

Piecing together the governance puzzle - S5E1
May 23, 2023
David Croker and Harry Howe discuss the critical role of governance in response to evolving regulations. They explore the impact of ESG, potential changes to SM&CR, and the introduction of the Consumer Duty. The guests also highlight challenges faced by firms and regulatory plans to address them.
Chapters
Transcript
Episode notes
1 2 3 4 5
Introduction
00:00 • 2min
The Importance of Governance and its Impact on Operational Incidents
01:41 • 3min
Reviewing the ongoing view of the SMCR and potential reforms
04:35 • 2min
The Impact of Consumer Duty on Firms' Governance Approach
07:04 • 2min
Challenges and Regulatory Plans for Governance
09:18 • 14min