Catherine Pluck
Senior Knowledge Lawyer
Best podcasts with Catherine Pluck
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May 21, 2024 • 23min
Global Regulation Tomorrow Plus: UK review and horizon scanning
Financial services experts Simon Lovegrove, Anita Edwards, and Catherine Pluck discuss UK regulatory developments, including impacts of FCA's enforcement consultation paper, updates on retail wealth and fintech, AI regulations, stablecoins legislation, overseas funds regime, and ESG insights.
May 22, 2023 • 15min
Regulation Tomorrow Plus: AML - Key themes for firms from recent enforcement
In this podcast, Catherine Pluck, Joe Smallshaw, and Lizzie Cox explore key themes from recent anti-money laundering enforcement decisions. They cover the importance of adequate policies and procedures, client due diligence, key themes for firms in AML enforcement, and correspondent banking and AML risk.
