

Navigating SEC Regulations, Compliance, and Trends in Investment Management
Sep 5, 2023
Karen Barr, President and CEO of the Investment Adviser Association, discusses SEC regulations, compliance challenges, and trends in investment management. Topics include T+1, outsourcing due diligence, custody rule, and the benefits of the fiduciary advice model. The podcast also covers the SEC's proposal on outsourcing services, the upcoming change in settlement cycle for securities trading, and the use of technology in navigating SEC regulations.
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