Tips for Addressing Financial Regulatory Compliance Requirements With Parham Nasseri

Parham Nasseri is the Vice President of Product and Regulatory Strategy for InvestorCOM, a leading provider of regulatory compliance software and communications solutions for the financial services industry. He is a Chartered Financial Analyst (CFA) with an MBA from the Schulich School of Business.

Parham has progressive experience in data-centric roles relating to technology and finance. He is involved in the Canadian RegTech Association, CFA Society Toronto, and was the Chair of The Canadian Advocacy Council.

In this episode…

As an investor, are you hesitant to make financial decisions because of the complex regulatory requirements in the industry? How can you meet your regulatory obligations and drive better financial decisions?

The regulatory requirements in the financial services industry are constantly evolving. It calls for innovative solutions to be able to comply efficiently and intuitively. According to Parham Nasseri, you can take the guesswork out of making compliant product recommendations through technology. He shares how they help wealth and asset managers turn compliance into a strategic advantage.

In this episode of The Customer Wins, Richard Walker sits down with Parham Nasseri, Vice President of Product and Regulatory Strategy for InvestorCOM, to discuss tips for addressing compliance requirements in the financial service industry. Parham talks about how to adopt regulatory requirements through tech, the value of client feedback on the product development cycle, and the impacts of AI on the regulatory and compliance environment.