Regulation Tomorrow Podcast

Regulation Tomorrow Plus: Culture – recent developments and practical steps

Aug 31, 2023
In this episode, the hosts discuss recent regulatory developments in relation to culture in the financial sector, including the higher standard of duty in the retail sector. They also cover the FCA's focus on improving culture in wholesale markets and the importance of regulatory referencing. Other topics include the certification regime's impact on firms, whistleblower protections, and practical steps for establishing and maintaining a healthy culture.
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