Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence Series 2, Episode 8: Culture – where are we now?
Jul 13, 2021
53:01
In the eighth episode of the Compliance Clarified podcast Susannah Hammond is joined by Mike Cowan, Lindsey Rogerson and Rachel Walcott to discuss where we are now on culture in financial services.
The wide-ranging discussion covers cultural indicators, the challenges around trying to change culture and has practical takeaways for compliance officers.
As discussed in the podcast here are some additional resources:
Harvard Business Review summary of Kyle Welch and Stephen Stubben research into ‘speak up’ and whistleblowing leading to fewer fines https://hbr.org/2020/01/throw-out-your-assumptions-about-whistleblowing
Details of the upcoming ISO37002 on whistleblowing management systems https://committee.iso.org/sites/tc309/home/projects/ongoing/ongoing-2.html
Further information on Thomson Reuters Regulatory Intelligence can be found at: https://legal.thomsonreuters.com/en/products/regulatory-intelligence?elqTrackId=73370082102a4669b4d34524158b501c&elqaid=3945&elqat=2
The wide-ranging discussion covers cultural indicators, the challenges around trying to change culture and has practical takeaways for compliance officers.
As discussed in the podcast here are some additional resources:
Harvard Business Review summary of Kyle Welch and Stephen Stubben research into ‘speak up’ and whistleblowing leading to fewer fines https://hbr.org/2020/01/throw-out-your-assumptions-about-whistleblowing
Details of the upcoming ISO37002 on whistleblowing management systems https://committee.iso.org/sites/tc309/home/projects/ongoing/ongoing-2.html
Further information on Thomson Reuters Regulatory Intelligence can be found at: https://legal.thomsonreuters.com/en/products/regulatory-intelligence?elqTrackId=73370082102a4669b4d34524158b501c&elqaid=3945&elqat=2