid Ajall. The forces sent against Toghon, Ariq Khaya and Nasir ad-Din were quickly overcome, and captured ships allowed them to cross the Phu-luong River in February.  Meanwhile, Sogetu was marching north, a great pincer movement on Đại Việt. Prince Hưng Đạo divided his forces to try and prevent Sogetu from linking up with Toghon, but Sogetu overwhelmed them, capturing 400 renegade Song officials. By the time Sogetu linked up with Toghon, the Prince had constructed a full river fleet and placed them under the command of Omar, one of the Yuan’s top naval commanders and Nasir ad-Din’s son. Together, they undertook a full offensive against Đại Việt, Omar driving the King out to sea while Toghon and Sogetu captured the capital of Thăng Long. Armies sent against them were annhilated and many Trần generals defected to the Yuan forces.       With Thăng Long’s seizure, the Yuan experienced their final success of this campaign. Again, Thăng Long had been skilfully evacuated to deny the Mongols access to supplies or the royal family, thus preventing the city’s occupation from being a true strategic gain. In Thăng Long, Yuan forces and supply lines were overextended, running low on food while heat and disease took their toll. In June one of the Yuan commanders, Li Heng, was killed by poisoned arrows and his force decimated by ambushes. A former Song Dynasty officer and his entourage, fighting alongside the Vietnamese, donned their old Song style uniforms and armours, which panicked  the Yuan detachments thinking they were now facing long-lost Song reinforcment! The fallen Vietnamese were found to have tattooed “kill the Tatars!” on their own bodies, angering, frustrating and frightening the Yuan forces- many of whom, it should be noted, were not Tatars but conscripted Chinese and others who would be forced to share their fate. All bodies with such tatoos were ordered to be decapitated. Toghon, seeing their position was untenable as morale crumbled, decided to call a full retreat back to Yuan territory. So swiftly was this done that Toghon failed to inform Sogetu of the retreat, who suddenly realized he was left isolated deep in enemy territory.  Hurriedly he forced his way north, but the Vietnamese harried him. Sogetu was captured and killed in battle, and the remainder of his force was largely surrounded and destroyed at Ssu-ming on the Yuan border.       This was a disastrous end to the campaign. The Mongols had suffered reversals, loss of commanders and had to turn back from campaigns before. Battles had been lost of course, but major defeats like the Japan invasions could be explained away as the interventions of nature and the heavens. But the Vietnam campaign was a direct military fiasco, one of Kublai’s own sons failing to deliver victory.  Kublai was so furious he refused to allow Toghon back to the capital. Frustrated by failures and his mind increasingly clouded by drink and depression, Kublai ordered a third invasion of Đại Việt. Special care was taken for this invasion. The Trần pretender Trần Ích Tầc was once again to be promoted, to hopefully encourage dissension, and great effort was taken to prevent the logistical issues of the previous campaign. Supply ships were ordered from all along the southern Chinese coast to ferry troops and provide the food necessary for the great army being assembled: 70,000 Mongol, Jurchen and Northern Chinese, 6,000 troops from Yunnan, 1,000 former Song soldiers, 6,000 local troops from Guangxi and 17,000 Loi people from the island of Hainan, for a total of 100,000 men not including the crews of the 500 warships and transports. Toghon was placed in overall command again, his final chance to redeem himself before his aging father.        While it is easy to focus on the Yuan losses, it must not be thought it was an easy experience in Vietnam. As per custom, the Mongols had metted out savage reprisal on cities; we know from elsewhere that when frustrated, as when denied a chance to meet the foe directly in battle, it only resulted in increased devastation on those they fell across. Crops and rice patties were destroyed by the tred of armies and horses, and we cannot imagine what starvation and horrors greeted the population caught in the middle of this conflict. Many thousands fled into the wilderness to escape the Yuan armies, and few could have been prepared for the experience. Their suffering from disease, lack of water and resources goes unmentioned in the sources. The capital of Thăng Long had been looted and occupied for the second time in thirty years. In Champa the evidence is less clear, but it seems Sogetu burned his way through many of the most prominent city’s along the coast in his march north. In the Complete Book of the Historical Records of Đại Việt, in the entry for the year 1286 Prince Hưng Đạo provides this assessment to the King:   “Our kingdom has been at peace for a long time. The people do not know about military matters. Previously when the Yuan came and raided, there were those who surrendered or fled. By relying on the potent awe of the imperial ancestors, Your Highness’s divine [perspicacity] and martial [awe] wiped clean the dust of the nomadic barbarians. If they come again, our troops are trained at fighting, while their army fears a distant campaign. They are also dejected by the defeats of Heng and Guan. They do not have the heart to fight. As I see it, they are sure to be defeated.”   Hưng Đạo, as fitting his character, comes across optimistic and eager to fight. Yet, he recognized that many had quickly defected or routed before the Mongols. The Vietnamese needed to prepare to meet the Mongols again ahead on, rather than simply rely on the ‘awe’ of the King.       In October 1287, the third invasion began. The army  into three major forces: Toghon took the main army overland, 6,000 traveled west of the main army to act as a diversionary force and 18,000 were taken by Omar and Fan Yi aboard war ships sailing along the coast to find and neutralize the Việt navy. The large transport fleet followed some days behind Omar’s armada, anticipating that Omar would have cleared the way of enemy ships for them. In December the main army crossed the border in two columns and defeated several Đại Việt forces, marching to Vạn Kiếp on the Bạch Đằng River to await the arrival of Omar’s fleet, who arrived after fighting off a Vietnamese navy. Despite early success, neither force had brought much for food supplies, expecting to be supplied by the transport fleet.       Toghon waited for the supply fleet until the end of January 1288, but unbeknownst to him much of the supply fleet was blown off course by a storm, and the rest were attacked by the Việt  navy. The commander Trần Khánh Dư held his fleet in secret up a river near the coast at Vân Đồn, and allowed the Yuan warships under Omar to pass by. Once Omar and the warships were beyond reach, Trần Khánh Dư  fell upon the unguarded, slower moving Yuan supply ships. By seizing and scattering these, he ensured the breakdown of the massive Yuan army. With food supplies running low, Toghon marched onto Thăng Long, hoping to resupply there. The city fell without opposition in February 1288, but to their horror they found there wasn’t a grain of rice left within: the defenders had once again stripped it in their flight. The increasingly desperate Yuan forces went to great effort to gather food until learning of the disaster which befell the supply fleets at Vân Đồn. Toghon ordered the army back to stockades they had constructed at Vạn Kiếp, and by the end of March, once his men were on the verge of starvation, he ordered a general retreat back to China. It was now the Việt forces sprung their trap. The Yuan army’s route north was harried by continual ambushes and the destruction of roads and bridges to hamper their movements. Arrows flew out from the trees to strike men down. Tropical diseases the Mongols were unused to spread among them, humidity warped their bows and the trees howled with the sounds of alien creatures ensuring sleepless nights. Toghon, great-grandson of Chinggis Khan, showed his pedigree by hiding in a copper tube on the march, then abandoning the troops to board a warship and sail back to the Yuan realm.       On April 9th, 1288, Omar’s fleet was sailing past the mouth of the Bạch Đằng river when a group of Vietnamese ships, commanded by Prince Hưng Đạo, sailed out to meet him at high tide. Eager for some sort of victory, Omar took a portion of the fleet and attacked. The Vietnamese routed before the Yuan warships, fleeing back up the river whence they had come. When the Yuan fleet pursued up the river, the trap was sprung: while the smaller and lighter Vietnamese craft had cruised by in safety, wooden stakes placed along the river bottom impaled the larger Yuan vessels, holding them in place as the tide receded. With the Yuan ships immobilized, the Vietnamese turned about and attacked: helpless, many Yuan soldiers jumped into the river, drowning or picked off by the arrows of Đại Việt, and Omar was captured. The other fleet commander, Fan Yi, attempted to rescue Omar, but his vessels were surrounded and boarded, Fan Yi himself killed in the fighting. Some 400 ships were captured, capping off a campaign which saw most of its land forces destroyed in the wilderness.       1288 proved to be a total fiasco for the Yuan. Only a few years after the destruction of the great armada off the shores of Kyushu, another fleet and army were destroyed with little to show for it. Toghon was sent into political exile after both disastrous campaigns, his son another disgrace to add to Kublai’s troubles of the 1280s. Unlike earlier, thoroughly planned and prepared campaigns, the Mongol leadership was unable to gather the information they needed to properly orchestrate their attacks. The destruction of the cities did not sway or put adequate fear into the Vietnamese monarchs, the sufferings of the population could not move them and unable to capture the enemy leadership, the Mongol were denied many of the strategic tools they had commonly employed to disable the enemy defense. In the dense and rugged jungles and mountains, the Mongols’ greatest tactical advantage, the mobility and range of their horse archers, was neutralized, while the heat, humidity and diseases wrought havoc upon troops and horses unused to such a climate. While victorious in the primary field engagements, the Yuan were unable to transform these battles into strategic successes. And crucially, the Mongols struggled to supply themselves. Small foraging parties could be picked off by the locals, supply lines could more be secured and larger armies were dependent on those supply fleets. When the supply fleets of the third invasion were destroyed by Trần Khánh Dư  at Vân Đồn, the massive army commanded by Toghon became a huge, unreadable, liability. All of these were compounded by the fact the Yuan leadership totally underestimated Vietnamese resilience and the Yuan commander, Toghon, was an inept and inexperienced general: in contrast, the military leaders of  Đại Việt were able to maximize their strengths and strike at the Yuan when they were their most vulnerable.    While Bạch Đằng was a masterfully executed victory by Prince Hưng Đạo, Đại Việt and Champa had suffered terribly over both campaigns, and both kingdoms, to avoid another invasion began sending tribute and recognized Kublai’s authority. Still, their resilience and refusal of either monarch to come before him left Kublai wanting another invasion, the Trần pretender Trần Ích Tầc again readied to be put onto the Trần throne, but as with much else, such thoughts were abandoned on Kublai’s death in 1294. After Kublai’s death, relations were eased between Yuan, Đại Việt and Champa. The kingdoms in Vietnam paid their tribute, and they were spared another Mongol assault. Relations between Đại Việt and Champa improved, and a marriage alliance was organized. The former Cham Prince Harijit, now King Simhavarman III, married the daughter of the Trần King, only to die suddenly in 1307. The death of the Cham king brought a new round of tension between the two states, eventually turning into a continuous conflict between them that ultimately culminated in the Viet seizure of Vijaya in 1471.   Today, Bạch Đằng is a highly celebrated episode in Vietnam’s history, the tactics and strategy of Hưng Đạo studied by the Vietnamese during the Vietnam war. The introduction of the idea of the nation-state to Vietnam has seen Hưng Đạo turned into a symbol of the nation, a single person embodying the ideals of resistance to powerful, foreign foes.  But for Kublai, the disasters in Vietnam were only the start to a rough decade, which we will explore over our next episodes, so be sure to subscribe to the Kings and Generals podcast to follow. To help us keep bringing you great content, please consider supporting us on Patreon at www.patreon.com/kingsandgenerals. This script was written and researched by Jack Wilson, with the kind assistance of Phú Võ for accessing Vietnamese and Chinese materials. I’m your host David, and we’ll catch you on the next one.

“Now I wish to tell you [...] all the very great doings and all the very great marvels of the very great lord of the Tartars, [...] who is called Kublai Khan, which [...] means to say in our language the great lord of lords, emperor, and [...]this great Khan is the most powerful man in people and in lands and in treasure that ever was in the world, or that now is from the time of Adam our first father till this moment; and under him all the peoples are set with such obedience as has never been done under any other former king. And this I shall show you quite clearly in the course of this our second book, that it is a true thing which I have told you so that each will be sure that he is, as we say without contradiction, the greatest lord that ever was born in the world or that now is.”       So Marco Polo introduces Kublai Khan in his Description of the World, as per the classic translation of Moule and Pelliot. Having now taken you through the successful Mongol conquest of China and fall of the Song Dynasty, we’ll now look at Kublai’s reign itself, and his efforts to build a new dynasty in China. Great Khan of the Mongol Empire and simultaneously Emperor of China, Kublai Khan was one of the single most powerful men in human history, rumours of his vast wealth and might spreading across the world. Kublai Khan’s long reign will be dealt with in two halves; a first one today covering 1260 to 1279, followed by a look at Kublai’s foreign ventures, then another episode detailing his last years. I’m your host David, and this is Kings and Generals: Ages of Conquest.       Kublai’s name has popped up in several episodes even before his war with Ariq Boke, but we’ve dealt little with the man directly. Born on the 23rd of September, 1215, Kublai was the second son of Tolui and Sorqaqtani Beki, and a grandson of Chinggis Khan. Indeed, Kublai was the last of the Great Khans to have ever personally met Chinggis, though Kublai was little more than 12 years old at the time of Chinggis’ death. It was never likely that Kublai would have come to the throne: while all of Sorqaqtani’s son received the same extensive education, learning to read and write the Mongolian script, take lessons in governance and even had Chinese advisers, Kublai was the only one of her four sons who really found himself attracted to Chinese culture. In time, Kublai even came to speak some Chinese, though never learned the characters. While Sorqaqtani’s eldest son Mongke led armies on the Great Western Campaign across the steppe in the 1230s, Kublai was beginning to govern Chinese for the first time, having been given an appanage in North China by Ogedai Khaan in 1236. Like many Mongols granted territory in China, Kublai did not actually rule from China, staying in Mongolia proper. As with much of North China, Kublai’s appanage was left to the whims of tax farmers and merciless officers demanding extraordinary levies. By the time Kublai learned of it, thousands of tenants had already fled their lands. Perhaps on the council of his Chinese tutors, Kublai sought assistance and local knowledge. The tax farmers in his lands were dismissed and replaced with dedicated officials. A regular taxation system enforced, burdens lessened and by the 1240s Kublai had succeeded in encouraging a number to return. The episode was an important one for Kublai. Leaving government to operate without oversight would allow all manner of corruption and abuse into the system, depreiving the lord of his tribute and putting increased pressure onto the peasanty and farmers at the bottom. Given the chance, they would flee, leaving those petty officials to now increase the pressure on remaining tenants and continue the cycle. By curbing abuses and encouraging growth, Kublai reasoned, the lord would reap even greater rewards over time.       For most of the 1240s, Kublai was a minor figure. He was a grandson of Chinggis and thus a high ranking prince, to be sure, but one of little importance without a military record to his name- the only kind of record which mattered, as far as the Mongols were concerned. Just before 1240 Kublai married his second and most famous wife, Chabi of the Onggirat. A wise and outspoken woman, Chabi would, for most of Kublai’s long life, be one of his most significant advisers and supporters, a calming and motivating voice when he needed it most. Chabi was also a devout Buddhist, and certainly must have encouraged Kublai’s own interest in Buddhism. It’s no coincidence their first son was given a rather classically Tibetan Buddhist name, Dorji. She may very well have been a driving force in bringing more Buddhist advisers into Kublai’s fledgling court in the 1240s. In 1242, the Buddhist monk Hai-yun was summoned to Kublai, who further educated Kublai on Buddhism. In 1243, Hai-yun helped Kublai choose the Chinese Buddhist name of Zhenjin, “True Gold,” for Kublai’s second son, rendered in Mongol as Jingim. Hai-yun introduced Kublai to another Buddhist, Liu Ping-chung, who would become one of Kublai’s most prominent advisers in the years to come. While Kublai was personally more inclined to Buddhism, he did not limit himself to it. Confucian scholars such as Chao Pi, Tou Mo and most famously, Yao Shu, came to Kublai in these years. Yao Shu was highly trusted by Kublai, and the Chinese sources are replete with examples of Yao Shu turning ancient Chinese parables and stories into practical advice for Kublai as a general and in time, ruler. These  men were made responsible not just for informing Kublai of the ancient Confucian classics, but of tutoring Kublai’s sons as well. The oldest boy, Dorji, died early, and Jingim became the focus of their teaching efforts, receiving an education in Buddhism, Confucianism and even Taoism.       Confucians and Buddhists were not his only advisers; Uighurs, Turks and Central Asians served Kublai in a vareity of roles as interpeters, translators, officials and financial advisers. For military matters of course, Kublai relied on his Mongolian kinsmen. Over the 1240s and into the 1250s, Kublai cultivated what historian Morris Rossabi has termed the “kitchen cabinet,” of advisers, a wide collection of opinions and experiences which he could draw upon, men he knew for years and trusted, backed up by his wife Chabi.      As we’ve covered before, when his older brother Mongke became Grand Khan in the 1250s Kublai was thrust into the international spotlight. We needn’t go into this in great detail again; how Kublai was for the first time given a military command, against the Dali Kingdom in Yunnan. How Kublai returned to Northern China to oversee matters for Mongke there, only to annoy his brother with possible aspirations to greater autonomy and perhaps independence, an overconfidence brought on by a successful military campaign and fruitful years as a governor which saw him construct his own capital, known as Shangdu in Inner Mongolia. Mongke greatly reduced Kublai’s influence in the aftermath, and Kublai only managed to crawl back into Mongke’s favour in time to be given command of an army in a massive assault on the Song Dynasty. The sudden death of Mongke in August 1259  brought the campaign to a screeching halt. Mongke and Kublai’s youngest brother, Ariq Boke, stepped up into the regency. Kublai ignored requests to return to the imperial capital at Karakorum in Mongolia, and continued to campaign for a few more months, until his wife Chabi sent word of rumour that Ariq was going to put his name forward for the Khanate. But Kublai had already been aspiring for the throne. He may have intended to keep campaigning and build up his rather lacklustre resume as a commander, but now had to rush north earlier than he had hoped. In May of 1260, at his residence in Shangdu, Kublai declared himself Khan of the Mongol Empire, precipitating a four year civil war between himself and Ariq. Though Kublai had Ariq’s surrender by 1264, over those four years the princes in the western half of the empire took their independence, leaving Kublai ruler of a realm much reduced in size. As our previous episodes have demonstrated, Kublai sent his armies on the colossal effort to conquer southern China and its Song Dynasty, a task only completed by 1279. Kublai though, did not lead these armies himself, instead focusing on building his new empire, as we’ll go into today.       After declaring himself Khan in early 1260, his early efforts were directed at the war with Ariq Boke. Once the conflict quieted by 1261 and 62, as Ariq was pushed from Mongolia, Kublai could begin to consolidate his empire. Though he still perceived of himself as ruler of the Mongol Empire, he understood that his powerbase was in China. From the beginning, Kublai could not have merely co-opted Mongke’s administration. Since the reign of Ogedai, the Mongol imperial organization functioned through Secretariats, influenced by yet unique from the Chinese system. The Central Secretariat, based in the imperial capital, was the central government, the head of which served as a sort of Prime Minister, consulting with the Great Khan to carry out his will and laws. For Ogedai, Guyuk and Mongke, the Central Secretariat had been staffed by members of the keshig, the imperial bodyguard. The Central Secretariat delegated authority to the various Branch Secretariats, the regional offices overseeing imperial government. Branch Secretariats for North China, Central Asia  and Western Asia were the three main offices, with a Secretariat for the Rus’ Principalities in the process of being organized at time of Mongke’s death. The Secretariats struggled to carry out their will, for they were operating alongside various regional Mongol princes who had been allotted these lands as well. The conflict over whether the Secretariats or the Princes carried out administration or taxation, among other responsibilities, was a key component of government ineffiencies over the century.    With the outbreak of war with Ariq Boke, most of the top members of the former Central Secretariat had sided with Ariq Boke in Karakorum, leaving Kublai to rely on his own men. Among his earliest actions was to get the loyalty of the China Secretariat and local Mongol princes, and prevent them from allying with Ariq. Of these, Qadan was the most significant, a son of Ogedai who ruled on Kublai’s northwest frontier, the border close to Ariq’s territory and the Chagatayids. Key allies like this allowed Kublai to focus on more internal matters.    The officials of the China Secretariat were naturally brought on into Kublai’s new government. Without access to the old Central Secretariat offices though, Kublai had to establish a new one after becoming Khan. Unlike the Central Secretariats of the previous Khans, Kublai’s was not filled by men of his keshig -though they were present- but civilian administrators and his own advisers. The first to head the new Secretariat was Wang Wen-tung. In structure Kublai’s Secretariat had much more in common with the usual Chinese office, indicative of the influence of Kublai’s Confucian advisers. The head of the Secretariat was assisted by two Chancellors of the Left and Right, often serving as his replacement and primary advisers to the Khan. The Head of the Secretariat and the two Chancellors oversaw what was known as the Six Functional Ministeries, which carried out the day-to-day running of the empire: the Ministry of Personnel, responsible for civilian officials; the Ministry of Revenue, responsible for the census, taxes and tribute; the Ministry of Rites, responsible for ceremonies, sacrifices and embassies; the Ministry of War, responsible for some aspects of military command, colonies, postal stations and supplies; the Ministry of Justice, which managed law and prisons; and the Ministry of Public Works, which repaired and maintained fortifications, dams and public land.   In 1263, Kublai also re-established another Chinese institution, the Privy Council, which managed the Imperial Army and protected the capital. Kublai sought a more centralized control of the army, but in this found resistance from the Mongolian leadership and princes. While Chinggis Khan had largely replaced the traditional military leadership and chiefs, a new hereditary leadership was installed, both from his sons and non-Chinggisids. By Kublai’s time, he was dealing with well-entrenched egos born into these positions. They would answer the Khan’s summons for war, of course, but did not want to be managed in all aspects by officials in a distant capital who may not have been nomads. To compromise, Kublai organized his armed forces into three major branches. The first a “Mongol Army,” under his direct control, and that of the Privy Council. This was stationed close to the Imperial capitals, made up of Mongols, Central Asians and Turks. This was followed by the “Tammachi,” the Mongols who served the Khan, but maintained their own princes and lived out in the steppes. Then there was the “Chinese Army,” the largely infantry force of Chinese who served as garrison troops.   By 1268, in order to watch his growing bureaucracy, Kublai brought on another Chinese institution, the Censorate. The duty of the Censorate was to inspect officials and route out corruption; they would report directly back to the Khan to inform him of the goings-on in his government, of tidings which may not have reached him through regular channels. For Kublai, good governance was a high priority, and he gave his Censorate great resources and power. The Khan wanted to know what happened at all levels of government. Compared to other dynasties, Kublai’s Censorate had great power… on paper. In reality, there is little evidence for its effectiveness outside of the provinces closest to the capital. The Censorate’s first leader, a Confucian named Zhang Dehui, resigned after a dispute with Kublai on how the law applied to the Khan. To put simply, Kublai argued that it didn’t, and Kublai had him replaced with a more pliant Mongol.    Kublai’s affinity for the classic Chinese government structures should not be overstated. Employing traditional styles of governance helped placate Confucian elites and scholars, going some ways to convince them that Kublai had ‘stepped past,’ his nomad roots, but he was unwilling to let himself be tethered to it. The most obvious example was in his refusal to restore the Civil Service examination systems. Since the Tang Dynasty, most Chinese bureacrats were selected after completing these exams. The highest men in the empires were scholar officials who were well versed in Chinese history and literary classics, and jealuously guarded access to high office from those who had never completed the exams. Kublai did not want to limit himself in who he could appoint to office, preferring to keep his doors open to anyone he perceived useful or deserving, regardless of their origins. So, the non-Chinese men from his keshig could still staff high positions, and men from Central Asia could be raised to high station. Of these, none were more famous than Ahmad Fanakati, becoming Kublai’s finance minister in the 1260s. Particularly with the rebellion of Li Tan in 1262, a Mongol-aligned warlord in Shandong, Kublai’s desire to place power in the hands of the Chinese lessenged. Though the rebellion was quickly crushed,  Kublai’s chief minister of the Central Secretariat, Li Tan’s father-in-law Wang Wen-tung, was found complicit and executed. The power of Mongol-allied Chinese warlords across North China was greatly curtailed following this, and Kublai found himself far more suspicious of the Confucians in his government.   For Kublai’s empire, the old imperial capital of Karakorum was untenable. Deep in Mongolia, it was a difficult to supply and highly exposed location, now vulnerable to the mobile horsemen of Kublai’s Central Asian kinsmen- first Ariq Boke, the Chagatayids and in time, the young Ogedeid prince Qaidu. Neither could the complex bureaucracy he was building be managed from Mongolia’s Orkhon valley. Karakorum was to be effectively left abandoned,  a garrison outpost of only symbolic value. For a little over 30 years Karakorum had been the administrative centre of most of Eurasia. Never again would it regain its importance. Kublai first made Shangdu, in what is now Inner Mongolia at the edge of the steppe and Chinese frontier, his capital. Shangdu, originally called Kaiping, is most well known through Samual Taylor Coleridge’s poem Xanadu. Though it housed Kublai’s court and was in the steppe, it was built in Chinese style; roughly a square, with low, rammed earthern walls and a palace. But even Shangdu was insufficient for governing the empire. The area was unsuited to housing a great population, and would still have kept Kublai removed from his subjects. Chinese sources assert that Kublai’s Chinese advisers informed him of the need to govern from within China, but Kublai must have seen it himself. Most Imperial capitals were located more centrally, along the lower arm of the Yellow River where it cuts through the North China plain. Of these cities, none were better known than Xian, in Shaanxi province, from which a great many dynasties ruled from. The former Song and Jin capitals of Kaifeng were also located along the Yellow River. Kublai did not wish to abandon his homeland though, desiring to maintain some proximity, both for personal and security reasons. So a more northerly location was chosen: the ruins of the Jin capital of Zhongdu. Fittingly, the city had been taken by the Mongols the same year as Kublai’s birth, in 1215, and now Kublai was the one to restore it… somewhat. His new city was built just northeast of Zhongdu, straddling three rivers to provide ample water for the population. Construction began in 1267. Built in Chinese style but overseen by a Muslim engineer, it was a vast, square shape with walls of rammed earth. Within was a smaller enclosed area, housing the imperial city, palaces and residences of the Khan. This was to be Dadu, meaning great capital. To Mongols and Turks, it was Khanbaliq, the Khan’s city. Marco Polo would interpet it as Cambulac. Today, Beijing sits atop of it.       Dadu in many ways embodied Kublai’s often roughly mixed Chinese and Mongolian demands. The Chinese wanted Kublai to step into the expectations of a Chinese Emperor and conduct proper rituals to maintain the Mandate of Heaven; constructing a capital within China, building requisite temples to honour his ancestors and donning proper imperial garb helped  to present the necessary image. Yet, Kublai and his sons slept not in Dadu’s sumptuous residences, but in gers in the city’s central park; feasts were decidedly more Mongolian in terms of drunkenness and yelling; his altar sat on top of soil brought from Mongolia. In a sort of quasi-nomadization, Kublai conducted treks between Shangdu and Dadu every year, spending summers in Shangdu and winters in Dadu. Each trek was marked with Mongolian shamanistic ceremonies: flicking airag onto the ground for the departing Khan and calling out the name of his illustrious grandfather. At Shangdu Kublai hunted and feasted, doing a little bit to remind himself of his heritage and escape the demands of office.       As we’ve been iterating, the image of a legitimate emperor of China was a major part of actually ruling China. Each Chinese dynasty, it was believed, ruled with the Mandate of Heaven, the divine support necessary to control the Middle Kingdom. Victory in war meant the conqueror had Heaven’s support. But Heaven needed to be appeased through proper ritual and ceremony. Good governance and climate meant that the Dynasty had Heaven’s support. Corruption and ecological disasters, coupled with military defeats, meant Heaven had rescinded its blessing. The image of being a proper Chinese ruler was therefore necessary for any man wishing to have that divine backing. Kublai would have been reminded of this constantly by his advisers, particularly Liu Ping-chung, who urged Kublai to commit to declaring a dynasty and marking himself as the successor to the Song. In 1271 the Yuan Dynasty was officially declared. Yuan was taken from the Yijing, the Book of Changes, one of the most ancient of all Chinese classics. Yuan has connotations of primal energy and the origins of the universe; all auspicious things to refer to for a man who already had the backing of Eternal Blue Heaven.        To Kublai, taking the Dynastic name of Yuan was not an indication he was replacing the Mongol Empire. To him, Da Yuan, the Great Yuan, was another way to express Yeke Mongghol Ulus, the Great Mongol State. It was to help Chinese acceptance of his rule and maintain Heaven’s Mandate. But it was a fine line to try and present oneself as both Mongol Emperor and the Chinese Emperor, and the declaration of the Yuan may have been in part a recognition of his lack of effective power over the western Mongol Khanates. Kublai still very much saw himself as their overlord, but even he would have recognized his actual power over them was limited at best.        By declaring the Yuan Dynasty, Kublai was also demonstrating his intention was not just to loot and occupy China, but actually rule there. Now, we’ve talked alot about things Kublai ordered, declared and issued: but what did his rule actually look like? In terms of wanting to be a good ruler, what did Kublai accomplish in this regard? Well, ol’ Kublai was not just a man of ideas, but put things into action. Reconstruction of China both north and south was a primary goal of his. Northern China had hardly recovered from the prolonged Mongol-Jin warfare. Despite efforts in the past to institute regular taxation as proposed by the thanksless Yelu Chucai, much taxatio remained adhoc, local populations still being taken advantage of by Mongol officials. For the success of his Dynasty, Kublai wanted the burdens on the population relieved.       In 1261, Kublai began to provide funding for the Office for the Stimulation of Agriculture, headed by his friend and adviser Yao Shu. The stated goal of the office was to help peasants restore, develop and advance agriculture. Kublai wanted Northern China to once again reach a state of food security and be able to produce surplus as protection against shortages. A starving and discontented peasantry would pose a risk of massive uprisings, and the surplus was needed for the massive capital at Dadu. Dadu required 58 grainaries, each one holding 2,170,440 kilograms of grain, or  4,785,000 lbs. Kublai needed a reserve just to feed his capital, let alone secure northern China.        Kublai also understood it was not just a matter of providing funds and labour; the peasants needed to be protected from the Mongols. In 1262, Kublai forbade Mongols from ranging their animals through peasant fields, protecting vital cropland from becoming lunch for hundreds of goat and sheep. He also sought to abolish, once and for all, the tax farmers who sought to beggar the Chinese. Taxes needed to be simplified, and the power of the princely appanages curtailed in order for the Central Secretariat to retain dominance. For this, princes were denied their ability to collect taxes; rather than pay both the local prince and the Central Government, the taxes would go just to the government. Then, an allotment would be provided to the princes. Simplifying and reducing taxes always goes a long way to reducing stress on the folk on the bottom of the social rung. Taking this further, Kublai also reduced or completely removed taxes on entire regions to help them recover. Funds were provided for farmers to restore lands damaged during the conquest, as was grain for those in need. The Khan regularly met and sought knowledge from his advisers on how to restore the countryside and promote trade, and heaped rewards on those who provided effective ideas.       Kublai also promoted what he saw as useful professions. Generally, Chinese dynasties looked down on craftsmen and doctors, but Kublai carried on the Mongol practice of favouring those with skills. Craftsmen and doctors were exempted from certains taxes and corvee labour. For craftsmen and merchants, Kublai encouraged trade, especially from Central Asia  and on the South Asia sea routes.  In 1268 he opened the General Administration for Supervision of the Ortogh, which provided government loans to merchants taking part in caravans from Central Asia. In southern China, kilns were registered and supported by the government to aid the production of porcelains, a valuable part of the Southeast Asian sea trade.  Taxes were lowered on commercial transactions, roads and routes were improved to facilitate movement. Foreign merchants were encouraged to come to China in order to advance the overseas trade, bring their knowledge and even serve in the government: owing their work to the Khan was thought to make them more useful. It is in such a capacity that Marco Polo would work, serving it seems in Kublai’s keshig, as we’ll explore in a future episode.   For doctors and physicians, Kublai established and funded academies and hospitals for them to work in, and to learn from Muslim medical knowledge Kublai imported- a full 31 volumes of Muslim medical practices were collected for the court library. As Kublai was often in poor health and suffered terribly from gout, he was keen to support this industry and whatever relief they might bring him. Expensive drugs, ingredients and doctors were collected from across the Islamic world and even southern India and brought to China. Exempted from many tax obligations and corvee labour, and often serving upon the elite and government, medical leaders reached a very high, and very lucrative, social standing they had not previously enjoyed. By encouraging the growth in numbers of physicians and hospitals, this brought greater access of their services to people at large as well.       Within his first years as Khan, Kublai had also organized the printing of new paper currencies. The first of these was backed by silk, and the later by the silver reserve. Earlier Khans had encouraged payment in coinage over kind, and Kublai took this to the next level. He hoped to employ the same currency throughout his realm to ease trade and aid in economic stability. The earlier paper mony printed by his predecessors and the Song emperors was invalidated, though in the former Song territory the people were given a period of years to hand in the old money, including gold, silver and copper coins,  in exchange for the new. Until the late-1270s, Kublai kept tight control on how much was printed in order to prevent inflation, and the system worked quite well. Only with costs endured from the failed attack on Japan and the last years of war with the Song, did the printing of paper money escalate, though not yet to disastrous levels.   In science too, Kublai promoted cross-continental contacts. Astronomy was always of interest to Chinese monarchs and diviners, and a good mark of any emperor was formatting a new calendar. For this, considerable Muslim knowledge was imported. In 1271 the Institute of Muslim Astronomy was founded, allowing Chinese astronomers to study translated Islamic texts and instruments to design their own, and eventually provide Kublai a new, more accurate calender. Kublai also ordered the establishment of a new legal code which began to take effect in the early 1270s. It was actually more lenient than previous dynastic legal codes: only 135 crimes were punishable by death in the Yuan legal code, less than the preceeding Song, or succeeding Ming, legal codes. Executions per year during the 13th century rarely exceeded 100, with the Khan personally reviewing these cases, preffering to send them to labour or to pay a fine. The latter was an uniquely Mongol addition to the Chinese legal system. For the Mongols, such fines were regular compensation for punishments, and now too would become standard practice in China.       Kublai also gave China the basis for the provincial organization it holds today. As the first man to unite all of China in 300 years, he was able to order a country-wide provincial reorganization. Unlike previous dynasties, Tibet, Xinjiang and Yunnan were now part of China; Yunnan, for instance, had never been under Chinese suzerainty before, and has never left it since. Kublai reorganized China into 12 provinces, each governed by regional versions of the Central Secretariat. In much of the south, former Song officials were brought to staff the lower levels of government, but a system of Mongol and Central Asian daruqachi supervised and managed them.       As part of his hope to tie the various disparate regions of his empire together, Kublai sought a writing system all could use. He did not want to rely on Chinese, a script few Mongols had ever learned. But neither was the Uighur script the Mongols used for their own language fully adequate. Adopted by Chinggis Khan in 1206, it only barely covered the sounds of spoken Mongolian, and was simply incapable of representing Chinese. For this task, Kublai turned to one of his best known advisers, the ‘Phags-pa Lama. Born in 1235, in the 1240s he accompanied his uncle, the Sakya Pandita, one of the leaders of Tibetan Buddhism’s Sa-Skya sect, to the court of Ogedai’s son Koten. Basically growing up in Mongol courts, in the 1250s he found himself attached to prince Kublai, and in time Khan Kublai. Made Kublai’s personal chaplain after he became Khan, in 1264  the ‘Phags-pa Lama and his brother were appointed to govern Tibet on behalf of the Mongols. Having spent comparatively little time there, they did not do a great job. His brother died in 1267, which was soon followed by an uprising from a rival Buddhist sect, crushed with a forced reimposition of Mongol rule. With the Mongols now ruling Tibet directly, the ‘Phags-pa Lama returned to Kublai’s court, where he was given a new task: designing for Kublai a new universal script for the empire. Completing it by 1269, this was the famed Yuan square script, or ‘Phags-pa script, as named for its designer. Based on the Tibetan script, it was 41 square shaped letters written vertically and designed to capture sounds of both Chinese and Mongolian. Kublai was delighted and heaped rewards onto the ‘Phags-pa Lama, making him Imperial Perceptor and Head of all monks in Kublai’s empire, in addition to further tutoring Kublai’s son Jingim. Kublai ordered the script to be taught to all officials, and all government documents were to be issued in the new script. Surviving stone inscriptions, paper money, porcelain and state paizas from the Yuan period all feature the characteristic blocks of the ‘Phags-pa script. But aside from official and decorative purposes, the script never caught on even within the government, despite repeated proclamations from Kublai for his officials to learn it.        In keeping with the precedent of previous Khans, Kublai’s early reign encouraged the respect of religions. The legal code did not set out to prohibit any religion, and religious communities, especially Muslims, were often self-governing as long as they paid taxes. Respect was shown to Confucians, Buddhists, Taoists, Muslims, Shamanists and even those Christians in China. Like Mongke, there were members of these religions convinced that Kublai was about to, or had already, converted to their faith, so effective was Kublai at protraying himself as a friend to all. The ‘Phags-pa Lama, for instance, presented Kublai as the Buddhisatta of Wisdom to Tibetans while Marco Polo portrayed Kublai as a fine Christian monarch in his accounts. Tax exemptions were provided to religious orders, financial aid to help in rebuilding and constructing new temples, representation at court and other privileges were granted to these various communities. In exchange, they convened with the Heavens and Gods on Kublai’s behalf to bring good fortune onto the Yuan realm and maintain the Mandate of Heaven.       It should not be thought that Kublai set out to create an idealized utopia-  he was still Mongol Emperor after all, and the Mongols were only a small minority among tens of millions of Chinese. Kublai issued proclamations to keep Mongols and Chinese separate; the Chinese could not learn Mongolian or wear Mongolian clothing, and it was illegal to sell Mongolian horses to them. Marriage and intermingling were dissuaded. Most famously, Kublai organized a racial heirarchy to determine favours and certain rights. Obviously, Mongols were at the top of the hierarchy, followed by the semuren, referring to Central Asians, Muslims, various Turks and even Tangut. Below the semuren was the hanren, the northern Chinese and former denizens of the Jin Empire. Khitans and Jurchen were included among them. After 1279, another category was added, the nanren, the Southern Chinese of the late Song Dynasty. The cateogrization though was vague, subject to change and often ignored. Yet it underlined a key fact: despite all Kublai did to look like a Chinese monarch, neither he nor his successors would ever be Chinese, and that divide would not disappear after Kublai’s death. For those Mongols still in Mongolia though, Kublai certainly looked too much like a Chinese monarch for their tastes. This was not a dynamic that would promote the longevity of the Yuan Dynasty.       From 1260-1279, Kublai Khan’s reign was marked by numerous accomplishments, with the notable exception of the invasion of Japan in 1274, and of course, his loss of control over the western Khanates. He set about creating a new government structure to run his empire, utilizing talent from across Eurasia and rebuilding China after decades of war. For the first time since the collapse of the Tang Dynasty in 907, China was united under one ruler. But 1279 was to be, in many ways, the high water mark of his reign. The effort it took to manage the Yuan government was considerable, and needed tremendous personal energy on the part of the monarch to keep it running as effectively as possible. As age, health and personnal losses took the energy out of him, the 1280s ultimately marked a series of failures for Kublai, which we will explore in forthcoming episodes, so be sure to subscribe to our podcast for more. If you’d like to help us keep bringing you great content, please consider supporting us on patreon at www.patreon.com/Kingsandgenerals. This script was researched and written by our series historian, Jack Wilson. I’m your host David, and we’ll catch you on the next one. 

Series researcher Jack Wilson and historian Stephen Pow discuss Pow's explanation for one of the most vexxing issues of Mongolian studies: what is the relation between the terms Mongol and Tatar, and why do so many people across Eurasia consistently use Tatar over Mongol?

“In the world there is the spirit of righteousness, taking many forms,  bestowed on the ever-changing things. Below they are the rivers and mountains; above they are the  sun and stars, With people it is called the spirit of honour and fearlessness, so vast it fills the universe. When the empire is tranquil one pours forth harmony in the splendid court. When times are extreme true fidelity is seen, and goes down in history case after case.”       So goes a poem written by one of the last defenders of the Song Dynasty, Wen Tienxiang, as translated by Feng Xin-ming. Held prisoner by Kublai Khan after the fall of the Song Dynasty, Wen Tienxiang wrote this poem as a part of his refusal to accept to Mongol rule before his ultimate execution. Such defiance was a surprising hallmark of the final years of the fugitive Song court, reduced to a collection of hardliners and loyalists unwilling to peacefully surrender the Mandate of Heaven to the house of Chinggis Khan. Today, we look at the flight of the fugitive Song court after the fall of their capital of Hangzhou in 1276. We will follow brave men like Wen Tienxiang, Zhang Shijie and Lu Xiufu in the final days of the Song Dynasty, a hopeless struggle culminating in the bloody waters of Yaishan in 1279. I’m your host David, and this is Kings and Generals: Ages of Conquest.       Our previous episode brought us to the early months of 1276 with the surrender of the Song capital city of Linan, modern day Hangzhou. The child emperor, Gong of Song, and the elderly Empress Dowager, were brought into the hands of Mongol general Bayan, who escorted them north to bow before Kublai Khan. Organized Song resistance seemed broken, and while the Mongols would need to ensure the official submission of the southernmost regions of Song China, such actions were a mere formality compared to the effort needed to seize the Yangzi River cities. Most of the Mongolian army returned northwards soon after, intent on sparing Mongols and their horses from the worst of the south’s summer heat and humidity. There was but one issue: two of the Song Emperor’s young half-brothers had been smuggled out of Hangzhou under a small guard of soldiers. Bayan had sent riders to pursue them, but the fugitives escaped them in the mountains south of Hangzhou. Fleeing to southern Zhejiang province, they made it to Wenzhou, a city on the coast. From there, they took ships to Fuzhou, just across the straits from Taiwan, where they were joined by other loyalists who had abandoned Hangzhou in the days leading up to Bayan’s arrival. These included the general Zhang Shijie, who had repeatedly fought with the Mongol fleet on the Yangzi in the last episode; Chen Yizhong, the former Song chancellor who had succeeded Jia Sidao; Wen Tienxiang, Yizhong’s brief successor who was temporarily held captive by the Mongols before escaping; and other courtiers and generals, like Li Xiufu and Xia Gui. News of the gathering at Fuzhou spread across the south and brought other hiding loyalists to come out of the shadows in early summer 1276, encouraged by the Mongol withdrawal back over the Yangzi River.       By June 1276, the older of the two half brothers, the five year old Zhao Shih, was declared the 17th emperor of the Song Dynasty, temple name Duanzong of Song. The enthronement prompted a wave of loyalist uprisings in the south and over the summer, growing into an actual offensive against the Mongols. Citizen armies retook cities in Guangdong and Jiangxi provinces. Most of the south and southwest of the Song realm were still outside of Mongol control, and in Sichuan those still resisting found new heart. At Fuzhou, the court built a new navy from those ships which had escaped destruction on the Yangzi, some provided by patriotic ship owners in the south, and some which were forcibly seized from private hands. For a few weeks, there was actual momentum against Mongol rule.   By the fall of 1276, this momentum had largely burnt itself out. The infighting which had been endemic to the Song court reared its head in this fugitive court. Chen Yizhong, who had only come out of hiding after the royal boys had arrived in Fuzhou, had again been made Chancellor, despite the fact his performance as Chancellor in Hangzhou was generally ineffective. Once more the Song Chancellor, Yizhong immediately fought with the others for influence over the young emperor, a stupendously stupid act when all of their energies should have gone against the Mongols. His conflict with Wen Tienxiang forced the latter to abandon the court to fight on his own in his home region of Jiangxi, raising troops there to resist the Mongols. From his base in Jiangxi, Wen Tienxiang led hit and run attacks against the Mongols as far as Lake Poyang. With Tienxiang out of the way, Yizhong butted heads with the most important and capable military leaders left in the fugitive court, Zhang Shijie and Xia Gui. Xia Gui grew so frustrated that he defected to the Mongols, bringing with him a number of districts in Huainan. The infighting predictably hamstrung the already limited capabilities of the Song court. With a mere boy as emperor, there was no one to mediate over Yizhong’s actions, causing them to hemorrhage much needed men they couldn't afford to lose.    And of course, the Mongols were not keen to allow these fugitives to claim legitimacy or strike at such newly taken territory; though they held by now no hope of truly overthrowing Mongol rule. News came of the fall of the Yangzi cities of Yangzhou and Chenzhou after prolonged resistance to the Mongols, soon followed in the autumn with a Mongol invasion of the south. More accurately, we should describe this as a Yuan invasion. While serving the Mongol Khaghan, often commanded by Mongols and Central Asians and with a core Mongol cavalry, the main body of these troops were Chinese, largely northerners but a great number of former Song soldiers and levied southerners. In large part, this was due to the conditions and environment; the climate of the south was difficult on those used to the drier and cooler north, and much of the geography was simply unsuited to large scale cavalry warfare, though Mongol horsemen were employed when appropriate. Under the command of the Uighur, Ariq Khaya, the armies of Kublai’s Yuan Dynasty came in a great pincer movement towards Fuzhou late in 1276. By the end of the year, the boy emperor and his court took to the sea to escape Fuzhou, which soon fell to the Yuan armies.    The young emperor and court had begun what was to be a dreadful pattern. Their ships would find some coastal city to make their new sanctuary, only to be forced to flee in a matter of days, weeks or months as Yuan armies or ships converged on their position. From the last days of 1276 to until 1278, this was the wretched life the court lived, a constant fear for when the banners of the Yuan would arrive on the horizon. From Fuzhou they stayed in Quanzhou, perhaps the wealthiest port in the world and a gateway to the seatrade of southeast Asia. Here, the court sought to ally with their former subject, Quanzhou’s Superintendent of Maritime Trade, the immensely wealthy Fu Shougeng. A highly talented fellow, Fu Shougeng was a descendant of Arab traders, his wealth, influence and veritable armada of ships making him a powerful ally for anyone seeking to control the southern Chinese coast. Both Kublai and the Song court sought to gain his support, but the Song had little patience for carefully cultivating a relationship. The Song general Zhang Shijie attempted to sidestep Fu Shougeng and just commandeer ships and resources for their purposes. Alienated, Fu Shougeng tried to trick the boy emperor into following him in order to capture him for the Mongols, but the ruse was spotted and the court escaped. With their flight, Fu Shougeng officially declared for Kublai, who rewarded him by making him the military governor of much of Fujian and Guangdong provinces. As revenge, Zhang Shijie blockaded Quanzhou’s port late into 1277 until Yuan ships drove him off. Fu provided his ships and resources to the Yuan, enlarging their growing presence on the South China sea, while Fu encouraged other holdouts in the region to submit to the Khan.    As the Song court moved from port to port along the southern coast over 1277, the Yuan continued to strengthen their hold on the mainland. Ariq Khaya focused on holdouts in the south in a methodical campaign; not a great tidal wave of destruction like Chinggis Khan had unleashed upon Khwarezm nearly 60 years prior, but a thorough effort which instituted civilian administration as he went. The area Ariq Khaya took was immediately brought into the Yuan Empire, rather than left a ruinous buffer. Another general, Sogetu, meanwhile pursued the Song along the coast, mirroring their movements from the land and falling upon any city which gave shelter to the emperor. The Mongol advance even encouraged local uprisings against the Song; one fellow leading such an uprising in the interior of Fujian was caught and executed by the loyalist Wen Tienxiang, but it was a minor success as the Yuan hold on the south grew. Wen Tienxiang and his army was forced to the coast, and over 1277 and 1278 Song territory along the southeast was reduced to a few well fortified but isolated coastal holdouts. In the first month of 1278, while in the midst of once again sailing to a new port, the Song fleet was caught in a storm, sinking several ships. The young emperor was among those who fell into the cold waters. Though he was rescued, the poor lad fell ill.  The stress of the flight coupled with illness rapidly eroded his strength. In May of 1278, Zhao Shih, temple name Duanzong of Song, succumbed, not even 9 years old by the European reckoning. The fact the disillusioned Song court did not immediately dissipate is due to Zhang Shijie and Lu Xiufu, who rallied them around the late-emperor’s even younger half brother, the 6 year old Zhao Bing, who they quickly enthroned. It was not enough for some, and no one was happy to fight for the third child-emperor in a row, when most of China was now in Mongol hands. Chancellor Yizhong suggested the court could find refuge in Dai Viet in northern Vietnam, the kingdom known to the Chinese as Annam. Yizhong offered to go himself as an envoy, but the reception among the court was cool. He left for Vietnam anyways; judging by summons by the Song for him to return, this may have just been him abandoning the cause. Yizhong never returned to the fugitive Song court, spending a few years in Dai Viet before fleeing to the Kingdom of Sukhothai in Thailand for the last years of his life.   In June 1278, the Song imperial fleet, now largely under the thumb of Zhang Shijie, settled on Yaishan, some 120 kilometres west of modern Hong Kong. Yaishan was a difficult to reach island nestled in the Chinese coast; surrounded by rivers, mud flats sides and mountains. The island has access to the sea via a narrow waterway, a lagoon on its south side which cuts between two steep cliffs, from which the area’s name is derived. It was a defensible base and large enough to hold the considerable population they brought with them. The sources speak of 200,000 aboard over 1,000 ships: soldiers, ships crews, families, court officials.  Zhang Shijie ordered them onto the island, where they immediately built a small city, cutting down trees for palaces and barracks. The river systems around Yaishan led deeper into Guangdong province and to the city of Guangzhou, from which the Song court was supplied. Zhang Shijie had had enough of running, and was intent on making Yaishan the location from which they would retake the Song realm, or make their final stand.    As the Song settled on Yaishan, the remnants of their empire fell to the Mongols. The western end of the Yangzi River in Sichuan was, after decades of effort, finally subdued over 1278. New offensives into Yunnan, Guangxi and Guangdong strengthened the Yuan hold over China’s southwest, bringing them dangerously close to Yaishan.   Just as Bayan had been placed in supreme command in 1274, Kublai wanted a supreme commander to control the Yuan forces operating in the south and bring them all to bear on wherever the Song court was hiding. In June of 1278, the same month that the fugitive court took shelter on Yaishan, Kublai appointed Zhang Hongfan to be this commander. Zhang Hongfan was a man of northern China who had never served the Song; yet, in one of those twists of fate, he was related to the Song’s great general, Zhang Shijie. Zhang Hongfan had led in the river warfare along the Yangzi, and now Kublai wanted him to personally supervise the Yuan’s new ocean fleet as well. This also highlights the nature of the Mongol Empire of Kublai Khan: an ethnic northern Chinese was, for the first time, being placed in supreme authority over Mongol, Central Asian and Chinese forces in order to destroy the remnants of a Chinese dynasty. A diligent and loyal subject of the Great Khan, Zhang Hongfan worked with great speed. The offensive he led at the end of 1278 swallowed up what was left of the Song Dynasty. In an arc from east to west, Zhang Hongfan led his ships along the southern coast, collecting men and ships as he went and turning over every stone for the Song emperor. Assisting them were many former Song commanders and their ships who had thrown their lot in with the Mongols, eager to demonstrate their loyalty to their new masters. Zhang Hongfan’s second-in-command, a Tangut named Li Heng, led the second prong of the assault on land, linking up with Zhang Hongfan’s fleet for those coastal sites still holding out. In the first weeks of 1279, Li Heng surprised and captured the brave Song captain, Wen Tienxiang, handing him over to Zhang Hongfan as prisoner at the start of February.    From there they advanced west, making their way to perhaps the most significant city still resisting Mongol rule, Guangzhou. The Yuan commanders did not know it yet, but Guangzhou was only a few kilometres north of where the Song court was hiding at Yaishan. Guangzhou had thrown off a few Yuan assaults before finally falling to a combined effort by Li Heng and Zhang Hongfan. Twice, ships came up the Xi River in an attempt to relieve Guangzhou. On the second attempt, ships under the command of Omar, grandson of the Yuan governor of Yunnan Sayyid Ajall, followed them, tracking the Song ships right back to Yaishan.  Quickly, Omar confirmed it was the Song hideout and sent messengers back to Zhang Hongfan. It was time to prepare the final battle against the Song.   At the end of February 1279, Yuan ships began to join Omar outside the sea entrance to Yaishan, a 1.5 kilometre wide lagoon protected by steep cliffs on either side. Over the following days, the rest of the Yuan fleet joined them. The news prompted panic on Yaishan, and many demanded Zhang Shijie organize another escape. But Shijie was done running. “Lo these many years we have voyaged on the seas. Now we must decide between us and them the victor and the vanquished.” Setting fire to the palaces and buildings of Yaishan, he ordered everyone aboard the ships. The plan was simple. From reports his scouts had gathered, his fleet outnumbered the Yuan greatly, perhaps 1100 Song vessels to 300 for the Yuan. Shijie also considered his men the superior fighters at sea. But morale was low, and in open water the men could find it more persuasive to flee rather than fight. Figuring the Mongols would gamble on an immediate assault to put an end to the campaign, Zhang Shijie needed to make best use of both his greater numbers but worse morale. He settled on chaining his ships together in a great, fortified line. Not at the entrance of the lagoon, where some ships might be able to slip away, but situated deeper down the waterway, where their flanks were securely protected by the steep cliffs. Anchors were dropped, and ramparts and towers were built on the ships, a massive, immobile floating wall. The young emperor, Zhao Bing, was placed in the largest ship at the centre under a secure guard. To protect against incendiaries, the ships were coated with mud and provided long poles to push away fire ships. Finally, catapults were set up to send projectiles at any approaching vessel. Set up, Zhang Shijie prepared for the expected attack.   Shijie’s Yuan counterpart, Zhang Hongfan was no fool and recognized a frontal attack against this entrenched position was very risky. He sent first a small ship with negotiators, among them the captive Wen Tienxiang, who Hongfan hoped would convince Shijie to step down. Tienxiang refused however, and negotiations went nowhere. An effort to send fire ships into the Song line was likewise repulsed, the poles of the defenders keeping the fireships at bay until they burned themselves out. Zhang Hongfan then did the unexpected. He waited.   In doing so, he had the one tool which Shijie had no defence against. Locking the Song ships into place as he had done gave all the mobility, and the initiative, to the Yuan fleet. With so many men and families aboard the Song ships, they quickly used up the food and freshwater that they had brought aboard. Destroying their island buildings and pulling all troops onto the ships meant they had no land forces to scavenge for them or fall back to. Quickly, Yuan scouts found a small creek the Song had considered impassable for ocean vessels. The Yuan instead sent smaller craft up this creek, coming out behind the Song line and surrounding them. Zhang Shijie sent out small sorties to attempt to get through the Yuan lines and acquire supplies, but each time these were pushed back. Unintentionally, Zhang Shijie had settled on the plan that left the remnants of the Song trapped in place.   The two fleets sat in place for two weeks. Running out of freshwater and firewood, the Song soldiers resorted to drinking seawater and eating uncooked meals. Dysentery, sickness and starvation ravaged them. Zhang Hongfan sent one final letter to Zhang Shijie, imploring his kinsman to surrender. Three times letters were sent to Shijie, carried by Shijie’s nephew Han, who alongside Hongfan served the Mongols. The letters carried by Han told Shijie of the rewards that awaited him if he surrendered, but warned of the destruction that awaited him if he refused.   Zhang Shijie’s reply, as recorded by Yuan Dynasty sources, ran thus: “I know that if I surrender I would have life, and also noble titles and riches, but my ruler lives and I cannot desert him. If you wish me to surrender, lift your blockade and permit me to sail out.” But Zhang Hongfan knew he could not trust this. For the next five days, Hongfan and his officers made the final plans and moved ships into place. At dawn on the 19th of March, 1279, anchors were weighed and the Yuan fleet advanced onto the Song from both north and south. Zhang Hongfan led his flagship against the most dangerous section of the Song line. The Yuan ships crashed into the larger Song vessels, the Yuan soldiers climbing aboard to fight on the Song decks, Mongol archers picking off Song defenders. The decks ran red with blood, men locked in combat fell into the churning waters and were crushed between ships. Spears pushed climbing Yuan soldiers back into their ships; grasping hands pulled Song defenders off the decks. Zhang Shijie’s catapult crews fired until they ran out of projectiles. The Song fought with courage, battling for every metre. It was a full day of fighting, but the sickness and hunger of the Song troops was a knife in their backs. Dropping from exhaustion, the Yuan soldiers stepped over their bodies as they steadily advanced along Zhang Shijie’s makeshift wall. Unexpectedly, one Song ship dropped its colours, the signal to surrender. Then another, and another. Such an order had not been given, but in the confusion of battle it could not be undone. The Song began to surrender en masse. Zhang Shijie desperately ordered troops to withdraw to the centre ship housing the emperor, but it was clear the day was lost. As fog rolled in that evening, Zhang Shijie ordered some ships to be cut loose to break out. 16 out of the 1100 Song ships escaped Yaishan with Zhang Shijie, evading the Yuan pursuers in the fog and the confusion. The Emperor, Zhao Bing, was not among them, the imperial barge too large and too slow to break free.    The courtier Lu Xiufu stayed close to the boy emperor, but there was now no escape left on those bloody decks. The last emperor of the house of Zhao would not fall into these barbarian hands, Xiufu decided. Tearfully, Xiufu forced his own wife and children to jump into the sea. With Zhao Bing still in his royal robes and clutching the imperial seals, Lu Xiufu took the 7 year old Son of Heaven into his arms, and carried him beneath the waves. Yuan sources assert 100,000 distraught Song loyalists followed in a mass suicide, the lagoon red and filled with bodies. Whoever still lived surrendered along with some 800 ships. The Song Dynasty’s 300 year rule was over.    Zhang Shijie did not flee far: not long after the battle, while sailing to seek shelter in Vietnam his small fleet was caught in a storm and sunk, and he joined his emperor beneath the waves. Zhang Hongfan commemorated the battle with a simple stone inscription at Yaishan, stating “here the great Yuan general Zhang Hongfan destroyed the Song,” and was richly rewarded by Kublai Khan for his victory. He could not long enjoy his spoils. He died the next year, an ailment brought on by the heat and humidity of the south. Later nativist Chinese historians ravaged Hongfan’s reputation as a Chinese “betraying” the Song to serve northern barbarians. But Zhang Hongfan and his family had never been Song subjects. Their native area had been controlled by the Khitan Liao Dynasty since 939, before the Song Dynasty had even been founded. In fact, Zhang Shijie had briefly served the Mongols, making him the traitor to his emperor.        Wen Tienxiang outlived both Zhang Shijie and Zhang Hongfan, offered a respectable position in Kublai’s empire. But Tienxiang refused again and again, unwilling to betray the memory of the Song. Spending his last years imprisoned, he wrote poetry and proudly denied Mongol offers, until finally executed in the early 1280s, the last patriot of Song.    Yaishan was perhaps the largest naval battle in Chinese history after Lake Poyang in 1368, if the sources are accurate with their numbers. It was a major and decisive victory. While some regions in the south still needed to be fully incorporated into the Yuan Empire, and there would be local uprisings, organized resistance against Mongol rule was broken. The Song Emperors were dead, the loyalist infrastructure crushed. Kublai Khan had unified China for the first time since the fall of the Tang Dynasty almost 400 years prior, and was the first non-Chinese to do so. Kublai was now the ruler of All Under Heaven, master of China and the single most powerful man on earth. Those Song loyalists who had escaped to the Vietnamese kingdoms of Dai Viet and Champa would need to be pursued, and Kublai was not a man to believe China was the limits of his empire.  Even as the last Song Emperor disappeared beneath the waves at Yaishan, Kublai’s eyes darted to those kingdoms on his horizon, revenge against Japan plotted and his relatives in Central Asia punished. More battles were planned beyond the waters of Yaishan; but not many of them would be victories.    Before we discuss Kublai’s further military ventures though, we must discuss Kublai the man, and the actual empire he built in China, so be sure to subscribe to our podcast. If you’d like to help us continue to produce great content, please consider supporting us on patreon at www.patreon.com/kingsandgenerals. I’m your host David, and we’ll catch you on the next one!