Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence Series 11, Episode 10: Domestic PEPs: Compliance lessons from the UK election gambling scandal
Jul 18, 2024
Helen Parry and Rachel Wolcott discuss the UK election gambling scandal, emphasizing the need for enhanced due diligence on PEPs. They touch on insider trading risks, compliance training importance, and the implications of politicians having access to sensitive information.
Chapters
Transcript
Episode notes
1 2 3 4 5
Intro
00:00 • 4min
UK Election Gambling Scandal and Compliance Issues
03:41 • 12min
Understanding Domestic PEPs and Compliance Lessons from the UK Election Gambling Scandal
15:45 • 4min
Challenges with MPs and Domestic PEPs Access to Banking
20:07 • 9min
Lessons on Compliance Training and Insider Dealing Awareness
29:26 • 3min