Susannah Hammond

Susannah Hammond, Host of the Compliance Clarified podcast, discusses the evolving supervisory approach to conduct risk with guests Helen Chan and Mike Cowan. They explore the concept of conduct risk, the different regulatory approaches in Hong Kong, Singapore, and the UK, and the importance of good customer outcomes. The podcast also highlights the need for regulating the regulatory perimeter and improving customer treatment, addressing vulnerable customers, and promoting competition.

Susannah Hammond, an expert in compliance and sanctions, is joined by Rachel Wolcott and Brett Wolf to discuss the current state of play with sanctions and the unintended consequences arising from the response to the conflict in Ukraine. They explore challenges faced by financial institutions, personal liability for UK firms, the use of Swift as a sanctioning weapon, unintended consequences of sanctions, and the importance of documentation in dealing with sanctions.