
New Public Offers and Admissions to Trading Regime
Aug 16, 2024
Dive into the UK's latest regulatory changes with insights on the new Public Offers and Admissions to Trading Regime. The panel discusses how public offer platforms can enhance capital access for smaller companies. Explore the balance between compliance and operational efficiency for these platforms, while understanding the FCA's refined definitions and consumer duty implications. Discover the importance of investor protections and the role of oversight in this evolving landscape, ensuring that market reforms truly benefit both operators and investors.
Chapters
Transcript
Episode notes
1 2 3 4 5
Intro
00:00 • 2min
Understanding Public Offer Platforms and Their Role in Securities Trading
01:47 • 2min
Navigating New Regulations for Public Offer Platforms
03:51 • 4min
FCA's Refinement of Client Definition and Financial Promotions Guidance
07:44 • 2min
Consumer Duty and Public Offer Platforms
09:44 • 4min
