Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence cover image

Season 5, Episode 6: All things financial crime

Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

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Regulators, You Need the Evidence

The potential downside for either getting this wrong inadvertently or choosing to get it wrong, we'll draw a veil over that because hopefully nobody listening to this would choose to get these things wrong. The potential downside is really extraordinarily painful. So up front, you're going to have to invest. If you have found you've inadvertently mucked up the self disclosure route, certainly if you're in the U.S., needs to be thought about. And I will repeat what I said in the last time we talked about this, you need the evidence.

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