Navigating Multistate Licensing and Supervision in a Digital Era
RegFi Podcast
00:00
Navigating Corporate Governance in Financial Services
This chapter explores the changing dynamics of corporate governance within state-regulated financial services, focusing on the heightened scrutiny from regulators. It addresses the critical need for governance frameworks to shield management from personal liability while discussing the implications for risk management. Furthermore, the chapter examines the operational challenges faced by directors of failing banks amidst evolving multistate regulations and the evolving role of state regulators in ensuring compliance and innovation.
Transcript
Play full episode
