Scott Pomfret
Former SEC branch chief and Chief Compliance Officer at Highfields Capital Management, now advises private funds and vendors on regulatory, legal, and business issues.
Best podcasts with Scott Pomfret
Ranked by the Snipd community
Aug 15, 2023 • 38min
Scott Pomfret, Best Practices in Fund Compliance (EP.05)
Scott Pomfret, former SEC branch chief and Chief Compliance Officer at Highfields Capital Management, discusses best practices in fund compliance. Topics include relationship between compliance and investment staffs, building teams, scaling operations, managing routine SEC exams, and the importance of organizational values in staying on track.
