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Episode 59: Regulatory update - FCA regulation updates and challenges

Financial Services Risk and Regulation Unravelled Podcast

CHAPTER

Regulatory Updates on Sustainability Objectives for Funds and Wealth Managers

This chapter highlights mandatory regulations effective December 24th for funds claiming sustainability objectives, requiring compliance with specific terms and rules. Potential extension of these requirements to discretionary portfolio managers is discussed, along with alignment mandates for funds targeting individual clients.

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