In this episode of the Compliance Clarified podcast series, Susannah Hammond and Todd Ehret of Thomson Reuters Regulatory Intelligence discuss the likely impact of not only the change in administration in the U.S. but also the GameStop volatility. In a wide ranging discussion, the potential practical ramifications of the proposed changes in personnel at the top of major regulatory bodies are considered together with the renewed political focus on investor protection, payment for order flows and the potential gamification of the market highlighted by GameStop.
Articles by Todd Ehret can be found here:
10 regulatory targets in the wake of the GameStop battle - https://www.linkedin.com/feed/update/urn:li:activity:6770029479369695232/
SEC and FINRA warn retail investors - https://www.linkedin.com/feed/update/urn:li:activity:6770434487458254848/
Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence
Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence