Finshots Daily

How to get fined by SEBI if you're an Investment Advisor

Jul 18, 2024
SEBI fined an investment advisor Rs 25 Lakhs for breaching guidelines. Importance of adhering to SEBI regulations outlined. Violations can lead to hefty fines. Case study of monetary solutions as cautionary tale.
Ask episode
Chapters
Transcript
Episode notes
1
Adherence to SEBI Regulations for Investment Advisors and Implications of Non-Compliance
00:00 • 6min