Joe Smallshaw
Counsel specializing in regulatory investigations and enforcement
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May 22, 2023 • 15min
Regulation Tomorrow Plus: AML - Key themes for firms from recent enforcement
In this podcast, Catherine Pluck, Joe Smallshaw, and Lizzie Cox explore key themes from recent anti-money laundering enforcement decisions. They cover the importance of adequate policies and procedures, client due diligence, key themes for firms in AML enforcement, and correspondent banking and AML risk.
