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Financial Services Risk and Regulation Unravelled Podcast
Episode 63: Regulatory update - Regulatory Initiatives Grid 2024
Oct 21, 2024
18:25
As the eighth edition of the FCA's Regulatory Initiatives Grid was delayed due to the General Election, an interim update to the November 2023 publication has been released for the period October 2024 to March 2025.
In this episode of the podcast, David Morrey and Ben Farmer pull out 10 key takeaways:
- Diversity and inclusion
- Basel 3.1 rules
- Prudential framework
- FCA's updated enforcement guide
- Remuneration regime consultation
- Multi-firm review of vulnerable customers advice
- Guidance boundary review
- External redress and remediation rules
- Capital requirements for financial advice firms
- Investment advice assessment tool
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Discover
highlights
Listen to the best highlights from the podcasts you love and dive into the full episode