73 - The Network Effect
TRAP: The Real Adviser Podcast
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Navigating Regulatory Challenges in Financial Advisory
This chapter explores the complexities of obtaining direct authorization from regulatory bodies, highlighting the experiences of firms like New Leaf and Valid Path. It addresses the challenges faced by independent advisors in Ireland, particularly regarding compliance support and the limited resources available to them. The discussion also emphasizes the importance of strong relationships and cultural fit in maintaining client loyalty amidst changing regulatory landscapes.
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