Ep #25: RIA Compliance: Staying Compliant When You Start and Run Your Firm
Dec 9, 2015
59:06
forum Ask episode
view_agenda Chapters
auto_awesome Transcript
info_circle Episode notes
Turn up and the volume and listen in as Jim and I chat about his career path and how to get into the compliance market before diving into tips and tools for RIA compliance that all advisors need to know about.
Behind The Advisor