Financial Services Risk and Regulation Unravelled Podcast cover image

Episode 61: Regulatory update – Diversity to de-banking: The FCA's Roadmap for 2024

Financial Services Risk and Regulation Unravelled Podcast

CHAPTER

Trader's Costly Mistake and Regulatory Failures

The chapter delves into a trader's error that resulted in a substantial fine due to control failures by regulatory bodies. It highlights the importance of robust controls and calibration to prevent such incidents in financial markets, emphasizing the repercussions and enforcement notices issued in response to the case.

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