Regulation Tomorrow Plus: Culture – recent developments and practical steps
Aug 31, 2023
In this episode, the hosts discuss recent regulatory developments in relation to culture in the financial sector, including the higher standard of duty in the retail sector. They also cover the FCA's focus on improving culture in wholesale markets and the importance of regulatory referencing. Other topics include the certification regime's impact on firms, whistleblower protections, and practical steps for establishing and maintaining a healthy culture.
Chapters
Transcript
Episode notes
1 2 3 4 5
Introduction
00:00 • 2min
Improving Culture in Wholesale Markets
02:12 • 2min
Supervisory Developments, Certification Regime, and Whistleblowing in Focus
04:11 • 3min
Recent Developments in Whistleblower Protections and Non-Financial Misconduct
07:13 • 3min
Practical Steps for Establishing and Maintaining a Healthy Culture
09:47 • 4min
