RT Plus - Beyond Sanctions – Enforcement

May 30, 2022

David Harris and Katie Stephen discuss recent developments in sanctions enforcement for regulated firms, including the role of OFSI, NCA, SFO, and FCA. They highlight the impact of asset tracing and recovery, enforcement risks and suggestions for mitigation, and actions to be taken when breaches of sanctions regime are identified.

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Introduction

00:00 • 5min

Impact of Asset Tracing and Recovery on Regulated Firms in Relation to Sanctions

05:23 • 2min

Enforcement of Sanctions and Mitigating Enforcement Risks

07:05 • 5min

Managing Breaches of Sanctions Regime and Regulatory Expectations

11:41 • 2min