Critical Compliance Tips For Digital Asset Funds

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Connect with Gena Dirani:

Company Website: https://www.salusgrc.com/

Company LinkedIn: https://www.linkedin.com/company/salus-grc/

LinkedIn: https://www.linkedin.com/in/gena-dirani-04196625/

Timestamps: 

00:00 Introduction and Guest Welcome

00:35 Gena Dirani's Background and Current Role

01:15 Current State of Digital Assets

03:23 Regulatory Interactions and Compliance Tips

05:03 Preparing for SEC Examinations

10:32 Custody Solutions and Due Diligence

18:03 Personal Trading Policies

23:46 Vendor Due Diligence and AML/KYC

31:39 Best Execution and Exchange Considerations

34:45 Form ADV Disclosures

45:14 Cybersecurity and Final Advice

47:13 Conclusion and Contact Information

Disclaimer:

Alt Funds Network LLC and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.