
Episode 61: Regulatory update – Diversity to de-banking: The FCA's Roadmap for 2024
Financial Services Risk and Regulation Unravelled Podcast
Trader's Costly Mistake and Regulatory Failures
The chapter delves into a trader's error that resulted in a substantial fine due to control failures by regulatory bodies. It highlights the importance of robust controls and calibration to prevent such incidents in financial markets, emphasizing the repercussions and enforcement notices issued in response to the case.
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