Who Can You Trust in the Financial Industry? - Huston Loke, Executive Vice President of FSRA
More Money Podcast
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The Importance of Financial Planner Credentialing
For the first time, a regime requires that anyone using the title's financial planner or financial advisor meet certain minimum standards. There are really two sets of standards. On the financial planner side, that individual needs to have proficiency not only on the investment side, but has to know something about taxes and estate planning. The financial advisor side doesn't include as much in terms of tax and estate planning and so on,. But does have minimum standards for proficiency on investments, on asset allocation, and on things like time horizon for investment.
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