Ep.6 – Sehwa Kim & Seil Kim on Fragmented Securities Regulation

Sehwa Kim, assistant professor of accounting at Columbia Business School, and Seil Kim, assistant professor of accountancy at Baruch College Zicklin School of Business, join the Business Scholarship Podcast to discuss their new article Fragmented Securities Regulation: Neglected Insider Trading in Stand-Alone Banks. In our conversation, the authors explain why some publicly held banks file their securities disclosures with the FDIC (not the SEC) and what implications this fragmented system might have for capital markets.

This episode is hosted by Andrew Jennings, a teaching fellow and lecturer in law at Stanford Law School.