Weekly Roundup 07/21/23 (Nasdaq reconsiders custody, the Torres doctrine) (EP.439)
On The Brink with Castle Island
The SEC Proposed a Change to the Custody Rule
The SEC has proposed a change to the custody rule that would look unfavorably on state trust charters. "I don't think they'll be successful in this because I think this state trust thing, they're not going to be able to get away with it," he says.
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