Episode 5: State of Regulatory Reform

In this episode of the Compliance Clarified podcast series, Susannah Hammond is joined by Rachel Wolcott, chief UK European correspondent, and Lindsey Rogerson, senior editor for Thomson Reuters Regulatory Intelligence, to discuss some of the emerging global topics for compliance practitioners in financial services firms today. Topics discussed include Brexit, approach to environmental, social and governance (ESG), personal accountability, operational resilience and technology, as well as the changes currently taking place within the financial services regulators themselves and their supervisory approach.

You can read more about the topics discussed here -

https://www.linkedin.com/feed/update/urn:li:activity:6764492132234477568/ - UK lawmakers on narrowing SMCR

https://www.linkedin.com/feed/update/urn:li:activity:6764549738726588416/ - PRA SMCR refinement

https://www.linkedin.com/feed/update/urn:li:activity:6764548218622742528/ - Outlook 2021 global green taxonomy article

https://www.linkedin.com/feed/update/urn:li:activity:6764549027271987200/ - ESMA reverse solicitation article

https://www.linkedin.com/feed/update/urn:li:activity:6764547280658948096/ - Outlook 2021 personal accountability article

Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence