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Episode 37: regulatory update - FCA Business Plan

Financial Services Risk and Regulation Unravelled Podcast

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The FCA's Strategy for Positive Change

There seems to be a bit of a theme at the moment of adapting temporary measures from the covid years and making them permanent so that's where guests have a go. A few of the DSCO letters that were quanked out a little while back had financial resilience as a as a focus area for the different sectors. So that's clearly clearly something immediately some more work on. Number 11 is improving oversight of appointed representatives That's simply saying we've issued new rules around principal responsibilities for ARs, he says. The plan doesn't say a great deal about digital markets but they're already pretty active in terms of following up flags that show up in their own surveillance are the implications.

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