SEC Cyber Rules Guide for the Asset Management Industry

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Judith Peterson: Moderator

https://www.linkedin.com/in/judithmpeterson/

Kumar Ujjwal - DwellFi

https://www.linkedin.com/in/kumarujjwal1/

https://dwell.fi/

Daniel Strachman - A&C Advisors LLC:

https://www.linkedin.com/in/daniel-strachman-cdda-9922351/

https://aandcadvisors.com/

John Araneo - Cole-Frieman & Mallon:

https://www.linkedin.com/in/john-t-araneo-58a1661/

https://colefrieman.com/

Timestamps:

00:00 Introduction and Panelist Overview

00:27 Understanding the SEC Rules on Cybersecurity

01:23 Dissecting the New Cybersecurity Compliance Regime

02:31 The Current Regime and Upcoming Changes

03:58 Breaking Down the New Rule

09:27 The Role of AI in Data Management

13:44 The Importance of Cybersecurity in Asset Management

24:34 The Role of Service Providers in Cybersecurity

34:56 The Impact of AI on Cybersecurity

41:30 Closing Remarks and Future Implications

Disclaimer:

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.