Lizzie Cox
Associate specializing in regulatory investigations and enforcement
Best podcasts with Lizzie Cox
Ranked by the Snipd community
Feb 5, 2024 • 24min
Regulation Tomorrow Plus: Submitting better SARs - A guide for MLROs and in-house teams
Rebecca Dulieu and Lizzie Cox discuss drafting high-quality Suspicious Activity Reports (SARs) under the Proceeds of Crime Act 2002. They cover types of SARs, reporting obligations for regulated entities, guidelines for submitting SARs, and supplemental SAR submission guidance, providing practical tips for MLROs and in-house teams.
May 22, 2023 • 15min
Regulation Tomorrow Plus: AML - Key themes for firms from recent enforcement
In this podcast, Catherine Pluck, Joe Smallshaw, and Lizzie Cox explore key themes from recent anti-money laundering enforcement decisions. They cover the importance of adequate policies and procedures, client due diligence, key themes for firms in AML enforcement, and correspondent banking and AML risk.
