The SEC, Entrepreneurship, FinTech and the Economy

SEC Commissioner Hester Peirce has been a leading advocate for improving the regulatory environment for entrepreneurs seeking to raise capital and for reasonable regulation of emerging financial technology. Please join us for an extended conversation with Commissioner Peirce on a wide range of topics, followed by audience questions and answers. Topics for discussion will include the proper role for regulators in financial markets, the impact of the securities law on entrepreneurs, financial innovation or FinTech, alternative currencies, private capital markets and Regulation D, Regulation A, crowdfunding, the decline in both the number of public companies and of initial public offerings, the role of self-regulatory organizations, the SEC regulatory agenda and reforms at the SEC.

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