Kyle Fleming
Senior Manager of Product Management for SS&C Black Diamond
Best podcasts with Kyle Fleming
Ranked by the Snipd community
Jan 31, 2024 • 34min
Finding Balance - Compliance in the Wealth Management Industry
Martin Orbach, VP, Head of Product for SS&C RCI, and Kyle Fleming, Senior Manager of Product Management for SS&C Black Diamond, discuss the intricacies of regulatory compliance in the wealth management industry. They delve into topics such as electronic communication surveillance, active versus passive compliance, and the use of technology for regulatory requirements.
