5min chapter

Fintech Layer Cake cover image

Compliance 101

Fintech Layer Cake

CHAPTER

How Is Compliance Different From Legal?

Reggie: How is compliance different from legal? Can you help step listeners through that? Sure, this is a very squishy area, so happy to dive into it a bit. Compliance typically helps interpret guidance and navigate gray areas. Legal also often helps with things like contract negotiations or employment issues. There's often overlap. So good compliance folks help get some of the legal lift on and vice versa,. especially at early stage companies.

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