Our guests for this episode: Jim Raper, Chief Compliance Officer, and Tim Boykin, Corporate Counsel, from WealthForge, who discuss the whys and hows of securities licensing. Among the points addressed:
- Who needs a securities license?
- When should you get a license?
- What is the process of becoming licensed?
- What does a license allow you to do?
- What if you don’t get a license?
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