From Adversity to Abundance cover image

From Divorce and Financial Insecurity to a Multimillion-Dollar Investment Company with CPA Mark Livingston

From Adversity to Abundance

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What Are the SEC's Definitions of a Security?

The SEC doesn't care what you call it. But 506B, 506C, all that reg D stuff, those are exceptions to going through the full registration process. And so they've created these areas where if you just follow these rules and document it, you don't have to completely register with the SEC. Also, you can avoid all the state security regulations.

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